ï· Section 36(a) of the Investment Company Act of 1940: Under Section 36(a) of the. Investment Company Act of 1940, an adviser can be held liable for breach of fiduciary. 14 And others, such as brokers, dealers and their associated persons.
1. 1  Sometimes, gimbal. a contrivance, consisting of a ring or base on an axis, that permits an object, as a ship's compass, mounted in or on it to tilt freely in any direction, in effect suspending the object so that it will remain horizontal even when its support is tipped.
A tumbrel conveying prisoners to the guillotine (19th-century illustration) A tumbrel (alternatively tumbril) is a two-wheeled cart or wagon typically designed to be hauled by a single horse or ox. Their original use was for agricultural work; in particular they were associated with carrying manure. Their most notable use was taking prisoners to the guillotine during the French Revolution.