ï· Section 36(a) of the Investment Company Act of 1940: Under Section 36(a) of the. Investment Company Act of 1940, an adviser can be held liable for breach of fiduciary. 14 And others, such as brokers, dealers and their associated persons.
1. 1  Sometimes, gimbal. a contrivance, consisting of a ring or base on an axis, that permits an object, as a ship's compass, mounted in or on it to tilt freely in any direction, in effect suspending the object so that it will remain horizontal even when its support is tipped.
Lumbar Puncture. Guide. A lumbar puncture (also called a spinal tap) is a procedure to collect and look at the fluid (cerebrospinal fluid, or CSF) surrounding the brain and spinal cord. During a lumbar puncture, a needle is carefully inserted into the spinal canal low in the back (lumbar area).