ï· Section 36(a) of the Investment Company Act of 1940: Under Section 36(a) of the. Investment Company Act of 1940, an adviser can be held liable for breach of fiduciary. 14 And others, such as brokers, dealers and their associated persons.
1. 1  Sometimes, gimbal. a contrivance, consisting of a ring or base on an axis, that permits an object, as a ship's compass, mounted in or on it to tilt freely in any direction, in effect suspending the object so that it will remain horizontal even when its support is tipped.
Guest Author - Karin Norgard. The marimba is a percussive instrument made of wooden bars that are struck with mallets. Tubular or gourd resonators hang down from each of the bars, with their vibrations amplifying the sound and creating a rich texture to the music. The marimba and the xylophone are very similar in structure.