You will leave the IRS website and enter the state website. If you are from one of these states and you also want to get a federal Employer Identification Number (EIN), you may obtain both your state and federal information in one session. Hereâs how it works! Click on the link below to access your stateâs website. Provide the requested information in the state application.
Overview [edit]. The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. FINRA oversees about 4,250 brokerage firms, about 162,155 branch offices and approximately 629,525 registered securities representatives.
Page Content. The Prudential Regulation Authority (PRA) is responsible for the prudential regulation and supervision of around 1,700 banks, building societies, credit unions, insurers and major investment firms.It sets standards and supervises financial institutions at the level of the individual firm.nformation for the UK insurance industry on preparing for the new regime is available in this section of the website. More Â». âThe Capital Requirements Directive and Capital Requirements Regulation (collectively âCRD IVâ) came into effect on 1 January 2014 for banks, building societies and investment firms.