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Regulatory Agencies. The electric, telecommunications and water service industries in Texas are regulated and governed by a host of independent, state and federal agencies. Each regulatory body is charged with unique tasks and responsibilties to ensure adequate protection for and service to the public.
Regulating Annuities. You can buy an annuity from a licensed life insurance agent, insurance company, financial planner, or broker. The Texas Department of Insurance (TDI) licenses agents and companies that sell annuities in Texas. TDI and the U.S. Securities and Exchange Commission jointly regulate variable annuities. The Financial Industry Regulatory Authority (FINRA) regulates security firms and also licenses agents who sell variable annuities.