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FINRA regulates trading in equities, corporate bonds, securities futures, and options. All firms dealing in securities that are not regulated by another SRO, such as by the Municipal Securities Rulemaking Board (MSRB), are required to be member firms of the FINRA.n July 2007, the SEC approved the formation of a new SRO to be a successor to NASD. The NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange were then consolidated into the Financial Industry Regulatory Authority (FINRA).
april 25 1971 the fcra is designed to regulate the consumer reporting industry to place disclosure obligations on users of consumer reports and to ensure fair timely and accurate reporting of credit information it also restricts the use of reports on consumers and in certain situations requires the