Auditor Firm ID

  
PART IV  
  
Item 15. Exhibits and Financial Statement Schedules (a)(1) Consolidated Financial Statements The following Consolidated Financial Statements of Assurant, Inc. are attached hereto:

|  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- |
|  |  |  |  |  |  |
|   | Page Number |
| Consolidated Financial Statements of Assurant, Inc. |  |
| [Report of Independent Registered Public Accounting Firm](#i7b40517ad74744cbba6fb65eedabd7bf_109) (238) | F-[1](#i7b40517ad74744cbba6fb65eedabd7bf_109) |
| [Consolidated Balance Sheets as of December 31, 2021 and 2020](#i7b40517ad74744cbba6fb65eedabd7bf_115) | F-[3](#i7b40517ad74744cbba6fb65eedabd7bf_115) |
| [Consolidated Statements of Operations For Years Ended December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_118) | F-[4](#i7b40517ad74744cbba6fb65eedabd7bf_118) |
| [Consolidated Statements of Comprehensive Income For Years Ended December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_121) | F-[5](#i7b40517ad74744cbba6fb65eedabd7bf_121) |
| [Consolidated Statements of Changes in Stockholders’ Equity For Years Ended December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_124) | F-[6](#i7b40517ad74744cbba6fb65eedabd7bf_124) |
| [Consolidated Statements of Cash Flows For Years Ended December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_130) | F-[7](#i7b40517ad74744cbba6fb65eedabd7bf_130) |
| [Notes to the Consolidated Financial Statements](#i7b40517ad74744cbba6fb65eedabd7bf_133) | F-[8](#i7b40517ad74744cbba6fb65eedabd7bf_133) |

 (a)(2) Consolidated Financial Statement Schedules The following Consolidated Financial Statement Schedules of Assurant, Inc. are attached hereto:

|  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- |
|  |  |  |  |  |  |
| [Schedule I – Summary of Investments Other Than Investments in Related Parties as of December 31, 2021](#i7b40517ad74744cbba6fb65eedabd7bf_226) | F-[80](#i7b40517ad74744cbba6fb65eedabd7bf_226) |
| [Schedule II – Parent Only Condensed Financial Statements as of December 31, 2021 and 2020 and for Years Ended December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_229) | F-[81](#i7b40517ad74744cbba6fb65eedabd7bf_229) |
| [Schedule III – Supplementary Insurance Information as of December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_244) | F-[86](#i7b40517ad74744cbba6fb65eedabd7bf_244) |
| [Schedule IV – Reinsurance as of December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_247) | F-[87](#i7b40517ad74744cbba6fb65eedabd7bf_247) |
| [Schedule V – Valuation and Qualifying Accounts as of December 31, 2021, 2020 and 2019](#i7b40517ad74744cbba6fb65eedabd7bf_250) | F-[88](#i7b40517ad74744cbba6fb65eedabd7bf_250) |

  
\*All other financial statement schedules are omitted because they are not applicable or not required or the information is included in the Consolidated Financial Statements or the notes thereto. (a)(3) Exhibits The following exhibits either (a) are filed with this Report or (b) have previously been filed with the SEC and are incorporated herein by reference to those prior filings.

|  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- |
|  |  |  |  |  |  |
| ExhibitNumber | Exhibit Description |
| [2.1](http://www.sec.gov/Archives/edgar/data/1267238/000119312515316168/d77032dex21.htm) | [Master Transaction Agreement, dated as of September 9, 2015, by and between Assurant, Inc. and Sun Life Assurance Company of Canada (incorporated by reference from Exhibit 2.1 to the Registrant’s Current Report on Form 8-K, originally filed on September 10, 2015).](http://www.sec.gov/Archives/edgar/data/1267238/000119312515316168/d77032dex21.htm) |
| [2.2](http://www.sec.gov/Archives/edgar/data/1267238/000119312518006507/d501809dex21.htm) | [Amended and Restated Agreement and Plan of Merger, dated as of January 8, 2018, by and among Assurant, Inc., TWG Holdings Limited, TWG Re, Ltd., Arbor Merger Sub, Inc. and Spartan Merger Sub, Ltd. (incorporated by reference from Exhibit 2.1 to the Registrant](http://www.sec.gov/Archives/edgar/data/1267238/000119312518006507/d501809dex21.htm)[’](http://www.sec.gov/Archives/edgar/data/1267238/000119312513132546/d513454dex41.htm)[s Current Report on Form 8-K, originally filed on January 9, 2018).](http://www.sec.gov/Archives/edgar/data/1267238/000119312518006507/d501809dex21.htm)  |
| [2.3](http://www.sec.gov/Archives/edgar/data/1267238/000119312518180353/d596665dex22.htm) | [Letter Agreement, dated as of May 31, 2018, by and among Assurant, Inc., TWG Holdings Limited, TWG Re, Ltd and Spartan Merger Sub, Ltd. (incorporated by reference from Exhibit 2.2 to the Registrant’s Current Report on Form 8-K, originally filed on May 31, 2018).](http://www.sec.gov/Archives/edgar/data/1267238/000119312518180353/d596665dex22.htm)  |
| [3.1](http://www.sec.gov/Archives/edgar/data/1267238/000119312517168584/d392723dex31.htm) | [Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference from Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, originally filed on May 12, 2017).](http://www.sec.gov/Archives/edgar/data/1267238/000119312517168584/d392723dex31.htm) |
| [3.2](http://www.sec.gov/Archives/edgar/data/1267238/000119312517168584/d392723dex32.htm) | [Amended and Restated By-Laws of the Registrant (incorporated by reference from Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, originally filed on November 13, 2020).](http://www.sec.gov/Archives/edgar/data/1267238/000119312517168584/d392723dex32.htm) |
| [3.3](http://www.sec.gov/Archives/edgar/data/1267238/000095010318003236/dp87986_ex0301.htm) | [Certificate of Designations of 6.50% Series D Mandatory Convertible Preferred Stock, filed with the Secretary of State of Delaware on March 12, 2018 (incorporated by reference from Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, originally filed on March 12, 2018).](http://www.sec.gov/Archives/edgar/data/1267238/000095010318003236/dp87986_ex0301.htm)  |

73
