The investor should file a written complaint with CMIC stating the grounds for the complaint and attaching thereto documents to support the claim. If CMIC finds that there is probable cause for the complaint, CMIC will commence investigation.
A default judgment is a judgment entered by a civil court when a defendant does not respond timely to a plaintiffâs lawsuit brought against him.
At least one member of the. Committee shall, in the judgment of the Board, be an âaudit committee financial expertâ in. accordance with the rules and regulations of the Securities and Exchange Commission(SEC), and at. least one member (who may also serve as the audit committee financial expert) shall, in the judgment.