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An accredited investor is a person or institution that the Securities and Exchange Commission (SEC) defines as being qualified to invest in unregistered securities, such as privately held corporations, private equity investments, and hedge funds.
registered investment advisor (ria) October 17, 2015 by Black's Law Dictionary A firm or person who is registered at the state level or with the Securities & Exchange Commission (SEC) to give investment advice and manage the investments of single investors.