Introduction
============

microRNAs (miRNAs), a class of non-coding small RNAs, play important roles in gene regulation and impact a myriad of biological processes and diseases.[@R1] Most miRNAs are generated by the canonical biogenesis pathway[@R2] ([Fig. 1](#F1){ref-type="fig"}). miRNA genes are transcribed by RNA polymerase II (RNAP II) into primary miRNA transcripts (pri-miRNAs), which are further processed into miRNA precursors (pre-miRNAs) in the nucleus by the microprocessor complex Drosha/Dgcr8. Pre-miRNAs are then exported to the cytoplasm by Exportin 5 and converted into \~22-nt mature miRNAs by Dicer. Based on the thermodynamic properties, one of the strands is preferentially incorporated into the Argonaute (Ago) protein, a key component of the RNA-induced silencing complex (RISC) complex, and guides it to target(s). miRNAs are conventionally regarded as negative regulators of gene expression, mostly through post-transcriptional events taking place in the cytoplasm. They are known to target complementary sequence on the mRNA at different sites or on many different mRNAs through base-pairing between the miRNA seed region and the 3′ untranslated region (UTR) in the target mRNA. It has been reported that miRNAs can also regulate gene expression by targeting the 5′ UTR,[@R3] coding regions,[@R4] promoters,[@R5]^-^[@R8] and gene termini.[@R9] In addition, miRNAs are predicted by several genome-wide computational analyses to target gene promoters because potential targets for miRNAs are commonly found based on sequence homology in promoter sequences as in 3′ UTRs,[@R10]^,^[@R11] with some targets highly complementary to miRNA sequences.[@R8] Intriguingly, functional RISC activity and RNAi components were detected in the nucleus[@R12]^-^[@R14] and the mitochondria,[@R15] suggesting that miRNAs also regulate gene expression in cellular compartments other than the cytoplasm. A well-illustrated example of small-RNA dependent transcription gene silencing through heterochromatin formation came from fission yeast and plants.[@R16] Deep sequencing analysis revealed a subset of miRNAs predominantly localized in the nucleus of human cells and most miRNAs are imported into the nucleus.[@R17] It has also been shown that nuclear-cytoplasmic shuttling of miRNAs and RNAi components involve CRM1/Exportin 1 and Importin 8[@R18]^,^[@R19] ([Fig. 1](#F1){ref-type="fig"}). Therefore, cytoplasmically processed miRNAs can be imported into the nucleus to regulate gene expression. In support, a number of miRNAs have been recently identified to regulate gene expression in the nucleus by binding to the promoter of targeted genes.[@R5]^-^[@R8] In our recent work, by using a combination of computational prediction and experimental validation, we identified miRNAs highly complementary to promoter sequences (also known as promoter-targeting miRNAs) which can activate gene expression in both human and mouse cells.[@R6]^,^[@R7]

![**Figure 1.** Actions of miRNAs in the nucleus. Canonical miRNAs are transcribed by RNA polymerase II (RNAP II) into primary miRNA transcripts (pri-miRNAs), which are further processed into miRNA precursors (pre-miRNAs) in the nucleus by Drosha/Dgcr8. Pre-miRNAs are then exported to the cytoplasm by Exportin 5 (XPO5)/CRM1 and are processed into mature miRNAs by Dicer. One of the strands is preferentially incorporated into the Argonaute (Ago) protein, a component of the miRISC complex. (A) Classical function of miRNA-mediated post-transcriptional inhibition by 3 'UTR targeting. (B and C) In order for miRNAs to function in the nucleus, Ago-miRNA complex is imported into the nucleus by binding to Importin 8 (Imp8). Promoter-targeted miRNA complexed with Ago binds to chromosomal DNA sequences or nascent cognate transcripts derived from promoters. During RNAa, recruitment of chromatin modifying proteins (CMPs) leads to increased H3K4 methylation thereby activates transcription at the targeted promoter (B). In TGS, recruitment of CMPs leads to increased H3K9/K27 methylation thereby inhibits transcription at the targeted promoter (C). RNAa: RNA activation; TGS: transcriptional gene silencing; CMPs: chromatin modifying proteins; miRISC: miRNA-containing RNA induced silencing complex](rna-9-269-g1){#F1}

Promoter targeting miRNAs
-------------------------

We and others showed that synthetic double-stranded RNA (dsRNA) targeting gene promoters, also known as small activating RNA (saRNA), activate gene expression via a process known as RNA activation (RNAa) (see recent review by Portnoy et al.[@R11]). Mutation analysis showed that dsRNAs with mismatches between dsRNA and targeted promoter sequences retained the ability to induce gene expression,[@R20]^,^[@R21] indicating that RNAa does not require perfect complementarity between the guide RNA and target sequences, a feature reminiscent of miRNA targeting mRNA sequence. This observation led to the hypothesis that endogenously expressed miRNAs might also trigger RNAa. We supported this notion by identifying miR-373 as the first example of a promoter-targeting miRNA in human cells[@R7] ([Table 1](#T1){ref-type="table"}). We showed that miR-373 can readily activate E-Cadherin (CDH1) and cold-shock domain-containing protein C2 (CSDC2), which contain putative miR-373 target sites with at least 80% sequence complementarity in their promoters. Furthermore, gene activation by miR-373 is Dicer dependent and involves recruitment of RNAP II at the target promoter.

###### **Table 1.** Promoter-targeting miRNAs

  miRNA                                Species   Validated target promoter(s)   Gene regulatory effect   Reference
  ------------------------------------ --------- ------------------------------ ------------------------ -----------
  **miR-373**                          Human     CDH1, CSDC2                    Activation               [@R7]
  **miR-744, miR-1186, miR-466d-3p**   Mouse     Ccnb1                          Activation               [@R6]
  **miR-320**                          Human     POLR3D                         Silencing                [@R8]
  **miR-423--5p**                      Human     PR, IGSF1                      Silencing                [@R5]
  **miR-372, miR-373, miR-520c-3p**    Human     PR                             Silencing                [@R5]

Kim et al.[@R8] subsequently reported another promoter-targeting miRNA, miR-320. Computational analysis revealed that miR-320 is among one of the 9 mature miRNAs which exhibited perfect sequence complementarity with gene promoters and is transcribed from the promoter of POLR3D gene. miR-320 levels correlated inversely with POLR3D expression in different tissues examined and transfection of miR-320 mimics induced gene silencing of POLR3D, implying that miR-320 targets the promoter of POLR3D and directs transcriptional gene silencing (TGS) of POLR3D in *cis* ([Table 1](#T1){ref-type="table"}). Following transfection of miR-320, enrichment of Ago1 and H3K27me3 was observed at the POLR3D promoter. mR-320 also induced enrichment of EZH2, a histone methyltransferase, suggesting miR-320 mediated TGS of POLR3D associated with epigenetic changes.

Very recently, Younger et al.[@R5] identified multiple exogenous miRNA mimics (miR-423-5p, miR-372, miR-373, miR-520c-3p) that inhibit the expression of progesterone receptor (PR), a locus well-characterized for small RNA mediated gene regulation ([Table 1](#T1){ref-type="table"}). Consistent with their previous reports using perfectly matched dsRNAs, they showed that TGS at the PR promoter mediated by miR-423-5p in trans is associated with recruitment of Ago2 to a non-coding RNA (ncRNA) transcript transcribed from the PR promoter. Similar to miR-373 which targets multiple promoters for transcriptional regulation,[@R7] miR-423-5p can target additional genes which bear its targets within their promoters ([Table 1](#T1){ref-type="table"}). An increase in H3K9me2 was detected at the PR promoter, again, suggesting that epigenetic changes were associated with miRNA-induced TGS ([Fig. 1](#F1){ref-type="fig"}).

The authors also evaluated the endogenous functions of miR-423-5p in PR regulation. However, they were unable to detect changes in PR gene expression following the expression of antisense RNAs against miR-423-5p in the two cell lines used in this study. The use of exogenous miRNA mimics allowed for proof-of-principle demonstration for small RNA-mediated gene regulation studies at the well-characterized PR locus. However, due to the lack of functional evidence of miR-423-5p, the endogenous functions of this miRNA in mediating TGS still needs to be further examined in other cell types and/or other physiological conditions.

Ccnb1 Promoter-targeting miRNAs
===============================

In our recent work by Huang et al.,[@R6] we identified miRNAs (miR-744, miR-1186, miR-466d-3p) which are highly complementary to sites in the mouse Cyclin B1 (Ccnb1) promoter and can activate Ccnb1 expression ([Table 1](#T1){ref-type="table"}). In an attempt to identify miRNAs that may have gene activating roles in an endogenous context, Ccnb1 came out of the initial screen as one of the genes that were downregulated by depletion of Drosha and Dicer. In silico miRNA target prediction conducted on a 1-kb promoter region of the mouse Ccnb1 gene identified 21 potential targets for 20 miRNAs. Among the top candidate miRNAs, miR-744 and miR-1186 possess over 90% complementarity with the Ccnb1 promoter and consistently activate Ccnb1 expression. Depletion of miR-744 resulted in the downregulation of Ccnb1 expression, suggesting the basal expression of Ccnb1 is in part miR-744 dependent. Upregulation of Ccnb1 by the miRNAs involves recruitment of Ago1 and RNAP II and accompanied by an increase in histone mark H3K4me3 at the Ccnb1 promoter. Based on these findings, it is suggested that Ccnb1 activating miRNAs activate Ccnb1 expression by binding to the Ccnb1 promoter in an Ago1 dependent manner although the exact molecular targets (promoter transcript vs. chromosomal DNA) remain to be determined. Upon binding to the Ccnb1 promoter, it is likely that Ago1 further recruits chromatin modifying proteins to activate transcription ([Fig. 1](#F1){ref-type="fig"}).

Given the observation that mouse physiological Ccnb1 expression depends on the miRNA pathway and the fact that Ccnb1 is an essential protein that drives mitotic cell cycle entry, it is expected that perturbation of such intricate relationship may have profound functional consequences. Indeed, transient overexpression of Ccnb1 promoter targeting miRNAs enhanced in vitro cell proliferation and promoted mitosis in the short-term. Surprisingly, stable expression of these miRNAs in mouse prostate cancer cells disrupted global chromosome stability and suppressed in vivo tumorigenecity. Collectively, this work provides the first example of physiologically relevant RNAa and demonstrated that miRNAs have nuclear function to positively impact gene transcription. What is more, cancer cells may exploit such mechanism to gain a growth advantage. Identifying additional examples will provide insights into contextual requirement and mechanism for miRNA-mediated gene regulation.

Roles of Ago Proteins in miRNA-Mediated Gene Regulation
=======================================================

Members of the Ago proteins belong to a highly evolutionarily conserved protein family. There are four Ago family members expressed in mammals. It has been reported that all four human Ago1--4 exhibit similar biochemical preferences for binding to duplex RNA, although only Ago2 uniquely exhibits cleavage activity.[@R22]^,^[@R23] Ago 1--4, especially Ago1 and Ago2, have been implicated in small RNA-mediated gene regulation.[@R5]^,^[@R6]^,^[@R8]^,^[@R20]^,^[@R24] Subcellular localization studies in human cells have shown that Ago1 and Ago2 are localized in the nucleus,[@R13]^,^[@R25]^,^[@R26] suggesting their possible interactions with the chromatin.

Several recent studies reflect functional segregation between Ago1 and Ago2 in miRNA-mediated gene regulation. For example, Kim et al.[@R8] showed that Ago1 is enriched at the POLR3D promoter following transient overexpression of miR-320, suggesting that Ago1 may be one of the effector proteins for initiating TGS. A recent report by Younger et al.[@R5] showed that miRNAs can robustly inhibit PR transcription despite their low degree of complementarity with the target ncRNA and suggested that miRNAs with incomplete complementarity to their target require Ago2 as opposed to Ago1 as shown by Kim et al.[@R8] Recruitment of Ago2 to their respective target ncRNAs results in alteration in the level of RNAP II at the PR promoter. Therefore, the authors concluded that Ago2 is required for recognition of promoter-overlapping ncRNAs by miRNA mimics.[@R5] Consistent with Kim et al.,[@R8] our recent work suggested that Ago1 seemed to play a major role in Ccnb1 gene activation mediated by miRNA. We found Ago1 but not Ago2 is selectively enriched at the Ccnb1 promoter in vicinity to the miR-744 target site on mouse Ccnb1 promoter. Moreover, depletion of Ago1 by RNAi had a stronger effect on Ccnb1 down regulation in mouse cells than depletion of Ago2. Mescalchin et al.[@R27] has shown that while Ago2 is primarily involved in siRNA-mediated silencing pathways, Ago1 and other family members are primarily involved in miRNA-mediated gene regulation. Ago1 and Ago2 also showed differential distribution in the nucleus in response to promoter-targeted siRNAs during TGS.[@R26] Taken together, these findings suggest that the promoter targeting mechanism mediated by miRNAs may be different from those utilized by perfectly matched dsRNAs in terms of requirement for Ago proteins. Moreover, chromatin environment, sequence complementarity, and the type of promoter targets for miRNAs may account for the differential requirement for Ago proteins in miRNA mediated gene regulation.

Future Perspectives
===================

Recent discoveries of the noncanonical functions of miRNAs in gene regulation present a paradigm shift---miRNAs possess the ability to fine-tune gene expression at different levels of gene regulation. The nuclear functions of miRNAs have begun to emerge in recent years, although the mechanism of miRNA-mediated transcriptional regulation remains to be fully elucidated. Studies have shown that endogenously expressed miRNAs have similar gene regulatory effects on target gene promoters compared with promoter-targeting short interfering RNAs (siRNAs) or saRNAs.[@R5]^,^[@R6]^,^[@R28]^,^[@R29] Thus, rules that govern gene regulation utilized by promoter-targeting dsRNAs can be partly applied to the understanding of the targeting mechanism mediated by promoter-targeting miRNAs. It has been reported, at least for the PR gene, ncRNAs overlapping the promoter serve as targets for both promoter-targeting miRNAs and siRNAs.[@R5]^,^[@R30] Hansen et al.[@R31] reported circular noncoding antisense transcripts as direct targets of miR-671, a nuclear enriched miRNA. Identification of other types of nuclear targets of miRNAs needs to be determined. Long ncRNAs have been shown to interact with chromatin remodeling factors in mammalian cells,[@R32] suggesting that ncRNAs have the potential to regulate gene transcription through epigenetic reprogramming. Indeed, Drosophila Ago2 and other RNAi components have been recently shown to be directly involved in chromatin regulation.[@R14]^,^[@R33] Other than transcriptional regulation, synthetic dsRNAs have also been shown to redirect splicing in the nucleus of mammalian cells.[@R34] Deciphering the roles of miRNAs and other small RNA species in regulation of chromatin dynamics and additional nuclear processes in mammalian systems is a fascinating area of investigation in the years to come.

We thank members of the Li lab for insightful discussions. This work was supported by grants from the National Institutes of Health (1R01GM090293-0109 to L.-C.L.) and the Department of Defense (W81XWH-08-1-0260 to L.-C.L.). V.H. is supported by a Prostate Cancer Postdoctoral Training Award from the Department of Defense (W81XWH-10-1-0505).

Previously published online: [www.landesbioscience.com/journals/rnabiology/article/19354](http://www.landesbioscience.com/journals/rnabiology/article/19354/)
