ï· Section 36(a) of the Investment Company Act of 1940: Under Section 36(a) of the. Investment Company Act of 1940, an adviser can be held liable for breach of fiduciary. 14 And others, such as brokers, dealers and their associated persons.
1. 1  Sometimes, gimbal. a contrivance, consisting of a ring or base on an axis, that permits an object, as a ship's compass, mounted in or on it to tilt freely in any direction, in effect suspending the object so that it will remain horizontal even when its support is tipped.
(July 2013). In tetrapod anatomy, lumbar is an adjective that means of or pertaining to the abdominal segment of the torso, between the diaphragm and the sacrum.The lumbar region is sometimes referred to as the lower spine, or as an area of the back in its proximity.July 2013). In tetrapod anatomy, lumbar is an adjective that means of or pertaining to the abdominal segment of the torso, between the diaphragm and the sacrum.