ï· Section 36(a) of the Investment Company Act of 1940: Under Section 36(a) of the. Investment Company Act of 1940, an adviser can be held liable for breach of fiduciary. 14 And others, such as brokers, dealers and their associated persons.
1. 1  Sometimes, gimbal. a contrivance, consisting of a ring or base on an axis, that permits an object, as a ship's compass, mounted in or on it to tilt freely in any direction, in effect suspending the object so that it will remain horizontal even when its support is tipped.
Meaning of a bombo y platillo. Go in a very striking way to some place that does not require it, not required, or not allowed. The bass drum and cymbal are instruments that produce sound striking in an orchestra. Come to an event, dressed very striking shape, or out of spec, bulliciosamente, (To get it repaired in that I get.