For hatamoto who were granted a larger stipend to become daimyo or those who were newly promoted by the Shogunate to become daimyo—such as the leaders of the HOTTA, INABA and YANAGISAWA clans and Ujinori ARIMA, all of whom were born baishin (indirect vassals)—the first definition above applies, so they were classified as fudai daimyo.
旗本が加増され大名となった場合や、陪臣出身の堀田氏・稲葉氏・柳沢氏・有馬氏倫のように、幕府によって新たに取り立てられ大名になった場合は1の定義にあてはまり、譜代大名となる。