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The Illinois Department of Financial and Professional Regulation (IDFPR) is the Illinois state government code department that through its operational components, the Division of Banking, Division of Financial Institutions, Division of Professional Regulation, and Division of Real Estate, oversees the regulation and licensure of banks and financial ...
How the U.S. Financial Industry Is Regulated. Below is a broad overview the U.S. regulatory system comprising federal, state, and private institutions. In general, federal institutions oversee regulation issues that are national in scope, while state institutions oversee regulation issues within their states. However, a patchwork system, power struggles, and overlapping roles can result in turf wars and investor confusion.