A typical day in the life of a security officer might include: 1  Identifying potential risks or hazards to the property. 2  Understanding the location's rules and regulations to establish methods for preventing criminal activity when possible. 3  Providing a visual presence to help promote order and deter safety issues.
DEFINITION of 'Compliance Officer'. An employee whose responsibilities include ensuring that the company complies with its outside regulatory requirements and internal policies.ompliance officers may also design or update internal policies to mitigate the risk of the company breaking laws and regulations, as well as lead internal audits of procedures.
appropriate. Compliance Audit A compliance audit is an independent review of an institution's compliance with consumer protection laws and regulations and adherence to internal policies and procedures. The audit helps management ensure ongoing compliance and identify compliance risk conditions.