By Jason Warren DIY Fixes Comments Off on Do I Need a Doorbell Transformer? Like: 0 Transformers are a general term in the electrical industry used in a wide range of products and for a variety of purposes.
A managing broker is a broker who has the responsibility to manage an office or agency, all aspects of operations, conduct of agents or others in that office and compliance.
Broker-dealer. A broker-dealer (B/D) is a license granted by the Securities and Exchange Commission (SEC) that entitles the licensee to buy and sell securities for its clients' accounts. The firm may also act as principal, or dealer, trading securities for its own inventory.roker-dealer. A firm that functions both as a broker by bringing buyers and sellers together and as a dealer by taking positions of its own in selected securities. Many firms that are commonly called brokers or brokerage firms are actually broker-dealers.