Laws
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Articles 48(5) of EMIR
|
https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/emir/article-48-default-procedures
|
EMIR
|
Articles 48(6) of EMIR
|
https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/emir/article-48-default-procedures
|
EMIR
|
Article 39(7) of EMIR
|
https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/emir/article-39-segregation-and-portability
|
EMIR
|
Article 47(3) of EMIR
|
https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/emir/article-47-investment-policy
|
EMIR
|
Settlement Finality Directive (98/26/EC)
|
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A31998L0026
|
EMIR
|
Article 47 Model Validation (of the Commission delegated Regulation
|
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32013R0153
|
EMIR
|
Commission Delegated Regulation No 2013/153
|
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32013R0153
|
EMIR
|
Recital 13 of Commission Delegated Regulation No 2013/153
|
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32013R0153
|
EMIR
|
Commission Regulation (EC) No 1126/2008
|
https://eur-lex.europa.eu/legal-content/EN/ALL/?uri=celex%3A32008R1126
|
EMIR
|
Section 13(3) of the Federal Reserve Act (Emergency Lending Authority)
|
https://www.federalreserve.gov/aboutthefed/section13.htm
|
Federal Reserve
|
Regulation A (Extensions of Credit by Federal Reserve Banks)
|
https://www.federalregister.gov/documents/2022/04/18/2022-08254/regulation-a-extensions-of-credit-by-federal-reserve-banks
|
Federal Reserve
|
Regulation D (Reserve Requirements of Depository Institutions)
|
https://www.federalregister.gov/documents/2021/06/04/2021-11758/regulation-d-reserve-requirements-of-depository-institutions
|
Federal Reserve
|
Regulation Q (Prohibition Against Payment of Interest on Demand Deposits)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-217
|
Federal Reserve
|
Regulation T (Credit by Brokers and Dealers)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-220
|
Federal Reserve
|
Regulation U (Credit by Banks for Securities Purchases)
|
https://www.federalreserve.gov/supervisionreg/regucg.htm
|
Federal Reserve
|
Regulation CC (Availability of Funds and Collection of Checks)
|
https://www.federalreserve.gov/paymentsystems/regcc-about.htm
|
Federal Reserve
|
Regulation Z (Truth in Lending Act)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-226
|
Federal Reserve
|
Regulation H (Membership of State Banking Institutions in the Federal Reserve System)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-208?toc=1
|
Federal Reserve
|
Regulation Y (Bank Holding Companies and Change in Bank Control)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-225
|
Federal Reserve
|
Regulation P (Privacy of Consumer Financial Information)
|
https://www.federalregister.gov/documents/2011/12/21/2011-31729/privacy-of-consumer-financial-information-regulation-p
|
Federal Reserve
|
Regulation X (Borrower Restraints on Credit Transactions)
|
https://www.federalregister.gov/documents/2024/07/24/2024-15475/streamlining-mortgage-servicing-for-borrowers-experiencing-payment-difficulties-regulation-x
|
Federal Reserve
|
Regulation BB (Community Reinvestment Act)
|
https://www.federalregister.gov/documents/2024/02/01/2023-25797/community-reinvestment-act
|
Federal Reserve
|
Regulation J (Collection of Checks and Other Items by Federal Reserve Banks)
|
https://www.federalregister.gov/documents/2022/06/06/2022-11090/collection-of-checks-and-other-items-by-federal-reserve-banks-and-funds-transfers-through-fedwire
|
Federal Reserve
|
Regulation O (Loans to Executive Officers, Directors, and Principal Shareholders)
|
https://www.ecfr.gov/current/title-12/chapter-II/subchapter-A/part-215
|
Federal Reserve
|
Regulation R (Exceptions for Banks from Securities Broker Activities)
|
https://www.sec.gov/divisions/marketreg/tmcompliance/regulation_r_secg.htm#:~:text=Specifically%2C%20Regulation%20R%20implements%20the,%22broker%22%20exceptions%20for%20banks.
|
Federal Reserve
|
Appraisals (Part 323)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-323
|
FDIC
|
Capital Adequacy of FDIC-Supervised Institutions (Part 324)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-324
|
FDIC
|
Stress Testing (Part 325)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-325
|
FDIC
|
Minimum Security Devices and BSA Compliance (Part 326)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-326
|
FDIC
|
Assessments (Part 327)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-327
|
FDIC
|
Advertisement of Membership (Part 328)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-328
|
FDIC
|
Liquidity Risk Measurement Standards (Part 329)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-329
|
FDIC
|
Deposit Insurance Coverage (Part 330)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-330
|
FDIC
|
Federal Interest Rate Authority (Part 331)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-331
|
FDIC
|
Privacy of Consumer Financial Information (Part 332)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-332
|
FDIC
|
Extension of Corporate Powers (Part 333)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-333
|
FDIC
|
Fair Credit Reporting (Part 334)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-334
|
FDIC
|
Securities of State Nonmember Banks and Savings Associations (Part 335)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-335
|
FDIC
|
FDIC Employees (Part 336)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-336
|
FDIC
|
Unsafe and Unsound Banking Practices (Part 337)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-337
|
FDIC
|
Fair Housing (Part 338)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-338
|
FDIC
|
Loans in Flood Hazard Areas (Part 339)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-339
|
FDIC
|
Restrictions on Sale of Assets of Failed Institutions (Part 340)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-340
|
FDIC
|
Securities Transfer Agents (Part 341)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-341
|
FDIC
|
Consumer Protection in Sales of Insurance (Part 343)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-343
|
FDIC
|
Recordkeeping for Securities Transactions (Part 344)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-344
|
FDIC
|
Community Reinvestment (Part 345)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-345
|
FDIC
|
CRA-Related Disclosure and Reporting (Part 346)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-346
|
FDIC
|
International Banking (Part 347)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-347
|
FDIC
|
Management Official Interlocks (Part 348)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-348
|
FDIC
|
Derivatives (Part 349)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-349
|
FDIC
|
Proprietary Trading and Covered Funds (Part 351)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-351
|
FDIC
|
Nondiscrimination on the Basis of Disability (Part 352)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-352
|
FDIC
|
Suspicious Activity Reports (Part 353)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-353
|
FDIC
|
Industrial Banks (Part 354)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-354
|
FDIC
|
Economically Depressed Regions (Part 357)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-357
|
FDIC
|
Golden Parachute and Indemnification Payments (Part 359)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-359
|
FDIC
|
Resolution and Receivership Rules (Part 360)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-360
|
FDIC
|
Minority and Women Outreach Program-Contracting (Part 361)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-361
|
FDIC
|
Activities of Insured State Banks and Insured Savings Associations (Part 362)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-362
|
FDIC
|
Annual Independent Audits and Reporting Requirements (Part 363)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-363
|
FDIC
|
Standards for Safety and Soundness (Part 364)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-364
|
FDIC
|
Real Estate Lending Standards (Part 365)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-365
|
FDIC
|
Minimum Standards of Integrity and Fitness for FDIC Contractors (Part 366)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-366
|
FDIC
|
Suspension and Exclusion of Contractors and Termination of Contracts (Part 367)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-367
|
FDIC
|
Government Securities Sales Practices (Part 368)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-368
|
FDIC
|
Prohibition Against Use of Interstate Branches Primarily for Deposit Production (Part 369)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-369
|
FDIC
|
Recordkeeping for Timely Deposit Insurance Determination (Part 370)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-370
|
FDIC
|
Recordkeeping Requirements for Qualified Financial Contracts (Part 371)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-371
|
FDIC
|
Credit Risk Retention (Part 373)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-373
|
FDIC
|
Orderly Liquidation Authority (Part 380)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-380
|
FDIC
|
Resolution Plans (Part 381)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-381
|
FDIC
|
Restrictions on Qualified Financial Contracts (Part 382)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-382
|
FDIC
|
Regulations Transferred from the Office of Thrift Supervision (Part 390)
|
https://www.ecfr.gov/current/title-12/chapter-III/subchapter-B/part-390
|
FDIC
|
SEC Regulation S-K (Standard Instructions for Forms)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-229
|
SEC
|
SEC Regulation S-X (Form and Content of Financial Statements)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-210
|
SEC
|
SEC Regulation A (Exemptions for Small Offerings)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-230/subject-group-ECFR68d879261fb42fb
|
SEC
|
SEC Regulation D (Private Offering Exemptions)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-230/section-230.501
|
SEC
|
SEC Regulation M (Anti-Manipulation Rules Concerning Securities Offerings)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242
|
SEC
|
SEC Regulation NMS (National Market System)
|
https://www.federalregister.gov/documents/2022/12/29/2022-27616/regulation-nms-minimum-pricing-increments-access-fees-and-transparency-of-better-priced-orders
|
SEC
|
SEC Regulation SHO (Short Sales)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242/subject-group-ECFR1607681c7b4f78d
|
SEC
|
SEC Regulation ATS (Alternative Trading Systems)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242/subject-group-ECFRac2946ebe78200b
|
SEC
|
SEC Regulation G (Disclosure of Non-GAAP Financial Measures)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-244/section-244.100
|
SEC
|
SEC Regulation FD (Fair Disclosure)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-243/section-243.100
|
SEC
|
SEC Regulation Crowdfunding (Exemptions for Crowdfunding)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-227
|
SEC
|
SEC Regulation Best Interest (Standards of Conduct for Broker-Dealers)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-240/section-240.15l-1
|
SEC
|
SEC Regulation SCI (Systems Compliance and Integrity)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242/subpart-ECFRe106e84e67e2bc9
|
SEC
|
SEC Regulation AB (Asset-Backed Securities)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-229/subpart-229.1100
|
SEC
|
SEC Regulation AC (Analyst Certification)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242/subject-group-ECFR2394922a46f0974
|
SEC
|
SEC Regulation S-T (General Rules for Electronic Filings)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-232
|
SEC
|
SEC Regulation BTR (Blackout Trading Restrictions)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-245
|
SEC
|
SEC Regulation SBSR (Security-Based Swap Reporting)
|
https://www.ecfr.gov/current/title-17/chapter-II/part-242/subject-group-ECFR85dbc2a0e9d1443
|
SEC
|
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