Fetal Alcohol Syndrome (Not just exposure to alcohol in utero or fetal alcohol effects, but a diagnosis of the syndrome). Not DSCC eligible, but could cause some DSCC eligible motor/orthopedic impairments.
The only express requirement regarding. file retention in the Virginia ethics rules. applies to trust account records. Rule. 1.15(e) requires that all records required. to be maintained under that rule should. be retained for five years after the end of. the fiduciary relationship.
Note too that the broker-in-charge not only is responsible for ensuring that. all required documents are in the transaction file, but for preserving that file as well as all trust. account records as required by Rule A.0107. RECORD-KEEPING REQUIREMENT S UNDE R COMMI SS I ON R ULES. Minimum Requirements.