A typical day in the life of a security officer might include: 1  Identifying potential risks or hazards to the property. 2  Understanding the location's rules and regulations to establish methods for preventing criminal activity when possible. 3  Providing a visual presence to help promote order and deter safety issues.
DEFINITION of 'Compliance Officer'. An employee whose responsibilities include ensuring that the company complies with its outside regulatory requirements and internal policies.ompliance officers may also design or update internal policies to mitigate the risk of the company breaking laws and regulations, as well as lead internal audits of procedures.
Right or wrong, there is a widely held belief that the role of the compliance officer is to neutrally apply rules to facts and simply let the chips fall where they may. 2 In contrast, lawyers are viewed as treating rules the way Lucifer treated Job: they test, they prod, and they look for gaps and chinks.or is privilege the only area where conflict may arise in the relationship between compliance and legal. The privilege is a symptom of the conflict, but the source of the conflict runs much deeper and has broader implications for firms, senior management, lawyers, and compliance officers.