Those reports should include at least an assessment of settlement efficiency, internalised settlement, cross-border provision of services, the reasons for the rejection of access rights and any other substantive barriers to competition in post-trade financial services including any barriers arising from the inappropriate use of licensing arrangements, appropriateness of penalties for settlement fails, in particular the need for additional flexibility in relation to penalties for settlement fails in relation to illiquid financial instruments, the application of Member States’ rules on civil liability to losses attributable to CSDs, the conditions relating to the provision of banking-type ancillary services, requirements regarding the protection of securities of participants and those of their clients, and the sanctions regime and may contain, where necessary, recommendations of preventative or remedial actions.
Áireofar sna tuarascálacha sin ar a laghad measúnú ar éifeachtúlacht socraíochta, socraíocht inmheánaithe, soláthar trasteorann seirbhísí, na cúiseanna maidir le cearta rochtana a dhiúltú agus aon bhaic ábhartha eile ar iomaíocht sna seirbhísí airgid iarthrádála lena n-áirítear aon bhaic a eascraíonn ó úsáid mhíchuí socruithe ceadúnais, oiriúnacht na bpionós le haghaidh teipeanna socraíochta, go háirithe an gá atá le níos mó solúbthachta maidir leis na pionóis le haghaidh teipeanna socraíochta i ndáil le hionstraimí neamhleachtacha airgeadais, cur i bhfeidhm rialacha dliteanais shibhialta na mBallstát maidir le caillteanas atá inchurtha i leith TLUanna, na coinníollacha a bhaineann le seirbhísí coimhdeacha de chineál baincéireachta a sholáthar, le ceanglais maidir le hurrúis na rannpháirtithe agus le hurrúis a gcliant a chosaint agus leis an gcóras smachtbhannaí agus féadfaidh moltaí maidir le gníomhaíocht choisctheach nó cheartaitheach, i gcás inar gá, a bheith iontu.