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A self-regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession.The regulatory authority could be applied in addition to some form of government regulation, or it could fill the vacuum of an absence of government oversight and regulation.n United States securities law, a self-regulatory organization is a defined term. The principal federal regulatory authorityâthe Securities and Exchange Commission (SEC)âwas established by the Federal Securities Exchange Act of 1934.
Self-disclosure is a useful strategy used by the majority of counsellors, regardless of theoretical orientation. In many instances this process is almost a requirement to obtain valuable information from a client in order to help them see through a situation. It is often perceived as an ethical and valuable technique.