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Most popular is a stand-alone form or separate fiduciary liability policy. At least two other types of coverage are related to fiduciary liability insurance, and it is important to clarify them. First, fidelity bonds are required by law (ERISA bonding). This is a form of insurance for dishonesty situations.
In no way does Thornburg assure, that by using it, your plan is in compliance with ERISA regulations.401(K) PLAN SPONSOR Understanding Your Fiduciary Responsibilities FIDUCIARYAUDITFILECHECKLIST 1. Plan Documents a. Plan Trust Documents b. Plan Documents-with all amendments, addenda, and attachmentsc.