As the main purpose of this Regulation is to introduce a number of legal obligations imposed directly on market operators consisting, inter alia, of the recording in book-entry form in CSDs of all transferable securities once such securities are traded on trading venues regulated by Directive 2014/65/EU and Regulation (EU) No 600/2014 or provided as collateral under the conditions of Directive 2002/47/EC and in the settling of their obligations no later than on the second business day after trading takes place and as CSDs are responsible for the operation of securities settlement systems and the application of measures to provide timely settlement in the Union, it is essential to ensure that all CSDs are safe and sound and comply at all times with stringent organisational, conduct of business and prudential requirements laid down in this Regulation, including by taking all reasonable steps to mitigate fraud and negligence.
Ós rud é gurb é príomhchuspóir an Rialacháin seo roinnt oibleagáidí dlíthiúla a thabhairt isteach a fhorchuirfear go díreach ar oibreoirí margaidh, oibleagáidí arb é a bheidh iontu, inter alia, taifeadadh gach urrúis inaistrithe i bhfoirm cuntais reatha i TLUanna i gcás ina ndéantar na hurrúis sin a thrádáil ar ionaid trádála arna rialú le Treoir 2014/65/AE agus Rialachán (AE) Uimh. 600/2014 nó a sholáthar mar chomhthaobhacht faoi choinníollacha Treoir 2002/47/CE agus i socrú a n-oibleagáidí tráth nach déanaí ná an dara lá gnó tar éis lá na trádála agus ós rud é go bhfuil TLUanna freagrach as oibriú na gcóras socraíochta urrús agus as cur i bhfeidhm na mbeart chun socraíocht a chur ar fáil go tráthúil san Aontas, tá sé riachtanach a áirithiú go mbeidh gach TLU slán agus fónta agus go gcomhlíonfaidh siad go léir na ceanglais dhiana maidir le heagrúchán, maidir le gnó a dhéanamh, agus maidir le ceanglais stuamachta atá leagtha síos sa Rialachán seo i gcónaí, lena n-áirítear trí gach céim réasúnta chun calaois agus faillí a mhaolú.