Here are some popular types of graphs and charts: 1  Some of the basic graphs used for categorical data include pie charts and bar graphs, which break down how many responses were given for each group of certain variables, such as gender or which applications are used on teensâ cellphones. An example of a bar graph.
The Electricity Section oversees the regulation of investor-owned electric utilities in Alabama. Only one electric utility, Alabama Power Co., falls under the PSC's regulatory authority, as cooperatives and municipal systems are exempt from state regulation. Additionally, the PSC does not regulate wholesale power generators or the Tennessee Valley Authority (TVA).
A hybrid RIA firm may find itself regulated by both FINRA and the SEC (or relevant states) given that individuals at the firm may be serving as investment adviser representatives of the advisory firm while simultaneously serving as a registered representative of a broker dealer firm.hile FINRA does not regulate RIAs, it does administer the online application and filing system for the registration of investment advisory firms and individual investment adviser representatives.