The amount of matter in an object is called its a. density b. mass c. volume d. weight 3. A physical combination blending two or more substances is called a(n) a. element b. compound c. mixture d. suspension 4. Two or more elements combine chemically to form a(n) a. solvent b. compound c. mixture d. solution 5.
A self-regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession.The regulatory authority could be applied in addition to some form of government regulation, or it could fill the vacuum of an absence of government oversight and regulation.n United States securities law, a self-regulatory organization is a defined term. The principal federal regulatory authorityâthe Securities and Exchange Commission (SEC)âwas established by the Federal Securities Exchange Act of 1934.
Their focus was, and remains, to promote stability in the markets and, most importantly, to protect investors. FINRA is the largest self-regulatory organization (SRO) in the securities industry in the United States.An SRO is a membership-based organization that creates and enforces rules for members based on the federal securities laws. SROs, which are overseen by the SEC, are the front line in regulating broker-dealers.heir focus was, and remains, to promote stability in the markets and, most importantly, to protect investors. FINRA is the largest self-regulatory organization (SRO) in the securities industry in the United States.