If a municipal securities broker-dealer is not responding to customer complaints, what agency may the MSRB refer such complaints to?
A. The SEC
B. FINRA
C. The Federal Bureau of Investigation (FBI)
D. The Consumer Financial Protection Bureau (CFPB)
Answer:A
If a municipal securities broker-dealer is not responding to customer complaints, what agency may the MSRB refer such complaints to?
A. The SEC B. FINRA C. The Federal Bureau of Investigation (FBI) D. The Consumer Financial Protection Bureau (CFPB)