title: ONTWERP VOOR EEN BESLUIT VAN DE RAAD HOUDENDE GOEDKEURING VAN DE "AANVULLENDE REGELINGEN" OP DE OVEREENKOMST TUSSEN HET VERENIGD KONINKRIJK VAN GROOT-BRITTANNIE EN NOORD-IERLAND, DE EUROPESE GEMEENSCHAP VOOR ATOOMENERGIE EN DE INTERNATIONALE ORGANISATIE VOOR ATTOMENERGIE VOOR DE TOEPASSING VAN WAARBORGEN IN HET VERENIGD KONINKRIJK VAN GROOT-BRITTANNIE EN NOORD-IERLAND IN VERBAND MET HET VERDRAG INZAKE DE NIET-VERSPREIDING VAN KERNWAPENS. (door de Commissie bij de Raad ingediend)

text:
ARCHIVES HISTORIQUES
DE LA COMMISSION
COLLECTION RELIEE DES
DOCUMENTS "COM"
COM (79) 606
Vol. 1979/0207
 ---pagebreak--- Disclaimer
Conformément au règlement (CEE, Euratom) n° 354/83 du Conseil du 1er février 1983
concernant l'ouverture au public des archives historiques de la Communauté économique
européenne et de la Communauté européenne de l'énergie atomique (JO L 43 du 15.2.1983,
p. 1), tel que modifié par le règlement (CE, Euratom) n° 1700/2003 du 22 septembre 2003
(JO L 243 du 27.9.2003, p. 1), ce dossier est ouvert au public. Le cas échéant, les documents
classifiés présents dans ce dossier ont été déclassifiés conformément à l'article 5 dudit
règlement.
In accordance with Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983
concerning the opening to the public of the historical archives of the European Economic
Community and the European Atomic Energy Community (OJ L 43, 15.2.1983, p. 1), as
amended by Regulation (EC, Euratom) No 1700/2003 of 22 September 2003 (OJ L 243,
27.9.2003, p. 1), this file is open to the public. Where necessary, classified documents in this
file have been declassified in conformity with Article 5 of the aforementioned regulation.
In Übereinstimmung mit der Verordnung (EWG, Euratom) Nr. 354/83 des Rates vom 1.
Februar 1983 über die Freigabe der historischen Archive der Europäischen
Wirtschaftsgemeinschaft und der Europäischen Atomgemeinschaft (ABI. L 43 vom 15.2.1983,
S. 1), geändert durch die Verordnung (EG, Euratom) Nr. 1700/2003 vom 22. September 2003
(ABI. L 243 vom 27.9.2003, S. 1), ist diese Datei der Öffentlichkeit zugänglich. Soweit
erforderlich, wurden die Verschlusssachen in dieser Datei in Übereinstimmung mit Artikel 5
der genannten Verordnung freigegeben.
 ---pagebreak---                                                                      C0M(79 ) 606 def .
         COMMISSIE                                                  Brussel , 31 October 1979
           VAN DE
EUROPESE GEMEENSCHAPPEN
                                                                     INTERN DOCUMENT
      Secretori aot-generaol
                                     ONTWERP VOOR EEN BESLUIT VAN DE RAAD
                         HOUDENDE GOEDKEURING VAN DE " AANVULLENDE REGELINGEN "
                       OP DE OVEREENKOMST TUSSEN HET VERENIGD KONINKRIJK         VAN
                  GROOT-BRITTANNIE EN NOORD-IERLAND ,        DE EUROPESE GEMEENSCHAP
                          VOOR ATOOMENERGIE EN DE INTERNATIONALE ORGANISATIE
                          VOOR ATTOMENERGIE VOOR DE TOEPASSING VAN WAARBORGEN
                             IN HET VERENIGD KONINKRIJK VAN GROOT-BRITTANNIE
                               EN NOORD-IERLAND IN VERBAND- MET HET VERDRAG
                               INZAKE DE NIET-VERSPREIDING    VAN KERNWAPENS
                                 ( door de Commissie bij de Raad ingediend )
   COM(79 ) 606 def .
 ---pagebreak---    *
/«
                       OVEREENKOMST VK / EURATOM / IAEA - AANVULLENDE REGELINGEN
      De waarborgovereenkomst die in 1976 werd gesloten tussen het VK , de Europese
     Gemeenschap voor Atoomenergie en de Internationale organisatie voor Atoom
      energie ( IAEA ) met het oog op de tenuitvoerlegging van het vrijwillige
     aanbod van de Britse regering ( 1 ) werd op 14 augustus 1978 van kracht .
     Krachtens artikel 39 van deze overeenkomst , werden er aanvullende regelingen
     uitgewerkt waarin in detail wordt aangegeven hoe de in de overeenkomst neer
     gelegde prccedures moeten worden toegepast .
     Deze aanvulllende regelingen hebben dezelfde structuur als die welke zijn
     getroffen in verband met de overeenkomst tussen de Gemeenschap , de IAEA en de
     zeven lid-staten van de Gemeenschap die niet over kernwapens beschikken
      ( hierna te noemen de verificatie-overeenkomst ) ( 2 ). Enkele gedeelten zijn
     evenwel verschillend , gezien de ontwikkeling van de situatie en enkele bij
     zondere kenmerken van de VK-overeenkomst .
     De aanvullende regelingen omvatten de volgende gedeelten :
     A ) Een inleiding in vier delen :
          I. De in artikel XII van het protocol genoemde " regels en methoden " die
               zijn bedoeld om de inspectietaken te berekenen . Dit deel is geheel
               verschillend van het overeenkomstige deel van de verificatie-overeenkomst ,
               waarvan punt 12 als volgt luidt :
               " Bovengenoemde regels en methoden zijn gebaseerd op de huidige stand van
               kennis en ervaring . Overeenkomstig ... zullen zij worden herzien in
               het kader van nieuwe technologische ontwikkelingen op het gebied van de
               veiligheidsvoorzieningen en op grond van opgedane ervaringen ."
               In feite werden de in 1971 / 72 uitgewerkte regels en methoden sedertdien
               nooit herzien . Aangezien er inmiddels nieuwe oplossingen zijn getroffen
               voor de tenuitvoerlegging van de verificatie-overeenkomst ( bijvoorbeeld
               de formule van " gemeenschappelijke teams "), is het duidelijk geworden
              dat de oude " regels en methoden " in de oorspronkelijke vorm niet langer
               konden worden gebruikt .                                                ,
     ( 1 ) Overeenkomst tussen het Verenigd Koninkrijk van Groot-Br ittannie en Noord-
           Ierland , de Europese Gemeenschap voor Atoomenergie en de Internationale
           organisatie voor Atoomenergie ( IAEA ) voor de toepassing van. waarborgen in
           het Verenigd Koninkrijk van Groot-Brittannië en Noord-Ier land in verband
           met het Verdrag inzake de niet-verspreiding van kernwapens .
     ( 2 ) Overeenkomst tussen het Koninkrijk België , het Koninkrijk Denemarken , de
           Bondsrepubliek Duitsland , Ierland , de Italiaanse republiek , het Groot
           hertogdom Luxemburg , het Koninkrijk der Nederlanden , de Europese Gemeen
           schap voor Atoomenergie en de Internationale organisatie voor Atoomenergie
           ( IAEA ) ter uitvoering van artikel III ( 1 ) en ( 4 ) van het Verdrag inzake
           de niet-verspreiding van kernwapens .
 ---pagebreak---                                         - 2 -
           Het bijwerken van die regels en methoden zou onvermijdelijk reper
           cussies hebben gehad op de verificatie-overeenkomst en zou mogelijk
           ook de delicate schikkingen voor de tenuitvoerlegging van deze over
           eenkomst in gevaar hebben gebracht , die inmiddels na langdurige en
           moeilijke discussies tussen Euratom en de IAEA waren bereikt .
           Daarom leek het aanbeveling te verdienen naar een volledig nieuwe
           formule te zoeken , d.w.z . een verschillende tekst voor de overeen
           komst met het VK .
           In dit verband zij opgemerkt dat ofschoon de voor die overeenkomst
           uitgewerkte regels en methoden volkomen verschillen van die van de
          verificatie-overeenkomst , de tenuitvoerlegging daarvan in beide
          gevallen tot dezelfde praktische resultaten zal leiden . Dit wordt
          uitdrukkelijk gesteld in paragraaf 8 van dit gedeelte , op grond
          waarvan " deze regels en methoden , bij soortgelijke omstandigheden
           in het VK , zullen voorzien in de toepassing van soortgelijke waar
          borgen als in de andere staten die aan waarborgen van de Gemeenschap
          en de IAEA onderhevig zijn ." Voorts konden met deze nieuwe formule
          de regelingen inzake de " gemeenschappelijke teams ", die door de Raad
           in september 1977 werden goedgekeurd in de context van de verificatie-
          overeenkomst volledig in de aanvullende regelingen van trilaterale
          overeenkomst worden opgenomen .
          Evenals bij laatstgenoemde overeenkomst , zijn de " regels en methoden"
          aangevuld met voorbeelden die de toepassing van de regels en methoden
          bij verschillende typen installaties moeten illustreren . Een onder
          zoek van deze voorbeelden bevestigt dat er 'in het VK soortgelijke
          waarborgen zullen worden toegepast als die welke in de verificatie-
          overeenkomst zijn voorzien .                                       '
     II . Om dezelfde redenen die hierboven zijn genoemd ten aanzien van de
          " regels en methoden ", zullen de regelingen inzake coördinatie ,
          waarnaar in de artikelen XIX en XX van het Protocol wordt verwezen ,
          in plaats van op algemene wijze te worden vastgelegd in de inleiding
          van de aanvullende regelingen voor het VK , worden gespecificeerd in de
          afzonderlijke aanhangsels betreffende de installaties , zoals voor
          zien in artikel XIX . Daartoe werd ook rekening gehouden met de
          regelingen inzake de " gemeenschappelijke teams " die door de Raad
          werden goedgekeurd .
    III . Het deel " vorm en indeling van de rapporten1 ' is identiek met het over
          eenkomstige deel van de verificatie-overeenkomst .
     IV .   In de aanvullende regelingen inzake het VK werd nog een, ander deel
          opgenomen , ten einde de praktische procedures aan te geven voor de
          toepassing van artikel 23 van de overeenkomst ; in dit artikel wordt
          bepaald dat de toepassing van IAEA-waarborgen in het VK - volgens
          andere waarborgovereenkomsten met deze organisatie - wordt opgeschort
          zolang de onderhavige overeenkomst van kracht is .
B ) In het " algemene gedeelte " van de aanvullende regelingen wordt het volgende
    gespecif ieerd : de door partijen te verrichten mededelingen , de relevante
    documenten , de te volgen procedures en de tijdslimieten . Dit gedeelte is
    in de verificatie-overeenkomst en de overeenkomst met het VK geheel
    vergelijkbaar . In het " algemene gedeelte " van laatstgenoemde overeenkomst
 ---pagebreak--- *
                                        - 3 -
      zijn de bijlagen evenwel ten dele verschillend uit hoofde van een essen
      tieel kenmerk van deze overeenkomst , namelijk het bestaan van een lijst
      van installaties die aan de overeenkomst onderhevig zijn alsmede van een
      lijst van installaties die door de IAEA zijn aangewezen krachtens artikel
      78 ( a ) van de overeenkomst . Opgemerkt zij dat deze lijsten unilaterale
      akten zijn en derhalve geen onafscheidelijk deel uitmaken van de aanvullende
      regelingen .
      De bijlage inzake de vragenlijst " welke als richtlijn dient bij het
      verstrekken van constructiegegevens " is in beide overeenkomsten identiek .
  C ) Ten slotte dient er evenals voor de verificatie-overeenkomst te worden
      onderhandeld over afzonderlijke documenten ( aanhangsels betreffende de
      installaties ) ; in het geval van het VK moeten deze aanhangsels worden
      overeengekomen voor elke installatie of elk deel van een installatie op de
      lijst van installaties .
       Φ
 ---pagebreak---                                 BESLUIT VAN DE RAAD
           houdende goedkeuring van de aanvullende regelingen " op de
                  overeenkomst tussen het Verenigd Koninkrijk van
           Groot-Brittannië en Noord-Ierland , de Europese Gemeenschap
            voor Atoomenergie en de Internationale Organisatie voor
             Atoomenergie voor de toepassing van waarborgen in het
           Verenigd Koninkrijk van Groot-Brittannië en Noord-Ierland
      in verband met het Verdrag inzake de niet-verspreiding van kernwapens
DE RAAD VAN DE EUROPESE GEMEENSCHAPPEN ,
Gelet op het Verdrag tot oprichting van de Europese Gemeenschap voor Atoom
energie , inzonderheid op artikel 101 ( 2 ) ;
Gelet op het door de Commissie ingediende ontwerp ;
Overwegende dat de Commissie , na volgens de richtlijnen van de Raad onder
handelingen te hebben gevoerd , voornemens is " aanvullende regelingen " te
sluiten op de overeenkomst tussen de Europese Gemeenschap voor Atoomenergie
en de Internationale Organisatie voor Atoomenergie , die op 14 juli 1976 door
de Raad is goedgekeurd en waarbij ook het Verenigd Koninkrijk partij is ;
Overwegende dat de tekst van deze " aanvullende regelingen " dient te worden
goedgekeurd ,
BESLUIT  :
                                   Enig artikel
De tekst van de " aanvullende regelingen op de overeenkomst tussen het
Verenigd Koninkrijk van Groot-Brittannië en Noord-Ierland , de Europese
Gemeenschap voor Atoomenergie en de Internationale Organisatie voor Atoom
energie voor de toepassing van waarborgen in het Verenigd Koninkrijk van
Groot-Brittannië en Noord-Ierland in verband met het Verdrag inzake de niet-
verspreiding van kernwapens wordt goedgekeurd .
                                                                     vl
Gedaan te
                                                            Voor de Raad ,
                                                            De Voorzitter
 ---pagebreak--- T -,    ,    „    F              –
                                          ANNSXT ■ <D-
     UK/FHRATOK /IAISA AGR^C^T '
     DRAFT SU33IBI /:ITY /. RRAÎ-GHIMI^TS
 ---pagebreak---                                          SUiiîIDIAirr Aiff.'AIlGcï.jSiTS
                                                  φο Ί'Η;Π
 AG:t2E%?.'T jIETWEWN TH'i UNITED K.Ii:niXV.! QW GREAT BRITAIN AN }) KOHTl-U.'3'a IRMLAW3),
 TH13 fcUl:0?KAi; ATOMIC SJiXRCY COwr-lUtilTY AI': D THE iNTi^ATIOriAL 'ATOMIC' BN SKOT .
 AILiiCY I-'OH Til 53 APPLICATION OP SAFEGUARDS IN THE UlilTSD KIiCGIX>i-I II- COiiKECTIOH
 WITH THE TREATY Oil THE K Oii-PROLIFERATIOi< OP MJ CLEAR WEAPONS
These Subsidiary Arrangements , made under Article 39(a) of the Agreement between
the United Kingdom of Great ■ Britain and Northern Ireland , the European Atomic
 Energy Community and the International Atomic Energy Agency in connection with the
Treaty on the lion-Proliferation of Nuclear Weapons , signed at Vienna on 6 September
 1976 , specify in detail , to the extent necessary to permit the Agency to fulfil' its
responsibilities under this Agreement , how the procedures laid down in that Agree
ment are to be applied.' The Agreement and its Protocol are hereinafter referred to
as 'the Agreement * and . " the Protocol' .            These Subsidiary Arrangements consist of :
                                                                                • · Λ
A.     An Introduction relating to
       I       The Rules and Methods for the implementation of the criteria
               referred to in Article 8l of the Agreement and Article XII of
               the Protocol .
                                                                                t
      II       The co-ordination arrangements referred to in Article XIX of
               the Protocol .
    Ill        The specification of the form and format of reports referred
               to in Article IX of the Protocol .
     'IV       The arrangements for the implementation of the provisions of
               Article 23 of the Agreement .
           . 1
B.     A General Part applicable to all nuclear material in the United Kingdom
       covered by Article 1 of the Agreement which specifies the communications
       to be made between the Parties , the relevant documents , the procedures to
       bo followed and the time limits for actions to be made between the Parties .
This Part is supplemented by the following Annexes :
l(a) The current Pacilities List as specified in Article 1(b ) of the Agreement .
1(b ) A current list of Facilities in the United Kingdom designated pursuant to
         Ar t i o. 1 0 70 (c ) 0 V i ho Agreemont .
  Annex l(a) and Annex 1(b ) are not an integral part of these subsidiary arrangements
II       The' agreed indicative questionnaire , referred to in Article II of" the
         Protocol . This indicates the design and other information to be provided
         for the preparation of Facility Attachments .
0.     A separate Attachment for each facility or part of a facility .
  June .lO i 9                                 BESTPJCTED
 ---pagebreak---   s         \
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                                     - K – w» »    ru M
                                                                                (3
                                                                                ^
                                                                                i>
                                                                !                              î
                                   STTPSITjTARY ARRANO EIiETITS          •' ■..(
                                                                                5
                                            INTRODUCTION                                        [
                                                                             *                  i.
I      RULES A1I3 METHODS FOR THE IMPLEMENTATION OP THE CRITERIA REFERRED TO             "   ■j
       IN ARTICLE 81 OF THE AGREEMENT AND ARTICLE XII OF THE PROTOCOL UNDER                      I
       THE TERMS OF THE UK/EURATOM/lAEA AGREEMENT                                                \
1 . The objective of safeguards will be achieved , inter alia, through routine
       inspection efforts under the Agreement as determined on the basis of the                   j
       criteria described below .                         .                •
2.     The criteria for determining inspection efforts are :-
         ( a) the form and accessibility of the nuclear material to be .safeguarded ;
         (b ) the effectiveness of the Community 's safeguards ;
         ( c) characteristics of the nuclear fuel cycle being safeguarded in the UK ;
         ( d) international interdependence in relation to the nuclear fuel cycle
              being'safeguarded in the UK ; and
         ( e) technical developments in the field of . safeguards .
3 . All routine inspection activities expected to be carried out by Euratom and
    ■ the Agency will be listed and allocated adequate inspectors 1 time for their
       execution , so that in total the ARIE 1 * and ARIE 2* efforts derived v/ill be
     . sufficient for practibal operations .
 4.    In the case of installations for uranium enrichment or using significant
       quantities of plutoniuia and highly enriched uranium or reprocessing irradiated
       fuel and such other facilities as mutually agreed upon the IAEA and Euratom will
       form "Joint Teams " of inspectors who will jointly carry out their work*
       Basically all routine inspection activities to be carried out under the Agreement
       in each plant will be considered as a task to be performed by one Joint Team .
 5 . The purpose of having ; Joint Teams of inspectors is to enable both organizations
        to achieve the safeguards objectives , with minimum intrusion into facility        »
        operations compatible with these objectives and with the avoidance to the extent
        possible of unnecessary duplication .
 6 . The Joint Team will perform common verification activities undertaken in
        mutual support in such a way as to give each organisation all the information
        required to draw its own independent conclusion.
  7* Provided that the objective stated in 6 above is assured the following arrangements
        shall guide the operations of the Joint Team :-
  * Actual Routine Inspection Efforts of the Community (ARIE 1 ) and of the Agency (ARIE 2 ,
 ---pagebreak---                                                                                VM:
       ( i)       Collection of basic data will be done as far as possible on tha basis
                  of a common set of working papers . The distribution of tasks within
                  the Joint Team will be decided by the team itself . If a certain inspection
                  activity i3 considered as requiring more than one inspector , inspectors
                  from .both IAEA, and Euratoni menu bers of the team will be present . An
                  activity which can be carried out by a single inspector may be undertaken
                  by any mem ber of the Joint Team . Sampling plans will be prepared           ' .
                  jointly, but provision will be made where required for each organisation
                  to perform its own analysis on sampling taken . If seals are required by
                  both organisations the Joint Team will apply one agreed seal . Until
                  mutually .accepted seals are available , different seals may be applied .
       ( ii )     Data obtained in the course of performing inspection activities will be
              . reviewed for completeness and correctness by the Joint Team -. Identical
                  copies of all data collected will be compiled by the Joint Team and
                  made available to both organisations .
       ( iii ) No hierarchical structure is foreseen for the Joint Team . Requests to
                  the operator relating to Joint Team activities will normally be
                ■ channelled through the Euratom inspector and the Agency inspector will
               • accompany him whenever it is considered necessary by the Agency .
8.   These Rules and Methods will , for similar conditions , provide for the
     implementation of similar safeguards in the United Kingdom as in other states
     subject to Community and Agency safeguards..
9 . The' inspection efforts for typical facilities are shown in the following
    specific examples . These examples shall "be reviewed from time to time
    to take into account hew technological developments in the field of safeguards
    and experience gained.
                                               -3-
 ---pagebreak---                 RESTRICTED
                       EXAMPLES  ■ '
The following examples illustrate the application of
the Rales and. Methods .  They have "been established
for a number of realistic cases .
                                     I
                            4
 ---pagebreak--- EXAM P LIS A           A Fra.it Tlroodftr" li tractor
Application to a fast breeder reactor' of nominal inventory 1000 kg       plutonium
o.nd 3000 kg natural uranium , and a throughput of 1000 kg plutoniur^ and 3000 kg
natural uranium per year .                                             ......
It is assumed that the reactor is operated continously .
                                                            AIÎIE 1             ARlE 2
          Activities       •   / Number of events/year   (man days/y )       (man days/y )
   1 Receipts                              150                  *
                                                                        !
                                                                        [
   2 Despatcnes                            150                  *                  «■
                                                                                :
   3 Examination of records                                    20                 20
   4 Physical Inventory                        2               10                , 5     '
      Vérification
   5 Containment/Surveillance                                  20                 20
      Activities
    • Total                                                  • 50                 45
   * Covered "by verification activities associated with fast "breeder reactor storage
      facility .                                       '
 ---pagebreak--- KXAJ'iPLB B   Frenh e.nfl Irre Elated Ftisl St or?,re associated with a I'^et Breeder Reactor
Application to a fresh and irradiated storage facility with a nominal inventory
of 1000 k£ plutonium and - 3000 kg natural uranium and a throughput of 1000 kg'
plutcnium and 3000 kg natural uranium per year. It is assumed that the facility
is operated continuously .
          Activities                   Number of events/year
                                                                          ARIE 1        ARIE 2      }
                                                                     ( Man aays/y )   (Kan days/y ) |
                                     j
  1    Receipts                      I          150                       75               75
  2    Despatches of irradiated               , 150                      105               80
       fuel
  3    Examination of recoras                                             30               30
  4    Containment /Surveillance                                          30               30
       activities
                                                                                I
                                    |                            I
  5    Sampling and NDA                                          j        40               40
       measurements
                                     I                            I
                                     ι
   6   Pbysical Invent ory                                                20               15
       vérification                                               I
       Total                                                             300              300
Note s For inspection activities at strategic points , other than the strategic
          points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
          ARIE 1 = 50 and ARIE 2 = 50 man/days are assumed . This figure is not "based
          on calculations or specific characteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table . .
                                                 - 6 -
 ---pagebreak---  EXAMPLE C " Fast Reactor Fuel flcproceHsinff1 Plan-fa                                                      S
        ■ -                       '                                       . .• "                            !
                                                                          «'     '                          i
Application to a fast reactor fuel reprocessing plant of nominal).'.; inventory of
                                                                          v          -
                                                                                i
                                                                                i
                                                                                • I
 1000 leg Pu and nominal throughput of 1000 kg per year.                 't  '     •
                                                                                i
                                                                                »
                                                                             i
 It is assumed that the plant is operating -> from dissolver to' process -
300 days per year on a 7. days per week and 3 shifts per day basis , and                                    j
 performing about 35^ dirsolutions ,                                                            '             .
                                                                         ARIE 1             ARIE 2
             Activities                Number of events/year       ( Man days/y )        ( Kan' days/y )
                                     I
                                     I
     1 Receipts                               150                        75                    75
     2 Input measurements                     350                     . 350                  350
.'■ ■3 Pu output                               25                   .    25                    25
                                                        ι
    4 Waste - hulls + LAW/MAW                                            50                    30
                                                                                i
     5 Containment /Surveillance                                         *
                                                                                V     ■ I
       activities
     6 Examination of Records                                            30                    30
                                                                                I
    7  Calibrations and verifi-                                          10                    10        I
       cations of operators
       measurement sysuem                                                             I
     8 Sample preparation for                400                !        90                    90
       shipment
 > 9   Clean-out operations
                                    I
                                               2                I        20
                                                              ■
                                                    • •         i
  10 Physical inventory                        2                         20 '                  20
       verification                                       .      I
                                                                                I
                                                 *                                    I
                                                                                I
       Total                                                            670           I       630
 * Covered by other verification activities
 Note : For inspection activities at strategic points , other than the . strategic
            points referred to in codes 3.1.2 , and 3.2.1 , of the facility attachments ,
            ARIE 1 = 80 and ARIE 2 = 80 man/days are assumed . This figure is not based
            on calculations or specific characteristics of the facilities in question ,
         - is pro memoria only and is included in the ARIE figures for the varioxis
            inspection activities indicated in the table#
                                              - 7 -
 ---pagebreak---                                                                                (9 ]
                                   *      «        ./                 «.           ,  _                        ' [
JvXÂMPLE -D     Fabrication of Mixsd PI \ i 1. o n ii; in /U ra n ium Oxide Fuel Eléments                        v
                                      '                                                                          *•
Application to a mixed, plutonium/uranium fuel element fabrication facility of
nominal inventory 300 kg plutonium plus 900 kg natural uranium and a throughput                                  J
of 300 leg plutonium and 900 kg of uranium per year. It is assumed that the                                      j
facility operates 8 hours/day for 5 days/weelc for approximately 300 days/year.
                                        I       1               1
                                                                                ARIE 1          ARIE 2
           Activities                     Number of events/year               ( Man days /y )     Llan days /y
                                                                                I
   •1  Receipts of plutonium                              25                          25              25
       nitrate in flasks
    2  Transfer of plutonium -                                                        50              50
       nitrate to storage tanks
                                                                                I
    3  Verification of input to                                                       50      |       50
                                                                                i
       conversion process
                                                                                !
    4  Observation of sampling                                                        40              40
       activities
    5  1TOA measurements                                                              80              80
    6  Shipment of sub assemblies                      25                             25              25
    7  Clean out operation                               2                            20               0
    8  Physical Inventory taking                         2                            40              30
    9  Containment /Surveillance                                                      50              50
       activities
  10 Examination- of Records                                                          40              40
                                                                           i
  11 Calibration and verification                                          I          20              20
      of operators measurements
      system           -
  12 oamples preparation for                                                I         50              50
      shipment
  13 Preparation of standards                                                         40              40
      Total                                                                          530             500
Note : For inspection activities 'at strategic points , other than the strategic
          points referred to in codes 3.1 « 2 . and 3®2.1 , of the facility attachments ,
          ARIE 1 = 100 and ARIE 2 » 100 man/days are assumed# This figure is not
          based on calculations or specific characteristics of the facilities in
          question , is pro meinoria only and is included in the ARIE figures for the
          various inspection activities indicated in the table .
                                           - 8 -
 ---pagebreak---                                                                                Mo
EXAMPLE E      JSoro         Browl»r Keactor
                                                            *
Application to a Zero Energy Breeder Reactor of nominal inventory of 1700 kg
plutonium as metal 3,nd oxide and 2200 kg enriched uranium as metal e.nd oxide
(U2^ content 65O kg) ana 58 tons of natural uranium. It is assumed that
the facility is operating 8 hours/day' for 5 days /week throughout the year .
                                                                              1            !
      Activities                     Number of events/year
                                                                 ARIE 1            ARIE 2  I
                                                              ( Kan day/y )
                                                                                (Kan doy/y)j
                                                                            i
                                                                            I
  1  Receipts                               20                     20       i       20
                                                                                I
                                                                            I
  2  Despatches                             20                     20               20
                                   I
                                                                            I    '
                                                                   60
  3  Observation of
     ongoing operations                                                     I
                                                                            I
                                                                                50
  4  Cont ainment /Survei 11 ance                                  80               80
     activities
  b  NDA Activities                    selected at random         100              100
  /■
  0  Physical Inventoiy                       2                    10               10
     vérification
                                  I
  7  Examination of records       j                                10               10
                                   I
                                   ι
     Total .                                                      300              290
                                                           C
Note : For inspection activities at strategic points , other than the strategic
        points referred' to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
        ARIE 1 => 50 and ARIE 2 = $0 man/days are assumed .     This figure is not
        based on calculations or specific characteristics of the facilities in
        question , is pro memoria only and . is included in the ARIE figures for the
        various inspection activities indicated in the table .
                                        - 9 -
 ---pagebreak---                                                                                ^1- -
  EXAMPLE F      Contirmo-ir.ly Fuelled Graphite Moderated Rene tors
 t'                                     •
  Application to :
  a ) A power station fuelled .with natural uranium metal fuel with a nominal
      inventory of 900 tonnes uranium and an annual throughput of 120 tonnes
  b ) A pov/er station fuelled .with lo;•/ enriched uranium (enrichment varies from
      1.162 to 3.50 w/°          nominal inventory of 280 tonnes total uranium and
      annual throughput of 39 tonnes uranium .
 Reactors operated coritinously.
                                                                   ARIE 1         ARIE 2
        Activities                    Number of events/year     (Man days /y ) (Man days/y )
    1 Receipts                                   30                KIL +          BIL
I 2 Despatches                                 ■ 30 .       j
                                                            !
                                                                    30             30
    3 Examination of                                                10             10
      records
    4 Physical Inventory                          1                  5              3
      vérification
    5 Containment and Surveill                                      *              *
      ance activities
    6 NDA measurements                                               5   •          5
                                    I
      Total                                                   !     50              8
  +
     if sealed at fabrication plant
  * covered by. other verification activities
                                            - 10 -
 ---pagebreak---                       p\ ?* £•>•?■!** »
                 SUBSIDIARY ARRANGEMENTS
                          INTRODUCTION
Co~ordination Arrangements
The co-ordination arrangements referred to in Articles XIX and XX of the
Protocol are specified in the Facility Attachments . Inspections of facilitiei
designated pursuant to Annex 1(b ) of these Subsidiary Arrangements are
to be carried out , where so agreed , by Joint Teams of inspectors drawn froa~
the European Atomic Energy Community and from the International Atomic         ;
Energy Agency. .                                                               (
                      RESTRICTED
 ---pagebreak---                              RESTRICTED
                       SlIB 31 MARY' /J{R/J:!GS:.IKK TS
                              IKTRODUCTIOK
Fo'rm and Format of Ronorts
Accounting reports shall normally be provided to the Agency on mag'16''' 10
tape . They shall inolude ell the appropriate information specified m
Code 10 . The format for reports on magnetic tapes will be specified, m
letters to be exchanged between the Commission and the Agency 's Secrer-
tariat .
Under exceptional circumstances , accounting reports may be transmitted
in hard copy .
                              - 12 -
                       RESTRICTED
 ---pagebreak---                                 I ί\.ϊ ·*-' '
                    ■ SUBSIDIARY ARRANGEMENTS
                            INTRODUCTION '
IV Arrangements for the implementation of Article 23 of . the
   Agreement '
   At the time this Agreement enters into force the United Kingdom and
   the Agency yhall jointly agree the inventory of nuclear material
   already in the United Kingdom which is subject to other safeguards agreements
   between the Agency and the United Kingdom .
   The Agency and the United Kingdom shall seek jointly to make arrangements
   with the other parties involved so that safeguards in the United Kingdom
   under such Agreements are suspended . The United Kingdom will inform the
   Agency by letter of the amounts of material under other Agreements which
   susbequently arrive in or are despatched from the United Kingdom , within
   30 days of receipt or despatch.
   On "the basis of such transfers the United Kingdom and "the Agency shall
   each maintain a record of the amounts of material subject "to suspended
   safeguards agreements and shall compare their records at . six-monthly
               /
   intervals .
                                                 \
   It will be the responsibility of the Agency to designate a sufficient
   number of facilities to ensure that the total eunount of material of each
   type actually safeguarded in the United Kingdom is at all times equal to
   or greater than the corresponding quantities in the above mentioned record .
                                     - 13 -
                             p r-sTp
                             K u*    a i\J v / i
 ---pagebreak---                                                                   45
              SUBSIDIARY ARRANGEMENTS
                   GENERAL PART                i '
                 Table of Contents
Subject
Channels of communication
     Communications from Agency
     Communications to Agency                                   .
The Community 's Safeguards Measures referred to in Article 32 of
the Agreement
     Measures foreseen in the Agreement
     Specifications of information to be provided by the Community
Provision of information by the Community
     Information on facilities or parts of facilities
     Radiological protection and safety
     Initial report
     Accounting reports
     Special reports
     Information on transfers into or out of the United Kingdom
Provision of information by the Agency to the Community and to the
United Kingdom
     Agency statements
     Advance Notice of ad hoc inspections
Publication of information by the Agency
Termination and exemption
     Model arrangement for termination
     Model request for exemption
     Model communication on re-application of safeguards
Advance notifications of transfers of nuclear material out of or
into the United Kingdom
     Model communication for intended export
     Model communication for exoec+.ed import
 ---pagebreak---                     Toteïe of Contents ( Cont'd )
                                                          1 Μ",
   Code                            Subject
 8          Model inventory of nuclear material subject to safeguards
            under the Agreement
            Samples for Safeguards
10          Report forms and explanations of their use .
11          Provision of information by the United Kingdom on intended
            withdrawal of nuclear material for national security reasons
            ( Article 14 of the Agreement ) :
Annex 1(a ) The current Facilities List
Annex 1(b ) The current list of Designated Facilities
Annex II    The Indicative Quest ionnaire for the provision . of
            Design Information
 ---pagebreak---                                       X V
                          t
                                             :Ii.,» >»»i•■ rzrm
                                                             u
                                           »
                                     1.   Channels of communication
■        !                                                                              «
ode      I           Subject                                                           Name and Address
  .1         Communications from Agency                                                                      and : .
  . 1.1      On matters relating to implementation                           The Safeguards Office Commission of
             of Agreement , Protocol and Subsidiary                          Department of Energy "the European
             Arrangements .                                                  Thames House South        Communities
                                                                             London SW1P kqj           Directorate of
  . 1.2      Routing of communications under 1.1.1                           Direct                Euratom Safeguards
           I                                                                                Jean Monnet SI'
  . 1.3      Normal contact of Agency inspectors                             The Safeguards Office     Kirchberg ,
             in the United Kingdom .                                         Department of Energy      Luxembourg
                                                                         i   Thames House South         Grand Duchy of
                                                                         i   London SW1P 4QJ                Luxembourg
           : Communications to A^encv
   • 2.1     On matters relating to implementation                           The Director General
             of Agreement , Protocol and Subsidiary                          International Atomic Energy Agency
             Arrangements .                                                . K&mtner Ring 1 1     PO Box 590 ,
                                                                             A.-101T Vienna Austria
                                                                             Téléphoné : 52^511
           I                                                                 Telex .     : 01 ZSb^>
                                                                             Cable        : INATOM A
                                                                             Or Agency staff member shown by
                                                                             previous communications to be
                                                                             authorised to deal with subject
                                                                             matter .
   . 2.2     Contact in case of accidents or                                  As Above
             other emergencies involving
             Agency inspectors .
                                                     - 16 -
                                          n i:; re fn. *            v \
                                                               W fc C-aJ 0
 ---pagebreak---           rj                                --       –             "                                         /
          clt^blVi'vy    ( tLs                       to  in Article      X> of the /..•-revert t          .  (3
                              Référencé t/       I
    CodG             i          ( Articles )     |                                                 Subject .
                       Agreement | Protocol
                                        1         ;
    2.1                                                l.!essuros 'foTORÇïon in tno A'^oonent
                   i
    2.1.1          i
                   I
                                                       For me a s urer.'.ont :
                   I   32(a )         !                 A measurement system for the determination ivr.era
                                      1
                                       1
                                                        appropriate of quantities of nuclear material
                  J
                                                             (i)     received ;
                                      1
                                      1                    ( ii )    produced ;
                   1
                   1                                     ( iii )     shipped
                                          •  '
                                                           ( iv )    lost ;
»•- »
                                      \                  - (v )      otherwise removed from inventory , or
                                                   j       ("vi )    on inventory.
                       32(b )         i                 The evaluation of precision and accuracy of
                  1
                                                       measurements ana the estimation cf measurement
                                                        uncertainty .                      •
                     i 32(d )
                     I
                                      j                Procedures for taking a physical inventory.
                     I
                       32 e )                          Procedures for the evaluation of accumulations
                     i                                  of unmeasured inventory and unmeasured losses .          '■
                                                                                !
      2.1.2          i                                 For accountancy :
                                        !
                       32(0 )           I              Procedures for identifying , reviewing and evaluating
                                                       differences in shipper/receiver measurements .
                       32 ( f )                        A system of records and reports showing , for each
                                                       material balance area , the .inventory of nucxear.
                                                       material and the changes in that inventory including.
                                                       receipts into and transfers out of the material
                                                       balance area .
                       32 ( h )                        Procedures for the submission of reports to - the
                                                   I Agency in accordance v/ith Articles 59 ~ °5 ana <$7 - 1
                                        I              of the Agreement and v/ith Articles VII - IX of the            ,
                                        I
                                                       Protocol .
  2.1.3                32 ( s )                        Provisions to assure correct operation of the
                                                       accounting procedures and arrangements .
                                                   I                                         '   -                  j
   */ Kote      Reference to Articles in these columns is purely indicative so as to facilitate
                cross-reference between the Subsidiary Arrangements and the Agreement and the
                Protocol respectively.                                                                         -
                                               £ËSIRLC.I£D
                                                            -   17 -
 ---pagebreak---                                     &ttJ.K/Ç7ED                                                    09
                   líe fe renco
ode               (¿rtiolcs )                                    Subject .
         Ar-reement        Protocol
.2       32 ( a )                      Spscif.icnbjon ?: of information to           Informatio n
         - ( h)                        be provided ( as p no lien bio J              'oroviôed bv
                                                                                Community
. 2.1                                  For each of the items listed
                                       under code 2.1 information is .
                                       to be provided on :
. 2.1.1                                The existing legislation ( laws ,
                                       regulations , general adminis
                                       trative procedures ) giving
                                       requirements or laying down                   The European
                                       minimum standards ( outlines ,               Communities Act
                                       and brief extracts of relevant                 1972
                                       texts , and rex'erences ).
                                                                                The Treaty-
. 2.1.2                                The organizational unit(s ) in                 establishing The
                                       the United Kingdom responsible                European Atomic ■
                                       for :                                          Energy Community
                                             &)( ij meas urextent ;
                                             ( ii )    accountancy;
                                                                                L1957
                                           ( iii )     the assurance that the
                                                       functions listed under
                                                       codes 2.1.1 and 2.1.2
                                                       aro carried out correctly
                                                                                Coinmission.
 . 2.1.3                               The extent to which each of the
                                                                                Regulatioxi
                                       organizational units involved                  ( Suratom) No .
                                           (1)       has authority to insure          3227/ 76 , ,
                                                     compliance with the              19 October 1976
                                                     provisions of the
                                                     Community 's Safeguard?
                                        M5-)         carries out audits ;
                                        ( iii )    • carries out independent
                                                     measurements .
i.2.1.4                                 The procedures and techniques
                                        followed by each organizational
                                        unit in order to meet the
                                       requirements or minimum standards
                                       referred to under code 2.2.1.1
                                                                Note : The Agency should be
                                                                       provided with. texts of
                                                                       new laws , regulations of
                                                                       general administrative
                                                                       procedures as soon as
                                                                       possible after promulgation.
                                                  - 18 -
                                                                É.SSI81CTED
 ---pagebreak---                                    W.r;: •' i.   6 H5
                      3.   Provision of information by the Community
                 Keference
Code             ( Articles )                         Subject            Date or tirne limit
         Agreement        Protocol
 3.1                               Information on facilities or parts
                                   of facilities
 3.1.1                     II-V    Provision of design information in      Prior to discussion
                                   respect of facilities or parts         of the Facility
                                    thereof identified in the Facilitief  Attachment .
                                   List ( Annex 1(a )).
 3.1.2     k2-bk           II -V   Provision of design information for Not later than 30
                                   new facilities or parts of new         days before the
                                    facilities together with complete     facility or part of
                                   proposal for the Facility              facility scheduled j
                                   Attachment .                           to go into operatioj
 3.1.3,                    II-V ,  Provision of information on            Not later than 15
                                   significent changes to data            days before the
                                   previously provided under 3*1.1        modification is
                                   or 3*1.2 , as specified in the         scheduled to be
                                   relevant Attachment together           completed .
                                   with the proposal for consequent
                                   amendment of the Attachment .
 3.1 . h   45              II-V    Provision of information on            Together with the i
                                   changes to data previously             first inventory     I
                                   provided under 3*1*1 or 3*1*2          change report made'
                                   other than changes' specified          after modification
                                   in 3*1*3 *                             is complete .
                                   Note 1
                                   With reference to subjects under
                                   code 3.1 J
           6(a )                   Confidential information shall         When provided .
                                   be marked as such and treated
                                   accordingly .
           8(c )                   Confidential information , once        When examine a .
                                   examined , may be marked by the'
                                   Agency to show that the examina
                                   tion has taken place .
                                   Note 2
                                   With reference to subjects under
                                   codes 3.1.2 and 3-1.3 :
           k2,k5                   If the information cannot be
                                   provided in full at the time
                                   specified ? the Agency and the
                                   Community may agree on a later
                                   date for completion of the
                                   information .
                                               -                   i'-j
 ---pagebreak---                                                                                (a         !r
                                                                                t
                                                                                i
                                ilfr.vXii ;L <^ i L' D                                                  »
                                                                                v          )
                  Reference                                                   Date or time lirnit
Code              ( Articles )                                  Subject
                                                                                ι
          Agreement       Protocol
                                                                                I
3.2                                   Radiological Protection and Safety */                                   1
3.2.1      44 » 88                    Information on laws and regulations     Initially upon entry
                                      for radiological protection and         into force of the                 j.
                                      safety in the United Kingdom as         Subsidiary Arrangements
                                      applicable to Agency inspectors .     I                                    '
 3.2.2      44 , 88                   Information on radiological             Initially , upon entry j
                                      surveillance measures and on            into force of the                   |
                                      medical facilities that are. avail     Subsidiary Arrangements
                                      able for Agency inspectors in case
                                      of radiation accidents .                                                     |.
                                                                              Note
                        ι
                                                                              The Agency should be j
                                                                              provided with informa- j
                                    I                                          tion on new laws or .
   i
                                                                               regulations , or change <
                                                                               to the information                     [
                                                                               provided under code        •
                                                                     \
                                                                               3.2.2 , as soon as                     !
                                                                               possiblo after such                 j,
                                                                               new laws or regula-                 \
                                                                               tions have been                     I
                                                                               promulgated or changes ;
                                                                               introduced .                        fc
                                                             «
                                                                                ?
  3.2.3    44 , 88                     Information on radiation dosages        Quarterly , or as soon <
                                       received by Agency inspectors in        aspossible after                    ;
                                       the performance of their functions      significant radiation •
                                       in the United Kingdom .                 exposure .                          |
                                                                                '            f
                                                                                ______                 r
                                                                                i
     *J It is understood that the United Kingdom will ensure that staff members of the Agency
        carrying out functions under .the Agreement benefit fully from the health and                              \
        safety measures in force at each facility , including the provision of available                           \
        medical care and measures for emergency assistance in case of accidents .                                  '■
                                                            - 20 -
                                           i.V M. Ii vs ' r
                                           s.>    a iV.       j . U,
 ---pagebreak---                                                V^j      ^M       r " r*\
                                                     t t\il\^' i IZU
                  Refe rence
Code
                 (Arti cles )                               Subject                   Date or time limit
          Agreement    I Protocol
3.3       62 , 34                        Initial Report
                                         Despatch of the initial report of            Within thirty days
                                         all nuclear material subject to safe        of the last day of
                                   ι     guards under the Agreement .                 the calendar month
                                                                                in which Agreement
                                                                                entered into force
       i                                                                              "by the fastest means
                                         ( For content see standard form R.02 ,     | of communication
                                       • as attached to' Code 10 with explan          ( express air mail or
                                          ations ).                                   diplomatic pouch ).
                                       I      '
Note :    If material balance areas under the Agreement have not yet been defined , list
 _       material according to material balance areas or geographical location as used
         by the Community .          ,
                                         Accounting Reports
          59-61 ,        vi , vn .       Despatch of inventory change                 As soon as possible ,
          63(a), 64 IX ,                 reports either in a consolidated             but within 60 days
          65 .                           list or individually , as specified          after the end of the
                                         in the relevant Attachment , and             month in which the
                                         concise notes .                              inventory change (s )
                                         (For content see standard form R.01 ,        occur ( s ), by fastest
                                                                                means of communication .
                                           as attached to "Code 10 , with expla-
                                           ations .)
          59-61 ,        VI , VIII ,     Despatch of material balance ,               As soon as possible ,
          63(b ), 67 IX ,                reports with physical inventory              but within 60 days
                                         listing attached .                           of completion of
                                                                                physical inventory
                                                                                taking.
                                         (For content see standard forms
                                         R.03 for material balance report
                                         and R.02 for physical inventory
                                         listing, as attached to Code 10 ,
                                          with explanations .)
          69                             Despatch of amplification and                Normally within 30
                                         clarification of accounting                  days of the date of
                                         reports .                                    Agency * s request .
         • /
                     .   ι
                                                             - 21 -
                                                             'J          & lieu f'*
 ---pagebreak---         î&kfcj.fiu'wl tD
           Subject                    Date or time limit
Spécial - Reports
Despatch of . special reports .      Without delay after the
                                     Community is led to
                                     believe that there is or
                                     may have been loss of
                                     nuclear material or after
                                     the containment has un
                                     expectedly changed to the
                                     extent that unauthorized
                                     removal of nuclear niateri'
                                     al has become possible ,
                                     by cable , telex or tele
                                     phone and follow-up lette:
Despatch of special reports in case
of unusual incidents or circum
                                     Immediately after
                                     incident or circumsta
stances during transfers of nuclear nce is known by cable ,
material into or out of the United
Kingdom which have been notified     telex , or telephone and
to the Agency under Article 91 ( a)  follow-up letter .
of the Agreement                     Immediately on receipt
Despatch of amplification and        of Agency 's request or
clarification of special reports .
                                     as soon as possible
                                     thereafter .
Note : The Agency may request        As long as the relevant
         amplification or clarifi    records are retained as
         cation of the reports        specified in Attachment
         referred , to under Codes    concerned .
         3.^.3 and . 3.5.3
Information on transfers into or
out of the United Kingdom
 Despatch of advance notification -    To reach Agency normally
of transfers of nuclear material       not less than ten days
 out of the UK of more than one      'before shipment
 effective kilogram .      See Code   See Note 1
 7 .\, for details of information
 to be transmitted .
 Despatch of advance notification oi   To reach Agency normally
 transfers of nuclear material         not less than ten days
 out of the United Kingdom from        before shipment
 facilities which normally export      See Note 1
 significant quantities to the
 same State in shipments each
 not exceeding one effective .
 kilogram , if so specified in '
 the corresponding Facility '
 Attachment .
 ---pagebreak---                  Reference
Codo             ( Articles )                   Suoiect                   Date or Time Lirait
         Agreement j Protocol
3.6.3    9l(b)(ii )              Despatch of advance notif icaxiun of  To be sent to the Agenc.
                                 nuclear material transfers into the   not later than the- date
                                 UK each of more than one effective    of receipt , end whenov im
                                 kilogram . See Code 7.2 for details   possible at such time a
                                 of information to be transmitted .    to ensure that it is
                                                                       received by the Agency q,
                                                                       later than two days bef|
                                                                       the material is unpacka
      In practice ,, the notifications under Codes 3.6.1 and 3-6.2 . should be despatched to
      reach the Agency 5 working days before the nuclear material is to be prepared for
      shipment .
      If the observation of the time limits given under codes 3.6.1 , 3.6.2 and 3-6.3 would
      result in delayed shipment or unpacking, shorter notice to, enable , the Agency to act i
      under Article 7l(° )» as appropriate , may be given be cable , telex or . telephone .      I
      Such a notice should be followed by transmission of the full information under Codes
      7.1 or 7*2 as appropriate . In no case will . these requirements be interpreted as an
      obligation for the operator to postpone preparing for shipment , shipping or unpacking
      nuclear material .
      Referring to Codes 3.6.1 , 3.6.2 , and 3.6.3 , despatch of notification of delays not
      giving rise to Special Reports , in preparation 'for shipment,' in despatch or in
      unpacking of nuclear material will be made as soon as possible by cable , telex or
      telephone . Notifications should give new dates , if known .
      The information included under Codes 3.3 , 3.4 , 3-5 and 3.6 shall be treated as
      confidential and appropriate security measures taken for its transmission .
                                         - 23 -
 ---pagebreak---                                         Provision of Information by the Ag ency to the
                                        Community ond to the United Kingdom
  /Dde
                    Keference                                                                Date or time limit
                  ( Articles )                              Subject
          Agreeraent           Frotocol
                                                                                f
                                            . Agency statements
1.1         41,66                               Provision, of copies of the Agency s j       Half-yearly,' as of
                                                unified inventories                      |   30 June arid 3 'I
                                                See model under code 8 .                 I   December not later
                                                                                i   than' 3 months' e.ftsr
                                          I   '                                              these dates . <■
                                          I                     • •
                                          I                                                                   • Φ
        !                                                                       ■   -  !
                                                                                i
1.2     |   30,90                         |; Statement     on th _ Agency 's
                                                                                As specified in
                                                                                the Facility                      j
        i
                                                verification activities as                   Attachments                     i
        I
        I
                                                specified in . the Facility <
                                           j Attachments                              \
                                                                                I
        ι
        I
        I
                                                Note
                                                                                If possible within
                                                If the Community or the United
                         l
                                                                                30 days after i .             j
                                                Kingdom disagrees with any                   receipt of the                j
                                                Agency statement t notice to this            statement in                 i
                                         i effect should be sent to the                      question .
       i                   < '    •      I
                                                Agency
                                                                                1
                                                Açlvance Notice of e.d_îl0-£–            i I
                                                                                -.    ■
>
            8^«\ 7l(a)                          Notice by the Agency       tnao
                                                                                J Immediately after
                                                                                receipt of any no til
                                                     it intends to inspect ^nuclear          fication pursuant          :;i
                                                material in connection                       to code 3.6 above : |
                                                transfers into or out o           e          and at least 24 hrs !
                                                United Kingdom .                             before the inspectiij.
                                                                                (
                                                                                ■I
 ---pagebreak---     Reference
                                               Subject
    ( Articles )
Agreement    Protocol
  6(b)(ii )           The Agency may publish the following summarized info mistier
                      after having secured the agreement of the Community and o ;
                      the United Kingdom .
                      The amounts and types of nuclear material subject to safe
                      guards under the Agreement in the United Kingdom in terms
                      of effective kilograms as follows :
                      ( a ) natural and depleted uranium , and thorium ;
                      (b )     enriched uranium with an enrichment up to and
                           including 5^5
                      Cc ) enriched uranium with an enrichment of more
                            than 5% : and
                      ( d)     plutonium .
                      A list of the facilities in the United Kingdom which conta
                      nuclear material subject to safeguards under the Agreement
                      as follows :
                      (a)      reactors with an indication of their purpose and
                           with their nominal power ;
                      ( b ) conversion and fabrication plants , with an indication
                      whether they are pilot or industrial size plants ;
                      (c)      isotope separation plants , with their nominal       j
                      capacity ;
                      ( d)     reprocessing plants , with their nominal capacity ;
                      and
                      (e)      critical facilities , research installations (with sj
                      indication of their nature ) and separate storage facilities
                      The list may also contain the official description and/or j
                      name , and the location of each facility .
 ---pagebreak--- '                                   ••                                               'yj
  Code 6.1 - Kodel                                                    1              wJ-
  Agreomcnt Roforonco
     ( Articles )                                                       .
  13 , 35(b )        •          .
                                  TERMINATION OF FAFSfKlAKDS
                                    ON NUCLEAR MATERIAL
                          TO BE USED IN NON-NUCLEAR ACTIVITIES ^
  Safeguards shall "be terminated with respoct to nuclear material as
  specified "below :
      a)          g/kg total weight , and         g'fissile
           isotope(s ) 6f            .            ( Element )
      b ) Chemical composition
          Physical form :
          Enrichment or isotopic composition ( if
          applicable ):
      c ) Material balance area and location therein where
          the nuclear material is now present :
     d ) Present use , with particulars of containment , if
          appropriate :
      e ) The proposed non-nuclear use is :
      f ) The nuclear material , once in use , will be
          practically irrecoverable because .........
      g) Approximate date of transfer to non-nuclear use : ,
        For the Community                   For the Agency    For the United Kingdom
                                            -r- ,             ( ref para f above )
        Date                                Date              ;*r
                                                              Date
      Except nuclear material covered by specific provisions for termination of
       safeguards in the Facility Attachments if relevant .
                                          - 26 -
 ---pagebreak--- %U0CL6        "■ i'ivAioj. --    –         –
 Agreement Reference                                                                        \
     ( Articles )
 36 , 37
                                           REOIJEST FOR EXKOTIOM
                              FROM
                                          " 1~
                                      SAFEGUARDS' OF
                                                    '             _
                                                       NUCLEAR MTSRIAL
                                                                             */
                              •■ 1 11   *" "                  1 "    1111                        |
                                                                    Date                        i
 a ) Exemption from safeguards is requested for
                  g/kg total weight , and ........ g fissile                                   j
       isotope(s ) of                                       ( Element )                       I
 b ) Chemical composition :
       Physical form :
       Enrichment or isotopic composition ( if
       applicable )
                                                                                I·
                                                                                i
                                                                          '•    .
 c)    Material "balance area and location therein where                                    ;
       the nuclear material is now present :
 d)    Intented \ise ( only if exemption is sought
      pursuant to Article 36(a ) or ( b )):
 e ) Approximate date of :
       ( i ) for exemption under Articles 36(a) and 37 •
                transfer out of material balanoe area
       ( ii ) for exemption under Article 36(b ):
                transfer to non-nuclear use ......
                                                                          For the Community
       Exemption granted as above
      Date
                                                                          For the Agency
 ^/Except nuclear material covered by specific provisions for exemption from
    safeguards in the Facility Attachments if relevant .
                                                    - 27-
 ---pagebreak--- Code 6.3 » – Kodcl
Agree ment Reference
    ( Articles )                     -
         38
                                EE- APPIiTC ATT OU 0? S AFEOUARDS
                                          'f 1 1 1 1 ' 1111 1 !"  1 1     " 1
                     TR RESPECT OP KCCLEAR rATERIAL PREVIOUSLY EXEMPTED
                  *■
                                                                      Date
a)    Safeguards should "be re-applied, in respect of
                  g/kg total weight , and                              fissile
     isotcpe(s ) of ••••.•••^••••••••••••••(Element )
b)    Chemical ccmposition :
     Physical form :
     Enrichment or isotopic composition ( if applicable )
c ) Material balance area and location therein where
     safeguards should be re-applied in respect pf
     the nuclear material
d ) Date from which safeguards should be re-applied :
e ) Exemption from safeguards in respect of material
     in question was granted on
     under Article                               ((date
                                                   date ))
                                                                              For the Community
a ) Safeguards will be re~applie4 to the nuclear
     material described, above .                                . '
b ) For nuclear material which was exempted pursuant
      to Article 37 » the amount which now remains
      exeiaptcd under the relevant paragraph of the
      Article is
Date
                              1    ■
                                                                               For the Agency
                                               - 28 -
 ---pagebreak---                                       \   | - '-v L ; ' - '  .
                                   - t1–v -J -<   a tt \tU ~*y i}
Code- 7^1 - Môâei
Agreement Reference
   (Articles )
     12 , 91
                    IITFO ROTATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                OP EXPORTS OP NUCLEAR MATERIAL OUT OP THE UNITED KINGDOM
                  (a)       Quantity :          total weight of element '
                                                in grams/kilograms ;
                                                weight of fissile isotope ( s ) in.
                                                grains ( if applicable ) ...
                  (b )      Chemical composition
                           Physical form                                     '
                           Enrichment or isotopic composition ( if
                           applicable )
                  (c )     Number of items                                     . *
                  (d )     Description (type ) of containers ,
                            including features that would permit
                           sealing
                           Shipment identification data
                  (e )     State and , if known , place of destination
                  ( f)     Means of transport
                  ( g)     Material "balance area and location therein
                           where material is prepared for shipping
                            and can "be identified and where its
                           quantity and composition can if possible
                           "be verified
                                                           V »* I V « '"W* i
                                                           - 29 -
 ---pagebreak---                                            4 V ■w' V ï~>. i . ^
Code 7.1 - Moûcl (pa^e 2j
Acre ornent Référencé
   (Articles )
     12 » 91
                 (h)    Last date when material can "be identified
                        and when its (quantity and composition can ,
                        if possible , "be verified                . -
                  (i)   Approximate tUtes of dispatch
                        and of expected, arrival-.at . destination
                                                                *
                 (j)    Date of notification
                 (lc)   Kara9 of authorised person on "behalf
                      • of Community
                 Note : If separate shipmerytg are prepared together for
                        dispatch to the same State (whether simultaneous
                        or not ), they may all "be specified in a. single
                        advance notification .
                                       BE53KJCTEB
                                              30
 ---pagebreak---                                                                                ht
                                         L    II r>
Oeâe 7.2 - Métis 1                     .         u;;v^. | »•- 1; ,vi
Agrcement fiefcrence
   (Articles )                              .
    12 . 91
                       INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                    OP IMPORTS OP NUCLEAR MATERIAL INTO THE TOUTED KINGDOM
               ; . (a)      Quantity : total weight of element in grams/kilograms ;
                                         weight of fissile isotope ( s ) in grams ( if applicable )
                 . . (b )   Chemical composition                                 -      •
                            Physical form'
                            Enrichment or isotopic composition ( if applicable )
                     (c )   Number of items
                     (d )   Description (type ) of containers
                     (e)    Supplying State
                     (f)    Means of transport .                                      -
                     ( g)   Expected or actual date of arrival in the United Kingdom .
                     (h)    Material balance area and location therein where
                            material will be' unpacked and can be identified and
                            where its quantity and composition can be verified
                                           RESTRICTED
                                               - 31 -
 ---pagebreak---                                    ΡΓΓΠ5ΓΛ7ΠΛ
Code 7.2 - Model (page 2 )
Agreement Reference
   ( Articles )
     12 , 91
                (i)    Date(s ) when material will be unpacked
                                     »
                (j)    Date of notification
                (k)    Kane of authorised person on behalf
                       of Community .
                Note :  If separate shipments from the same State are
                        expected to "be unpacked together ( whether they
                        have arrived together or not ) they may all he
                        specified in a single advance notification . -
 ---pagebreak--- Code 8 - Kodel
Agreoment ^ Reference
     ( Articles )
12 , 41 . 66
                               THE AGENCY 'S INVENTORY OP NUCLEAR MATERIAL
                                SUBJECT TO SAFEGUARDS UNDER THE AGREEMENT
                                      as of
A.   Consolidated Book Inventory
                                                         Quantity .
          MBA          Facility        Material                             Limits
                                                     Total     Fissile     of Error
                                                    Elément    Isotope
B.   Material in transit in the United Kingdom
                Between
                                                                       Quantity
                                                Material
       Shipper           Receiver                                Total        Fissile !
                                                                 Element      Isotope j
        ( MBA )   arid      ( MBA )
                                                                                I
                                         - 33-
 ---pagebreak--- leoir.oni K'ofcrence
I.        - \          • .                   •/ )
 '( /articles ) .      ' '       *           ^^JruCTED
         12 , 41 , 66                                       '
   V
        •C.    Ercnort Account
            Transferred to ( st&te and,                                           Quantity
            if hnovm , place of                     Material
                                                                             Total .      Fissile
            destination )                                          '
                                                                      ι    Element -      Isotopo
                                                                      I
                                                                      )
                                                                                à
        Notes . 1 .      Unclear material in respect of which the Agency has received a
                         report from tho shipping material balance axes, that ths export
                         of the material ' out of the United ICingdom has taken place will
                         be placed on ths export account for ths United Kingdom until
                         such time as the Agency has received confirmation that the .
                         material has been received by the recipient State .
                • 2.     Nuclear material iransferred to ti:e United Kingdom will be
                         listed in the inventory upon receipt by the Agency of the
                         inventory chcnge report fron the receiving material balance
                         area pertaining to the receipt of the material in question.
                   3.    Nuclear material transferred between two material balance areas
                      • within the United kingdom will continue to be listed by the
                         Agency in respect of the material balance area from which it
                         has been shipped , as material in transit , until it is reported
                         to have been received in the receiving material balance area .
                                                  - 34 -      E&m
 ---pagebreak---                                     RESTRICTED
         Code 9 ~ Model
         Agreement Reference
               ( Articles )
                   75
         Protocol Reference
              ( Articles )
                 . XXII
                                  SAMPLES FOR SAFEGUARDS
         Information to be included in Sample Forms used by the Agency .
1.       Country .
2 ."     Facility/ MBA code .
3.       Date of sampling.
4.       Proposed shipment date and means of transport .
5.       Packaging arrangements .
6.       Activity of content .
7.       Agency :; eal number .
8.       Name and signature of appropriate official at shipping facility/MBA to
         whom the sealed package has been handed over for shipment .
9.       Name and signature of authorized official at Facility and of IAEA inspector
         certifying that the samples described in the sample form have been taken
         for analysis .
10 .     Data for samples taken :
     a ) Material description and batch name or number.
     b ) Weight of sample and bottle .
     c ) Net v/eight of sample .
     d ) Enrichment wt$ ( if applicable).
     e ^ Operator's value for element conc.(vrt$.) 4
     f) Operator 's values for U/U     /Pu/Th weights ^ in the sample .
         Note .
         One copy of the sample form to be given for retention by appropriate official
         at shipping facility/MBA .
                                           - 35 -
                                    RESTRICTED
 ---pagebreak--- Afrco oî .ion \ do fe renc e
 (•Articles )
Protocol Référencé
( Articles )
        IX               REPORT FOIC.IS AliD EXPLANATION OF TH3IR liSu!
EÎTROmiCTION
Reports to bo provided to the Agency consist of three types ;           Inventory Change
Reportn ( ICR ) , Physical Inventory Listings ( PIL) and i- aterial Balance Reports
(]>IBR ),    For each of these a hard copy proforaa is attached.
These forms are tfeaacned to give an indication of the contents of the reports
to be provided by the Community to the Agency but these formswill not normally be
used since the reports will normally be provided on magnetic tape .
The form and format of the reports to be provided by the Community to the Agency
are set forth in the Introduction to these Subsidiary Arrangements .
                                    RESTRICTED
                                              - 36 -
 ---pagebreak---                                             INVENTORY CHAMGE REPORT ( ICR ) FORM R.01.1 /C
   COUHTRY                                                              PERIOD COVERED BY REPORT :  FROM                    TO
   FACILITY                !                                            REPORT No.
   MATERIAL BALANCE AREA                                                PAGE No.       OF           PAGES    SIGNATURE
       L t-4    I    !               III                                                                                J    l     L
                                                                                CORRECTION
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                                                                                ACCOUNTANCY         DATA
                                                                                TO
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N-65A/flev.3 ( Sept 77 )
                                                                                u
 ---pagebreak--- Header Coding :
 1–2      Country Code
 &- 8      Facilîty Code
 9-12     MBA Code
13–18     Beginning Date of Period Covered (YYMMDD)
19–24     Date of Reported Event or Ending Date of Period (YYMMDD)
25–27     Number of line Entries, increased by 1 .
28–31      For IAEA use only
70–73     Report Nurnber
74–79 >   Attribute ( coded at the IAEA )
 ---pagebreak---    ;§)                                                                    siMViiEsi TORY CHANGE REPORT ( ICR ) FORM R.01.2
     COUNTRY                                                                                PERIOD COVERED BY REPORT:       FROM                             TO
     FACILITY                                                                                REPORT No
    MA TcSIAL BALANCE AREA .
                                                                            25       28                                       PAGE No .       OF              PAGES      SIGNATURE
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                                                                                ACCOUNTANCY                     DATA
                                         COUNTRY                                                               NUMBER                                                                                UJ
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N-56B / RCV.1 (Jan 7S)
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         FACILITY                                                                                I REPORT No. _ _...                            ^...^                                              ^                   ..
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 9-12       MBA Code
19-24     ' Date (YYMMDD)
25-27       Number of line Entries, increased by 1 .
    28
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 ---pagebreak---                                                     J. \    ' 1 i %             L »•                                                                                us .
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                                                                            REPORT No .
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                                                                    - 40-
N-CGD / nov.5 ( Fob 77 )
                                                    RfeSTRJCTSD
 ---pagebreak--- Header Coding :
 1–2        Country Code
 5- 8        FacilityCode
 9-12        MBA Code
13_18        Beginning Date of Period Covered (YYMMDD)
19-24        Ending Date of Period Covered (YYMMDD)
25–27        Number of line Entries, increased by 1 .
28-31        For IAEA use only
70-73        Report Number
74-79        Attribute (coded at the IAEA)
Codes of line Entries (to be used, if desired, as appropriate)
 PB                                RA LN
 RA RF                             LN
 RF                                RA LD
 RA RD                             LD
 RD                                RA TW
 RA RS                             TW
 RS                                RA EU
 RA RN                             EU
  RN                                RA EQ
  RA NP                             EQ
  NP                                RATU
  RA DU                            TU
  DU                                RA LA
  RA DQ                             LA
  DQ                                RA ED     (for decreases in E)
  RA FW                             ED        (for decreases in E )
  FW                                RA NE     (for decreases in N )
  RA ED    (for increases in D)     NE        (for decreases in N )
  ED       (for increases in D)     RA DE      (for decreases in D)
  RA NE    (for increases in E)     DE         (for decreases in D)
  NE       (for increases in E)      RA ND     (for decreases in N )
   RA DE   (for increases in E)      ND        (for decreases in N )
   DE      (for increases in E)      RA BE
   RA ND    (for increases in D)     BE
   ND       (for increases in D )    RA DI
   RA SF                             DI
   SF                                RA BA
   RA SC%                            BA
   SD                                RAPE
   RA SS                             PE
   SS                              • RA MF
    RA SN                             MF
   SN
 ---pagebreak---                                       •fi£33BICTED
TBOMJC:A?XOHS OP von:.; R.01 -                 erases report?
 1.      Form R.01 should bo u.j*<i foy Inventory Cltange Reports ( ICR ) only.
The basic version of thin .form , forsi R.01,1 , consists of three types of
entries , i.e. heading information , material identification end accountancy
data. In addition , for ooiha material balance arean is otopic data will be
provided if so amerced by tho Parties in the relevant facility attachments .
In such cases is o topic data are in indispensable part of batch data and
should bo reported . For' this purpose a second version of tho ICR, foria
R.01 . 2 is available , which has a section bonded 'isotopic data' .
         Wherever in these explanations mention is made of fom R.01 , this
refers to the part of the form which both versions hove in comrr.on .
llfto'i jnr Tn fo   t ion                                          ,•
2.       'Country*, 'facility' , ';;iaterial balance area 's the name of the country,
the identification , as specified in the relevant facility attachment , of the
facility and the Tutorial balance area (fJU) to which the report relates ,
should bo given,
3.       'Period coverod by report' i     when the report coveraan individual
inventory change , tho date ( dnyf montH, year) of tha.t changs should be given
here . Ih the case of periodic reporting, the period covered (beginning and
ending date ) 3hould be given,
4.       'Report no . *i   reports for each J3A should be numbered consecutively,
5.       'Page No.        of ,,, pages' : the page number and the total number of pages
should be given.         If an ICR consists of several pages , the heading information
may be oraitted frora the second and follov/ing pages es long as each page bears
a nuinber end aignature .
6.       'Signature 's    each page of the report should be signed.
                                    é
1'aterinl ( Thtch J Tdontlf icr.tion ftata
7.       'Entry nuuber'i each lino entry ii} an ICR should have one unique entry
number in sequential order, !f'his also applies if a batch io to be reported in
several line entries and if on ICR consists of several pages . Hence , a batch
may comprise several entry nunbers .
         With this provision eny entry in reports from a particular I.3A can be
uniquely identified by reference to the report nur.bar and entry number */.
C.       'Continuation * *   not applicable ,
*/ sea a3so 'Corrections' .                         /•.. .{^RIOTED
 ---pagebreak---                                                           C7ED                                   fe
     IVAVL/OTATXONS OP VOi'C.: li . C1 - ESVOTO-SY CFAITGS IMPORT?
V
     1.      Form R. 01 should bo >-ued for Inventory Change Reports ( ICR ) only .
    The basic version of." this form, form R.01 . 1 , cons in to of three types of
    entries , i.e. heading information , material identification end accountancy
    data .        In addition , for some material . balance areas isotopic data will; be
    provided if go agreed by the Parties in the relevant facility attachments .
    In ouch cases isotopic data are in indispensable part of batch data and
    should be reported .              For this purpose a second version of the ICR , form
    R. 01.2 is available , which has a section headed 'isotopic data' .
             Wherever in these explanations mention is made of form R.01 , this
    refers to the part of the form which both versions have in common ,
    Ke o d j n '<• Tn form" t .i on
    2.        'Country' , 'facility 1 , 'material balance area' :      the name of the country,
  ■ the identification , as specified in the relevant facility attachment , of the
    facility and the material balance area (;.3A ) to which the report relates ,
    should bo given .
    3.       'Period covered by report' :           when the report covers an individual
    inventory change , the date ( day , month , year ) of tha.t change should be given
    here . In the case of periodic reporting, the period covered ( beginning and
    ending date ) should be given.
    4.       'Report no.' ;          reports for each J.3A should be numbered consecutively.
    5.       'Page No . ... of ... pages' : the page number . and the total number of pages
    should be given .. If an ICR consists of several page3 , the heading information
    may be omitted from the second and following pages as long as each page bears
    a number end signature .
    6,       'Signature' :          each page of the report should be signed .
    Katsrinl ( Batch ) Identification Data
    7.       'Entry number' :          each line entry in an ICR should have one unique entry
    number in sequential orJer.               This also applies if ,a batch is to be reported in
    several line entries and if an ICR consists of several pages .               Hence , a batch
    may comprise several entry numbers .
            With this provision any entry in reports from a particular L3A can be
    uniquely identified by reference to the report number and entry number */.
    0.       'Continuation' :          not applicable .
             see also 'Corrections' .                            [RICTED
                                                S-41-
 ---pagebreak---                                                         i\C S«> j       - 'T . :' - ; ''V>:'^'..) ;.V :
9.     'ltato of inventory change • :   tho Ante nhemlfl b« given ( flay, Rien^Hy ;. yo<i»)
on which the clvinge in inventory occurred or was established .                 -'
                                      •                                         >'*              /          ■'
10 .   ^IBA/facility/country • :  this entry should show the names or codes of the
V%to "between which the material was transferred .       In the case of . exporia or ,
iriporto , if the J.IBA from which the material comes or to which it is shipped is
unknown , the nasie of the facility or country concerned must be reported ,;
11 .  'Type of inventory change ' ; ' one of the following key words or their bodes
should be used in this column in order to indicate the typo of inventory change
                                                                          .                            i
                                                                                v :> ■' ^ '
                                                                                JA '
                                                                                ■ ■ 'ΛΥ
                                                                          •   V .·• ■. · >.!• ',· ' ',ν
                                                                                .■■ 'γ··           ί'ΐ .ν ■
                                                                          ' ■                            ■ Ί· :· ■
                                                  ËSSÏRICTED
 ---pagebreak---                                              ïESïf?'!
                                                                                (il*
                Keyword a               Coció                   Explanation
(
s, J
     Recoj.pt foreign                   HP       ivuclear material imported into the
                                                 United Kingdom .
                                                                                !
     Receipt domestic                   RD       Receipt of nuclear material from
                                                 another I.3A in the United Kingdom .
     Receipt ot storting point          RS       Domestic receipt of nuclear material
                                                 at starting point of safeguards            .
     Receipt from non-safe guard 2d.    RN        Receipt of nuclear material from non-
     activity                                     safeguarded activity , in accordance
                                                  with Article 14
     Huclear production                 HP       Production of special f ission'iule            '
                                                 material jji a reactor ( Pu , U<?33 )          j
     Do-exemption , use                 DU       Reapplication of safeguards on nuclear |
                                                 material previously exempted therefrom
                                                 pursuant to Article 36 of the agreement ;
     De-exempt ion , quantity           DQ,      Reapplication of safeguards on nuclear
                                                 material previously exempted therefro;.i
                           I
                                                 pursuant to Article 37 of the agreement
     Shipment foreign                   SP       Nuclear material exported out of the
                                                  United Kingdom                              \
     Shipment domestic                  SD        Transfer of nuclear material to another
                                                 MBA in the United Kingdom
     Return to pre-safeguards stage     SS        Transfer of safeguarded nuclear materia!
                                                 back to nre-safeguardeu stage
     Shipment to non-safeguarded        SIT      Withdrawal of nuclear material from tno
     Activity                                     scope of the Agreement in accordance wi
                                                  Article 14v-
     Nuclear loss                       LIT       Consumption of nuclear material due
                                                  to its transformation into other elemair
                                                  or isotope(s ) as a result of nuclear
                                                 reactions
     lvieasured discard                 LD '      Operational loss - loss of a measured 0:
                                                  estimated ( on the basis of measurement ;
                                                  quantity of nuclear material from proc
                                                  essing which has been disposed of in
                                                  such a      that it is not suitable for
                                                  further nuclear use
     Transfer to retained waste         TV/       Transfer of measured nuclear material i
                                                  the retained waste category which is
                                                  deemed to be unrecoverable at present ,
                                                  stored at the I3A and to be deleted frc
                                                  the inventory of the 13 A
     Re-transfer from retained          F.V   '   Re-transfer of material , which had bes:
     waste                                        stored at the I3A as retained waste , t:
                                                 nuclear material . This applies whenev:
                                                  material in the retained wsste catc- :-"or;
                                                  is removed from storage either for prot
                                                  ssing at the i3A or for shipment fror.
                                                  the 1-3A.
                                     RESIKCÏEB
                                     -43-
 ---pagebreak---                                 jrt j-'1 ^ f'''} V p* î*s.                             Λ9
           Keywords                       Codo                      kxplnnttt.ion
 Exemption , use                         EU         Exemption of nuclear material from ■
                                                    n a fe guards pursuant to Article 36 of
                                                    the Agreement
 Exemption , Quantity                    EQ         Exemption of nuclear material from
                                                    safeguards pursuant to /article 37 of
                                                  . the Agreement ■
 Termination . non-nuclear use            TU        Termination of safeguards on nuclear
                                                    material pursuant to Articles 13 and          ?
                                                    35(b ) of the Agreement
 Accidental loso                          LA        Irretrievable and inadvertent Ions of
                                                    a knoT/n quantity of nuclear material
                                                    as the result of an operational accident-
 Transfer depleted to natural            DN         Transfer of nuclear r.aterlal iron
                                                    depleted uranium to natural uranium ,
                                                    e.g. by an enricliment process
 Transfer depleted to enriched  .        DS         Transfer of nuclear materiel from
                                                    depleted uranium to enriched uranium ,
                                                    e.g. by an enrichment process
 Transfer natural to depleted            ND         Transfer of nuclear material from              T
                                                   natural uranium to depleted ur-?.n ium , '   '
                                                    e.g. by blending or irradiation           1
 Transfer natural to enriched            IIE        Transfer of nuclear material from .
                                                   natural uranium to enriched uranium ,
                                                   e.g. by an enrichment process '
Transfer enriched to depleted            ED        Transfer of nuclear material frem
                                                   enriched uranium to depleted uranium ,
                                                   e.g. by blending or irradiation               '
Transfer enriched to natural             Ell       Transfer of nuclear material fron
                                                   enriched uranium to natural uranium ,
                                                   e.g. by blending or irradiation .
Shipper - Receiver Difference            DI        Shipper/receiver difference -7 the ; ;
'(S/S D)                                           difference between the quantity of
                                                   material in a batch as state3 by the
                                                   shipper end as measured, by the operator
                                                   of the receiving material balance areaj
Rebntchjjig plus                         R?        Increase of the quantity of a batcn aue
                                                   to rebate hing.
Kebatching minus                         BIT       Decrease of the quantity of 0 batch due
                                                   to reba telling.
                               ^AP.ÏCTED
                                –44®
 ---pagebreak---                                    _ _ ^    1_
                                                 î »-D
                                               1 «. •  ...     Al *
                                                                    ' .1 s       <,
12 . 'Kj.IP Code 1 : the noi:.o or code should be given of the flow key measurement
                                                                                (5c
                                                                                \
po.^nt v/liuro' the* batch imported viae nen.'jurec) , received or chipped .
13 .   'Name or number of batch 1 : . the designation ( marking ) of the batch reported
on should be given.       This is particularly important if item accountability is uoc-d .
14.   'Number of items in batch' :       the number of similar items of which the batch
consists should be given , e.g. the number of drums , fuel rods , containers .
15 . T&terial description' : this entry should be used to describe the nuclear
material by the use of four keywords or codes :
      ( a) First and second keywords :
             First Keyword                Second Keyv/ord                    Code
             solutions                    nitrate                            LN
                                          fluorides                          LF
                                          other                            • LO
             pov/der                      homogeneous                        PH
                                          heterogeneous                      PH
             ceramics                     pellets                            CP
                                          spheres                            CS
                                          other                              CO .
                               \
             metal                        pure                               LIP
                                          alloys                             LIA
             fuel                         rods , pins                        ER
                                          plates                             EP
                                          bundles                            EB
                                          assemblies                         EA
                                          other                              EO
             sealed sources                                                  03
             small quantities                                                SS
             samples
             scrap                        homogeneous                        SH
                                          heterogeneous                  . SN
                                          ( cleanouts ,
                                          clinkers , sludges ,.
                                          fines , other )
             solid v/asto                 hulls                              AH
                                          mixed                              m
                                          ( plastics , gloves ,
                                          papers , etc )
                                          contaminated eouipment             AC
                                          other                              A0
             liquid waste                 lov/ active                        itl
                                          medium active                      YiM
                                          high active                       ν.Ή
                               SfcSœiCTED
 ---pagebreak---                                         R5STXCTED
          (b ) Third keyword :    thin koyword opacifies the type of container ( iters ).
                 Ono of thy following words or codes should be used :
                 Keyword                •    Code
                 cylindcr                    C
                pack                         P
                drum                         D
                 discrète fuel units */      S
                bird cage                    B
                bottle                       F
                Tank . or other container T
                other                        0
        ( c ) Fourth Keyword : for further characterization of the material , one
                of the following v/ords should be used :
                Keword                       Code
                freph nuclear material      F
                irradiated nuclear          I
                material
                retained waste              ?.r
                irrecoverable material      H
                recoverable material        R
*J For fuel only.          The keyword denotes that the nuwber of items reported is
      the number of discrete fuel units , as identified by the second keyword ,
.Accountancy ^nta
16 .    'Element 1 :     the element name or code of the quantities given in the subsequent
columns should be given .         The following codes should be used :
                                            Code
                  depleted uranium          3)
                  natural uranium           N                                                 <
                  enriched uranium          E
                  plutonium                 P
                  thorium                   T
                                                                               Η
        The element code to be reported . in the case of a category change v.inventory
chango code in , D3 , ND , 173 ,         or !3IT ) is that of the 'higher' category (3>ir-Ii ).
 17 .    'V,'eight of element 1 :  the weight of the element referred to in the previous
paragraph chould be given,: rounded jj/, if desired to the nearest integer of the ur.v
as specified in the next colurn .          These units are :
 */ rounding :         digits 1-4 should be rounded off
                       digitu 5-9 n^uld ce-'rourrlod up       -p
                                                             KfcbiKiCTED
 ---pagebreak---                                                 •S' f »  3 fV ••    /   -- I >
                                                                                / ro
                                                  A-.J  JLS-Si      t fc« c*J
          ( a ) Crans of p lui; on ;h:;:i ;
          ( hj Grnj.is of total urr.rJ.um for enriched uranium ;
         ( c ) Kilograms of thorium, natural uranium and depleted uranium .
        For reporting purposes the weights of individual items in the batch should be
 edded together before rounding to the nearest unit */.
 10.      'Unit - KG/G 's   the unit used in the previous column should be given .
 19 .     'Weight of fissile isotopes' :          for enriched uranium ( element code S ) the
                                                                                */
combined weight of the isotopes U235 and U233 should be given rounded ~J if desired ;
to the nearest gram. For other categories of uranium ( element codes N ana ])) the                         J
                                                                                i
v/eight of fissile isotopes may be required if so agreed and specified in the relevcm;
Facility Attachment.'                                                                                |
20 .     'Isotope code' :    to indicate the kind of fissile isotope of which the .weight
is given in accordance with the previous paragraph , one of the following codes                            I
should be used :
                                                                 Code
        Foi: fissile isotope content of
        U235 only                                                G
        for fissile isotope content of
        U235 Plus U233                                           J
        for fissile isotope content of
        U233 only                                               K
21 .     'I.'easurement basis' :      this column serves for the indication whether or not the
reported batch data are based on measurements made at the MBA and , if not , what they
are based on .        One of the following keywords or codes should be used :
             Keywords                          Code                               Explanation
measured                                      M                    the batch data are based on measure - j
                                                                   ments made at the I.3A , including       :
                                                                   on its boundary                         j
measured elsewhere                            N                    the batch data are based on measure -   j
                                                                   ments made at another IJBA          "    i
tagged                                         T                   the batch data are based on measure
                                                                   ments previously m3.de at the same 1.3A
                                                                   end have been reported for that I3A .in
                                                                   an ICR or ?IL and the measurements' hevi
                                                                   not been repeated
labelled                                    . L                  ' the batch data are based on measure
                                                                   ments previously made at enothsr ."3 A
                                                                   and have been reoorr.ed for the present
                                                                   IHA in an ICR or ?IL and the measurer^:
                                                                   have not been repeated .
        In the case of a category change ( inventory change code D1I , 3^, in), US , 3D
or F.II ) , the . measurement basis code is
      rounding;     digits 1-4 should be rounded off
                    dibits fS-(; should ho "rounded wo 5                       jf    »
 ---pagebreak--- 22 . 'Concise note' : not applicable .                                                       [5f>
23 .      'Correction' :     this colui»n is U30D when it in ncc&ssary to correct, en entry
in an earlier 3'CIl , by giving the number of the earlier report and that of the
entry therein which needs correction.              The remainder of this line should give all
tho information in respect of thic entry es it should now read so that tho entire
line of tho original entry is replaced . If the correction cons in ts in adding one or
wore lines to the original report , the lino numbers indicated in these columns
should be the numbers of the last entry line in the original report plus 1,2 , etc .
( up to and not nore than 0 entries ).           If the correction consists in deleting a
lino , the , original entry should be replaced by a line containing zero quantities ,
Reasons for corrections should be given in concise notes .
ïnotopic Data.
       Paragraphs 24 to 23 refer . to the version R.01,2 only,
24 .     'To entry number 's       in "this column the entry number of the related batch data
                                                                                1
should be repeated in order to permit the related data to be connected ;              thus ,
uranium and plutoniurn must be entered on different lines , with a reference to the
respective line entry above ,
25 ,     'Contin . ' j  not applicable .                    '
26,      '/&233                5& Pu 242' :  the weight percentages of the indicated isotopes
uhould bo given as specified in the relevant Facility Attachment ,
                 - For the application of isotope correlation techniques an accuracy
of at least two decimals is re'quired ,
27 ,     'Measurement basis' :       see paragraph 21 above ,
28 ,   . 'Connection' :      see paragraph 23 above .
EAPL'UATIOIT OF FORI,; R.02 - PHYSICAL E;V2:;TORY LTSTHIG
23 .    This report form shoulrl bo uned for Physical Inventory Listings ( PITJ ) only .
To each I./vterial Balance Report or set. of Material Balance Reports pertaining
to the same period a Physical Inventory Listing is to be attached .              Since the
information to be given in form It . 02 is specified in the same way as that to be
given in 8,01 , tho explanations Jn respect of form R.02 . consist of references to
the relevant paragraphs of It , 01 .
IJe adjn 7 Tn fo rrp_t i. on
 30 ,    These items are to be handled as those for It , 01 :      see par*>pvaphs 2-6 ,
                                              -48-
 ---pagebreak---                                                         Η£ςΤ2>7·>Τ£ίΝ
Efator         Qlitch ; Went If ifr.otjon "Onto. -
31 .    'Entry no.' :      see paragraph J.
32 .    'Continuation 's      not applicable .
33 .    * KT.IP Code 1 :  aa in paragraph 12 , but for inventory key measurecant point .
                 !
34.     'Naroa or number of batch 's        sec paragraph - 13 /
35 .    'fiuwbor of items in batch 's        see paragraph 14.
36 .    'J,Iaterial description' s      seo paragraph 15 .
Accountancy Data
37 .    'Element' :      see paragraph 16 .
38 .    'height of element 's       see paragraph 17.
39 . 'Unit KG/CJ's see paragraph 18. _
40 .    'Weight of fissile isotopes 's          see paragraph 19 .
41 .    'Isotope code' :      see paragraph 20 .                   \
42 .    'Measurement basis's        eee paragraph 21 .
                                                            /
43 .    'Correotion to' :      see paragraph 23 .
EXPLANATIONS OF FOIL': R.03 - MATERIAL 3AIA1TC2 REPORTS
44-. This report form should bo used for Material Balance Reports (l3R ) only,
Sinco the information to be given in form R.03 is to a large extent specified
in the cam© way as that to be given in R.01 , the explanations in respect of
foxa R.03 consist of references to tho relevant paragraphs of form R.01 .
KOTO : Unless otherwise indicated in the relevant Facility Attachment , separate
HBRs shall be prepared for each category of nuclear material as listed in para
graph 16 above .
Tîesflin.'' Information
45 . Those itezrs ore to bo handled as for fom R.01 : see paragraphs 2-6 .
Colinr.n Inscription
46 .    'Entry number' : seo paragraph 7.
47 .    'Continuation' :      not applicable .
40. 'Entry name 1 : in this coluran the following' keywords or their codes should-
be used , in the sequence indicated as applicable for the type of ISA in question:
                                              -49-          &£SIRIÇ7LD
 ---pagebreak---                                    j\L~S > Q
                                               i v t IzD                                 (55,
         Keyword?                        Coclû'                          Explanation
 Beginning physical inventory           P3           Beginning physical inventory should be
                                                     equal to the ending phys ical inventory
                                                     of the previous report .
 ( inventory changes : for keywords                  For each type of inventory change , as
 and cod    relating to various            (  • •    applicable for the 113A in question , one
 types of inventory clnnge , see                     consolidated entry should be rcado for the
paragraph 11 of these explanations .))               entire reporting period ; list first
                                                     increases in the inventory and then
                                                     decrease therein ; receipts of nuclear
                                                     piaterial at the facility should be
                                                     entered on shipper 's data .
 Adjusted ending book inventory        BA            Ending boclc inventory including S/RB
                                                      ( if applicable ).
Ending physical inventory              P3
Material Unaccounted For (MUF)         I,MP
                                          IP         ]/!aterial uiaocounted for - should be
                                                     calculated as the difference betv.-sea
                                                     adjusted ending book inventory mid
                                                     physical inventory.
Rounding adjustment                    RA            Quantity required to moke the rounded s un
                                                     equal to the sum of the rounded tercz-j .
                                                     This is given only for the adjusted
                                                     ending book inventory.
49 •   'Element' » cee paragraph 16.
50 .   'Weight of element' :   see paragraph 17.
51 . 'Unit KG/G 's eee paragraph 10.
52 .   'Weight of fissile isotopes' :     see paragrah 19 .
53 .   'Isotopo Code' :   see paragraph 20 .
54.    'Correction' :   see paragraph 23 .
                                      -50-         v" - V TO h'<T>, Tr^
 ---pagebreak---                                           RESTRICTED                                        'iB'
           Code 11           PROVISION OF INFORMATION BY THE UNITED KINGDOM
                       IN ACCORDANCE WITH ARTICLE      14 OF THE AGREEMENT
                    Refer ence
                    ( Arti cles )                                              Time limit
Code                                                      Subject
       i  Agreement           Protocol
       !                   I
                           i
                           I
       L                                                                    '            ■ ■
                           I
                                                                                i
                                                                                i
                                                                            I
11.1                                            Despatch of advance           To reach the Ageq
                                                notification of withdrawal    and the Community!
                                                of nuclear material from      10 days before thi
                                                                              material is to be
                                                the scope of the Agreement
      l
                                                for national security         withdrawn unless
     I
                                                reasons .  See Code 11.2      otherwise specifii
                                                for details of information    in the relevant j
                                                                                i
                                                to be transmitted .           Facility Attachmej
                                                                                I
                                                                                ' )
         Note _ • Information, included under Code 11 shall be treated as confidential-.
                                       RESIRLCTHO
                                             -51-
 ---pagebreak---                             RESTRICTED
Codo 11.2 - Model
Agreement Reference
 ( Articles )
    14
INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION OF INTENDED WITHDRAWAL
OF NUCLEAR MATERIAL FROM THE SCOPE OF THE AGREEMENT FOR NATIONAL SECURITY
REASONS
       (l)    Material Balance Area Code
       (2)    Installation
       (3)    Quantities
       (*0    Chemical Composition
       ( 5)   Enrichment or isotopic composition ( if appropriate )
       (6)    Physical Form
       (7)    Number of items
       (8)    Description of containers and seals
       (9 )   Shipment identification data .
       ( 10)  Date of notification
       ( 11 } Name of authorised person. 0x1 behalf of United Kingdom
                          mmmm     - 52-
 ---pagebreak---                 «·<ΐΒ2τ«'·.>7 ι ·.' *«·                         1                *Νΐ·-ο.·ι ΐν. ♦·»* * »«··»- ·        .            ,
STRIC1ID CUB3Iü-iia AI;^,G"-"r^                                                  '                    ' •             '            '-{55
               CKiSiRAl» PAH2 (Annox*IViO > •                                                                                ' ■
    UNITED KINGDOM FACILITIES LIST
    Provided in accordance with Article Kb) of the AGreenent between the United
    Kingdom of Great Britain and Northern Ireland , the European Atomic Ene. ^
    Conaunity and the International Atoaic Energy Agency for the application ox ,
                   in the United KiagSM of Great Britain «d Korthera Ireland «
     connection with the Treaty on the Non-Prolixeration of Nuclear Weapons
     Signed in Vienna on 6 September 1976 * . .                                -                  .
      BRITISH TniCISAS FJELS LTD
  • British Nuclear Fuels Ltd Windecale Works
      Sellafield     • "     -                                               •
   . Seascale                                      ■     •               .                                                 V
      CUMBSIA CA20 3PG '                     1 . '                                           '' .
      British Nuclear Fuels Ltd Springfielas V/orks                                              .
      Salwick                                                                                .                     -    .    .
      PrcstonLANCASHIRE YZk OXJ                                        .   .                                                           .
      British Nuclear Fuels Ltd Capenhurst Works
      Capenhurst                                                .                   •                                        .
   , Chester             •                                          •                ,                             . ' *
      CEESIUR3 CH1 6ER                                         1 •                                     t   ' •
                                                                                '
      British Nuclear Fuels Ltd Cbapelcross Vorks                                              ^                               .
   ■ Annan                     •     . . .                   _                           •
      Dumfriechire
       SCOTLAND DG12 6HF                                                          .
       UNITED KINGDOM ATOMIC ENERGY AUTHORITY
       UKAEA Ato'mic Energy Establishment Vinfrith
   • Dorchester                                                                            '
       DQRSEI    1>I2 3DH
       UKAEA Vindscale Nuclear Power Development Laboratories
       Sellafield                                                                                •       ...
       Seascale
       CUKBRTA CA20 1PG                                    *                                                                                •
       UKAEA Dounreay Nuclear Power Development establishment
        Dounreay                     .           -     .
        Thurso                          . • •
        CAithness                              •                 •                         . .      ■    .                                   .
        SCOTLAND KWTf 7TZ                   .                                                                       •    ■
        UKAEA Sprinjjfields Nuclear Power Development laboratories
        Salwick
        Preston
        LANCASHIRE PR ^ OXJ
        UKAEA Atonic Energy Research Establishment Harwell
    '   Harwell                                .
                                             »                       .                                                                  '
        Didcot                                                     . .
        OXFORDSÎ3IRE 0X11 ORA .                      "                                 '
                             TH". ÇTD ' i^Tr,n
 ---pagebreak---                              pnçTn i^Tcn
                             i\<UV i i\lV i t.iv
                                 «
  CENTRAL TvT^TÎTPTCITY GSI-SATIT.'O BOARD
  CEGB Bradvell Nuclear Power Station
  Bi-adwell- on - Sea
  Nr Southainster •
  ESSEX    CKO 7HP                            .     ,
  CEGB Berkeley Nuclear Power Station
  Berkeley
  gloucestebshihe GL13 9PA
  CEGB Berkeley Nuclear Laboratories
  CEG3 Research Departnent
   GLOUCESTERSHIRS GL13 9PB
   CEGB Bunfeness 'A' Nuclear Power Station
. Romnoy Marsh .
' KENT TN29 9P?
   CEGB runsenees 'B * Nuclear Power Station
   Romney Harsh -                               v
   KENT TN29 9PP                      • .
   CEGB Hartlepool Nuclear Power .Station
   Tees Road
   Hartlepool
   TESSI DB TS25 2BZ       ■                      . .
   CEGB Hinkley Point 'A' Nuclear Power Station
 " Nr Bridnewater
   SOMERSET TA 5 1UD •
   CEGB Hinkley Point 'B » Nuclear Power Station
   Nr Briagewater
   SOMERSET TA5 1UD    . .
                         /
   CEGB Oldbury Nuclear Power Station
   Thornbury
   Nr Bristol
   AVON BS12 1RQ
   CEGB Sizewell Nuclear Power Station
    Leiston                         ■ .
   SUFFOIK IP16 WS
   CEGB Trawsfynydd Nuclear Power Station
    Trawsfynydd
    Gwnedd                           - •  - .   .
    NOIÎTH VALES LIAI kU£
    CEGB V/ylfa Nuclear Power Station
    Carlos Bay
    Anglcsea
    Gwnedd                 •
    NORTH WAIES IJ67 ODH
 ---pagebreak---   south of sccfia::d elbstricity board
  SSE3 Hunterston S A® Nuclear Power Statics.
  West K-ilbride      •       ' ,
  Ayrshire              . * •
  £COTW!D KA23 90T
  SSE3 Hunterston 'B' Nuclear. Power Station
  West Kilbride
  Ayrshire
  SCOILAND KA23 9QT
. UNIVERSITIES
  University of- London Reactor Centre
  Silwood Park Sunninghill            .
  Ascot
  BERKSHIRE SL5 7PY
  Queen Mary College Research Reactor
  University of London                             .  .
  Mile End Road
  LQHDOH E1 HNS               I
  Scottish Universities Research and Reactor Centre
  East Kilbride
  GIASGOW G?5 OQU .
  Universities Research Reactor Risley
  Universities of Liverpool and Manchesiiei*
  Risley
  V/arrington
  CHESHIRE WA3 6AT                                • ' ,
  FIRMS
  Imperial Chenical Industries #Ltd Triga Reactor
  Petrochemicals Division
  PO Box No 2                               .   '
  Organic' House                          •
  Billin-»ham
  ÏEESID3 TS23 1JB
  CSW Engineering Ltd                   "
  11 J!axted Road
  Heaiel Homestead
  HERTFORDSHXRE
  Pickford , Holland 8c Co Ltd
  Hayes Lane Works
  ItfC
  Stourbridge                                 "
  Y/EST MIDLAHDS . DY9 8PH •    • . . ' -               -
  NOTE
  Article 1 of the Agreement provides that certain, facilities or ports thereoi
  in the UK n;ay bo excluded at any ti:r.e for national security reasons . Ccrtai
  parts of some of the above facilities are excluded frcm the scope of the
  Agretcr.cnt for such reasons .
 ---pagebreak---                           AlütAllGSI'lüI'IxS
             G2ISRAL PARI (Annex 1(b))             RESTRICTED
LIST OP FACILITIES IH THE TOUTED KINGDOM DISS IGKATED .
PUnsUAlIT TO ARTICLE 78(a ) OF THE AGHESl-EKT
                           1                      Kk:^ÏÎ< CTED
 ---pagebreak---                                    ;J . '                                           (Amm Il )
                          .       THE AGREED INDICATIVE QUESTIONAIRE, REFERRED TO IN ARTICLE II
                                  OP THE PROTOCOL . THIS INDICATES THE DESIGN AND - OTHER INFORMATION
                                  TO BE PROVIDED FOR THE PREPARATION OP FACILITY ATTACHMENTS
                                                        ' ' 'A® 'KDACTOIi FACILITIES ;                                            ; r *t ' -V                        -VC '
              !'• . •'                                   _                                         .'•-1. ))ato of info xmat ion •                                                   *
 . IDENTIFICATION OP THE FACILITY . . ' ; V ;                                                                       >-V                            •' * ■ ;         ; ■ : ,
                                  Ñama                  .-         •'                                                                           ■;                         ': / ■ • '
' ■ 2 » - -'             .•       Location •                                                                                " - •• •              ■                  • '• '
           3»               . . . Ovmer ( logal)y reeponoiblo bodyj
           4»                 ' Operator (.legally responsible , body ) .                                                            "■        • 'I                           " '
   ' *5»                       • Present statue ( in operation or . expected dato of start o'f operation
           6. ■                   Purpose and typo of facility
      •                           Operating xr:odo of facility influencing it a throughput . ( Shiit sjetem
  •/ '                    • adopted , approximate days of operating time par year, . oto . )
  . 6*                      ; Layout of facility aito . . Map showing perimeters and promises . of the
   ••• ' V;.                      faoility in the form of a eito layout j • bui.ldj.ngo , roado , rivers ,
                                  railwayo ,               etc .             '            .                      •*. '        i :'•
                                  Layout of faoility V"                                 ' •                                                                                . ■
          ■ ' V:''/' . '• ( t\) ' ■ structural containment , fences and access routooj;
                    ;--v. .(b ) . • incoming material etorago area ?
                                   ( c ).          reactor area ;                                 • ' . '              . ,•                                      • • .* -
                         VY: ( d)                 'tost and experiment area, laboratorieo ; '                                                                             . •
' ' V. ' • ( ° )                                 - outgoing mat o rial storage area ;                                       ,             ;
                                   ( f)            nnclear material .vaste disposai »                                                                             : •"' / • ; ■' •.
                  v / ,-' v '                                                  '' '                       ■              ■    . '                       ;      • . •' '               .
   • ι /\                                            ί.          .         ^      ^ . .  '  . · .           . ·'         ■        · .
  • 10 . * •                       Additional main facility data- :                                     ,                                                                               , •
        '                          ( a)            rated thermal output per reactor for continuous operation ,
      VT.-.": ' (b)'                               tcourco and special fissionable material }
                         ■" (o )                   initial ooro enrichments ;                                              '.        ' V:             ' v. /                 ' *
                                  \ d )-.          modorator                     ■' •'                                                                                ■■
     ..                            (<l) ' • ! coolaut»' . :                                                                                • •
            .    ·              ·     ..· ■ ·· .      .    · .. · ·. ι·;·.       ; ·Ϊ· μ      ■                               -         ■   ·.     . ·      ·.
 ---pagebreak---    GENERAL AFJUu\TGSKF:f.T 7 OP T}IS FACTLJ.TT im.U'DDlG FEATURES RELATING TO KATEBIAL
   ACcou»\war , COSTATCJOSWT AHJ> SUAVSILLAXCB • • . •
  Description ofNuc 1 e avvlato v s. a             .
      •   .
   11. JAiel clement. and/or acocwbly outline drawing in sufficient detail >o
   indica-o tfonoral utruoture i/ith overall dijnonsiono . (Element io "the
  emallo >:*!; contained fuel unit ; aeoemblly io "the combination of elemento to
                                      , •»                                                                 <•
  a handling unit ouch aa elector oy bvmdlo . Provisions for element exchange
  ehould bo ohovm if applicable and indication given if thia is foreseen to
                             •      .                   __                 ••    •                  .      •.                          •
  bo a routine operation.)                  . •      .                                        •         V                          •
  12# Fuel cuvkario.1 ■–' ( including nuclear material in control oy shio»
  esoomblUe if applieable)i                                                             -■ .
                                         •?                                              -            - y       . ..;  •.
 • ^ ( a) chemical composition or major alloy oonetituejitc^                                                   '*                  ■ .
      ' (b) average enrichment, per assembly {                                         . ■
            (o ) nominal weight of fuel material por assembly Kith design                                                    .
                  toleroncec .                     v ; ■/*            ■: '                                          'v
  15 .      Cladding material t–                ..     V,,;', " .                .v \                                    !
  14. Method of identify in§f; individual fuel olemonto eaid/ar oeserabIlea if '
  applicable ,                                                    '■/                           ~V:
•                                                          ·
'15.        Other nuclear material used in the facility ( state briefly material ,
  purpose and woy of uoing watorial , .a t £. booster rode ).
  flow of ffoclear Material .                  .■            ...        t       •. ' ;
  16. Schematic flew sheet ; for the nucloar aateri&l chowing points vhore .
  nuoloar material ji.o identified or meacuyed^ material balance areaa and
  inventory location « upod for matorial balance accountancy and estimated
  range of inventoric a of nuclear material in theao areaa undo? normal                                                    .
                                «                                             ·φ                                       «
 .operating conditions*                                             ' •*•* t ■' ■            .           •. '                    '■ ;
            Itomo 11-14' are to bej asnevfered for f3aoh typo of assembly in the
         . faoility .      Ter»inolO£y oonsiatont with XI ohould bo v.eed #
    ►                   *•                                      •                                           •
  **/ Vo bo provided for thoaa typeo of fuol for v;hich non-dostrixotivo '
       *•• iecl«;i<iUpa for nuoleor material an oay                                 availablo#                . ..             • .
 ---pagebreak---                          • I   ' i .
                                                          . V RESJRICTÊD - : v :
                                                           ' 1         '            '«       •                         /,
                                '     '                                       ·      .·              ·'                              ' ·
                         , i '    ' ■ ■ . ■  .              ■  -         ■         , .     ■      •     1        •   ■    '
 17, : Ebcpoctod, nominal Ifuol cycle data including ( as applioa o t                                                                                ,..N
 ,                         roaotor cor© loading }                           .                                           .
                fa) o.-peoied "buOTv-upî                           •           : v: '                       . •'
     '.^(o ) annual refuelling amount } •'                                                                               V                     ' '*            \
   . ■ (d) refuelling interval (or,-load or off-load);                                                                              • •
    ' " (f) approximate 'forecast of throughput and invents and of receipt*
                •' . . and shipment a « •                                ^ . V,         •        , -v . v. ' •
 K -. -.n'- . T i.rw of Nuclear Material                                            • ■ _ . ' • C- .                                              ..                    v\v
  18. Layout and general arrangement drawings of fresh., fuel storage , and •
   doroription of packaging of fro oh fuel . ;                                                      ' .                     . '• • •                   "* V;
   19. Layout and general arrangement drawings of feuh fuel preparation ^ _
   and/or acoay room and reactor' loading area«
   20. Coneral arrangement drawings of fuel transfer equipment for fresh and
. irradiated fuel , including refilling Machines , or equipment .                                                                                ^             . _
   21. Conorali. arrangement drawing of reactor vessel , location of core and
    openings in vessel ) method of fuel handling in vessel .                                                                                .
    22 . Sketch of core ohowing the general disposition , lattice , form ,
    pitch and dimensions of core , reflector, location , shapes and dimensions <
     control elementa , experimental and/or irradiation positions .                                                                                . .. .
     23. Number and size of ch^nola for fuel elcment*> assemblies, and for
     oontrol olenionto- in 'the coro «                                                                                \       "
     24» • Spent fuel st orage ;-                                                              1 ' ;         .     ..                    '.' . V. 1
                   ( a) layout and .general arrangement drawings ;                                                                                .
 • • A *- (b) jnethoa of -storage ;                                              •                        '                                                         -. ■
                   ( o ) design capacity of storage ;.                                                       '-        "#         ;
               - -(d) 4 equipment for handling irradiated fuel ; •                                                                                .      .....
    V; "i (0 ) minima cooling time before shipment or irradiated fuel';
     ,V             (jT ) tU'rwdnft' and do'ocription cf shipping cask for irradiatod fuol ^
                               (as required to exploit tho poiJDiUUty of . coaling). v.' .
        •                                 •'   -'    *                           i-.,v ► ; v                                  'V'„i : • , •   ;»*.           v .
                                                  • . . .        - W..v -**. t * \ *f                ...                                  : . » / .v
 ---pagebreak---                                           ' ". RESEICTED . ,                                                ^                                  5
       2%:. Nucloar' material touting area ( if applicable )* .                                                                    ;,         '
 ; .• '           ( a) brief description of tho nature of the activities performed ; '
                  ("b ) . description of major equipment (o 0 g. , hot ooll , fuel olemcnt
'          , 'j           dooladding arid dissolution cquipmont ); . ■ .                                                 •
         •        (o)     description of chipping containers for nuclear matorial and
   .•                 . • paokoging of waste and scrap ( as x-oquired (to-' explore the / . , ' •
  . .                   , possibility of . dealing ).                                  ••         ' .       '•
              .( d ) storage of unirradiated and irradiated nuoloar material ; >
                 ( o ) loyout and' gonoral arrangement drawings for tho a"bove } if not
                    .     oovered eloowhoro ,                               ■        .  • v- .                 '           ''  ' '      I'
      Codant Data                   .                      .                       ••                                            :    .
      26 .       Schematic coolant flow diagx^ams as required for hoat "balance                                                             . .
      calculations ( indicating prossuro , temperatures and mass flow rates at
      majpr points )*                                                                                . •        .
      NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                                                     "
                              •       '             .    '      ' • '*         ••                         *      •     .
      27 . Nucloar matorial control and accountancy system ( describo item and/or
      mass accomitonoy system , jj^oluding relevant assay measurement methods used
                                                             *                                                                                »
      with assessed aocuracioo supplying specimen "blank forms used in all ;
      control and accountancy procedures ).                  Length of preservation of such
      records should "be stated .                            v ,            '.                                                  •
               '            '                   '                  '      '
• OTHER I7iT0RM.ATT.0N KG LEY/JIT TO APPLICATION OP SAFEGUARDS                                                       •
                 \                                                                              »                        .
      2 &«. . Organizational stfucturo for raaterial accountancy and control .
      2$» Information on tho health and safety procedures which the Agoncy shall
'• ooBGrvo and with which tho . inspectors shall oomply.at tho faoiliiy .                                                                 •
                                                             v.                               • .*• • . .
                                               #♦ •
                                                                       ..   ι · \ ...
                   *V
                                                             Λ ' » '·<' '·       .· ■
        " ' ' •.          •; ; 't       ' RÈSTRICfsb : ';S ■ ^ r
                                                      . Α
 ---pagebreak---                                                » • '■ »
                                                                                «•          l~
                                                                                .   » -l       .
                                              • • '»•••           •/ ■           •. w^srørr^rr::^' . 1 ■ .                           •■■•. : : •. v.-. . n. • ' ■                   •••       »
                                                .>:: ·· ■■         '   . · ■ ,·                                       '       , ■· , " ···■· - ·?ϊ· ' Ν .
                                          )
      •>. '                   v;.;-. --.V.v ^<.V **♦' criticai. -jttn> zero. enerct facxlities                                                            ,•
 •;i                  ■          ; ■■                    ' > v .■    ,                                     ••    3>&to of information                                                                                •:
                        XUE2JMFXCATI0N OF TE3 FACXLXTf ' 7                                                                                : o ..- vi' vV ;^'-V * ' <N
         'l'\; !•* -, • H&ma •                                                 .
                       2® . Looation                        •,                         •' -1.                           'iV ;-'. -v O.-'* ■'/>./                              ' - vvy                                    ■'
       *           .'-3 •» • Owner ( legally responeible body ) •                                                                                •• -V ;"! . V*. : •' •                                 v ' v- V : :
          • '.•4c               Operator ( legally 'responsible body )                                                           '      ; ''J.: '■/                                       v' ; 'I
              - . 5,            Present status ( in operation or expeoted date of start of operation) " !
                       6»       Purx>ose and typo of facility , ' .                                                                                v '/■' • • •• • '                              '
    .            /• 7 . Oporating mode of faoility influencing 'its throughput . . ( Shift system •
                '* adopted , approximate days of operating time per year ,; oto .) '                                                                                .' '
      '           '• 8 . ' •' Layout of facility sito . Map shoving perimeters and premises of the
                      facility in the form of a site layout ; buildings , roads , rivers , railways , ■                                                                                ".j
        > • - 9«               'Layout of facility j                                     '•                              1?. *•' V--                                                                                •
    .       · . ■       . .                                                          ·                            ··.···               ···.  ·                                      ... · . · ·     · . .·   ·   · .        1
            f                   ( a) structural containment , fences end access routes ; • ■
                                (b) nuclear material storage are»,(o )|                                                                                V-                                  ,
                     : i        ( c ) -fuoX olement assombling aroa > Xaborairoríos .i oto.j                                                                                - *-v »;• ,/i " ••                      ■,
                                ( d) oritical aeeembJy propor ** •                                                                                '• ' • • •                         >
                 V. 10# , Additional main facility data                                                  x    •'                                        v                                                      •        '•
 '                              ( n) maximum expected operating poy/er and/or neutrosi flux;                                                                                ; ' : C* '
: V '•                         .(b)         main typo(o) of nuolear roatarial end enrichment ;                                                                                .• •                      •
  •                            '(o )        aoderator; .. • •.                                                                                >'                                       -v "
                            ■: ( d)     * refloc-tor, blonkotj                                                                         v"                 •' '■ /•                    ■'                                •
•: !'                           (0 )        cooiant . " ; •.                                                        ,v                         :                            is':                           :
                                       .'               /          •                                                                                .n        .        * '   •         • • • . .
                                5*0 be provided for eacht oritioal assembly', 'it taoro tho« 'one in the-                                                                                *\           '
               'C ":            oritioal' faoility ,                                        '.V ; . .n ■                               v;.;«                                ('-..j.
 ---pagebreak---    GENERAL AlffiMGEMENT OF TJD3 FACILITY" IHCLUDINQ FEATURES RELATING TO MATERIAL
  ACCOUNTING CONTAINMENT AMD SURVEILLANCE. • .
     '      *         •           •                      •'
  Description o f Nuclear Mn.torial
   11. Description "by means of drawings or otherwise of all nuclear material
   in facility showing t                                        ,           •                  '•         '
           / ( a ) 'all typo e of unite , including normal handling units*} .
       .                Mr /
•               (^)           chemical composition or' main alloy constituents ; '                                                         »•      .
                (o ) " form ond dimensions ;                      • . -v'                        ••                        ' • ... '
              .-( d )     cnriohmont ;                       '•
                        «/
                (o) –'         nominal weight of nuclear matorial with design tolerances ;
                ( f ) –•' ' olodding matorial ; and '                                                                                \ ■ . . ..
                (g ) mothod(o ) of identifying units .                                   -
  Location' ond Hrvndl ir\p; of ?Tucloar Material V
                                                 -*           <           •                                                       '
  12 0         Description by means "•<:*; layout and general arrangement drawings or                                                                    ■
  otherwise of :                                                                '      . .
                (a) ' . nuclear material storage and assembly ' areas and critical
          ' '            ao£.\eirib)y(ios ) proper ( invontoiy locations );
                   «      .:              •   • «      '                . ' .        •                 -         ■                            :            ^
                (b )     the estimated range of. inventories of nuclear material in theso
                         locations ;                ..                                   •                   •          ■             •' •    -;
         • ( o ) the physical arrangement of equipment used fox- assembling,
                         touting and moaeuring nuolear material ;                                     and          . .          •
                (d ) the routes of nuclear material .                                               ■       • ••■
  13 . Sketch of critical assembly core showing core support structure ,
  shielding ond hoat removal arrangements with description ( to be provided
  for ouch critical assembly if more than ono in tho critio&l facility ),
 NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                                                          /; .. .        " .
                                        •   •*'   '        ' '      ' •       :                       - ■ • ' '
                                                            . ; •                                                             .               '•     •
  Accountancy System                                                              ;.- '        '•                          *. ' •                •     .
           .                                        •                                      »      •
  14 «         Description of the nuclear matorial control and accountancy eystem
  (doocribo 3,torn and/or wass accountancy system , . including relevant assay
                          •                                                                  *              .
  £/           To bo provided for tnoao typau of fuol for which nba-doatractive
    , • techniques for nuclear material assay * aro available#
 ---pagebreak---                                                 .     ' ► »
• mothodo unod with aecotiaed . accuracies ) (supplying1 Rpocimon blank forma •
  usod in all control and accountancy procsd"areo . Length of pi'coorvation
"of tmch reoorda ohould bo eiated.                                        \
  Physical Inventory                                                         - v'   '
  15* . . - Description of procodurso , cchodulcd frequency , niethoda of
            operator »o invontoxy talcing (both for item and/or mass accountancy
     . . including relevant avrifiy methodo ), expected accuracy ; aoooos to ■
            nucloar material is tho core <jid to irradiated nuoloar matorial
.. ■        oukoido tho ooro , expected radiation lovelo.           ; - . .
OTHER XHFORMATION KSLSVANT Tp APPLICATION OP SAFEGUARDS •              ''         :
16t ■ Organizational struoturo for material &ooount&ncy and control .
17 «       Information on tho health and'aofoty procedures vhioh shall "bo '
 • • . ohfjorvod wid with which tho ' .inopeotora shall comply &i tho faoiltity
 ---pagebreak---                   C » . CCWVERSlOlf , - FABRICATION AiH) REPROCESSING FACILITIES . '                                                         . - ■ •■ .
 IDEIITIFICATIOS.O? THE FACILITY ' ;                                                                            .i :                          / j "/
 1.      • Nome                  •• ' ' '    ; , . v "" ' "••• .' •
2 . ■• location                       "/• •                                                                                :               '' >■ ' •
3. : Owner ( legally responsible "body) .                                             y
4*           Oporator ( logalty responsible "body )                                       •                                        " v'-' ;
5.           Prosont status ( in cparation or expected date of start of operation)
6*           Purpose and type of facility                                                             ■'                                            •
7 » 'Operating mode of f&oility influencing - its throughput .                                                                   ( Shift system
adopted . approximate dayB of operating time per year , oto «)                                                                     / . ■ •
8,          Leyout of facility site .                      Map showing perimeters and premises of the
facility , in the form of a site layoivfc }                                 "buildings , roads , rivers ,
railvsyo , etc .                ■ '       ■;            '•             •. .-.'s   ,
9*. : Layout of facility *                                       ' ' •                                                                   vW" "
      .•     ( a)    struotural containment , fences and access route sr '
     ' ' (b ) routos followed by nuclear material ; . • '                                                . ' •• • ■ ,
   • • ( ° ) ..incoming nuclear material storage ;                                                                             ^' V .'                    •
   • . • (d) each main processing area and process laboratory | .. '                                                                              .• .
 ;           ( o ) teat or experimental arsasi ;                                            . •' ./          •'..•'XV                   :v
•/•. -( f) outgoing nuclear matorial storage ;                                                ' v.;'"              ••                                    ••
             ( g)    vasto dioposal facilitieoj                           "' ¡ •'                         V¿ '                   • ' „
             (h) analytical laboratory.                                         '
                                   »                  •      1 •     •                      :       •         •             '       *• »
                      •                                     • •                                             »         «
•                                                 · »                        *         ■ ··..···                      · ■»    .·               ·
           4
OBiMSHAL ARRAjf? G3SMENT OF TiiS FACILITY TKCLUDH^G FEATUEES RELATING TO MATERIA
ACCOUNTANCY COUTAIiiHEffT AND SUItVEILLAJiCE                                        ■                                               ....                  '
Flow , Location end Handling of Nuclear Material                                               ''                                                  . * ••
10 . Schomatio flow ohoot for the nuolear material showing poii\ta where ■
nv.oioar watorial is identified or measured , material balance aroao and
       ♦
 inventory Mocationa.uncd for material "balance accountancy and er/cimatod
 ---pagebreak---                                                 /■"             'RESTRICTED                                                                                ■■
                 range of invontoriee of nuolear rtVitorial in these areae under normal
                 operating conditions. The. description should inoludo ( if "applioablo )» ;• < _«;                                                                              :       v'.'
                        «     /  \ ■ «    .   .                               ' • «    •                • • •: > *■•* ,       \» . : 1 ' ■ . . » • # 1 •                  •\
    * .                      A 0-) batch size or flow ratoj . -'                                                                                I                  ' •' • '               •
                • . ; (b ) jasthod of storage ox* packing; ■'                                                             •. *, Y*
                        • '(o ) • storoge capacityj .* 1                          ;            •;                           '          ..-V '* ,                                         .■
           .                         approximate forecast of throughput and inventory and of .receipta
             '•                      and shipments .       !        •• •                                   (      '• .                                                         •
   •          1. 1. Cn addition to 10 above , food storage areas for reprocessing plants
             aot'iuld Vc* defioribed by a 'general arrangement drawing Bhowings                                                                                .
                  • ' . (a) locations for fuel elements and handling equipment ; "*• ■
                      •' (b ) typo of fuel elements including nuolear material content and
                          •          enrlohment .                 •        . '\ ; :                                    • •»                                   -        , .' .                •j
             ?.*.» D!n addition to 10 "above , the description of tho recyoie stage of the                                                                                j
   ■? " prooeos should include if available j.                                                                                :■ " iv v V                                                  |
                            ('-•) duration of temporary *> torage ;                                                  7 YY                      '; ■•• • '                                ' I
    '; •              ' 'O3) sohodules for external recyoling (if applicable ). " . . '                                                                 • ' •"                          ' j.
v • 13. In addition to 10 above , the description of tho discard stage of the '                                                                                •        !'
           process should inoludo 1                                   •             ' -Y -   '       •'                 Y .V                 ■ .
 .                          ( a) tho discard method (disposal or storage ).
   . 14» Under equilibri\un conditions - for each flowsheet referred, to in "                                                                                ■; • ' ■
       , paragraphs _10 and IS and assuming tho modes of operation in' paragraph 7 » '                                                                                ■■•}
           state t .                    ; . •      .   . *            .        ,     .   »•'                  ' •                 • .
                    ; ( a) tho nominal throughput por yearj                                                     ■                                                       • . ; j-'
                          (b) tho in-procosa inventory based on design capacity.'                                                         .■                    ■?
   • V}, Do&cribo the normal proceduros adopted for complete or partial                                                                                V ' •!
         oloaji-out of the plant . Include description of special campling and ' ' . ' •,                                                                                . 'f
       • measureniont points associated with the cloan-out procedure aj>d subsequent
         pl\j'oioal 'inventory taking, if not described in 10 above.' , •                                                                                ,V
    (V' '              "              ' -V ■'        '       • -•                                                                                A --"
' ,^ ct> ° ^- P ^-o'n - of yuc3. a:n- Mater ial ■ . \ *                                          ' - ' /v.* =• .. •
     «   ^                                       •            1 '                                                         *'                                         •     • '       «
  . 16 « JJosoribo , bj" meaao of flowsheets or otherwise » tho ostimatod flow
         and i>ivcntoiy _ of all <\ucloar Katerial foi* storage 'and process areas . ' . . . "
         The description should include ,. $                        ' ,-r;                                                                                .• '
 ---pagebreak---  . ' - . v'.V
                                                      v/Vy 'R ESTRICTED                                                                                &
   • '• !                      ( &)'■ • physical and ohemical fornj                                              \ v '•                . ; ■ • . . : v! "                       V                  •;
       '■ -/•v • i ' • (b) • content ranQO or expected upper limits for each catogox-/ of
   <,                                    colla o r liquid disoará ciatorial^..- ' - . •                                                                                ..
         '• \ ' <           1 ( o ) enriohmant range .                                                                  !                  1                     » •   •     .       1 •.     v'
         '              MUClBAIi MATERIAL AOC.O'JNmTOl AND CONTROL .                                                        ' ' '> .                                            V ' .V .
                                                                                Ν  *
                                                                                Ν
       V                                  •' • •           "• /                    •, ■ ;                                 V r \i ' 'y.,' •                     4 ;• •
                • Accounting System ,                          ' •                                  •' . .                  ••.,•*
           . 'ι ·                 ·                                                   '             *   '»                                           . *·
                  ' ! V/.. Description c£ the'* accountancy ^ stow used to . record and . report
       » .V ,
                     "accountancy data arid '6$tabi                    *
                                                                                ish ' matorial
                                                                                _       '      .
                                                                                "balances , '• supplying 'spooimen                                                                '
  V.                    forms uecd in all procedures , -. Length of •prose.rvaiion of ouch records
             . '"should "be 'stated .                                                                               . ■                         / •            . .         "      * .           • /
       '                18. •' Indicate whoa and how often material balance's are made , including any ,
  V"i during enmpaigno * Dcooribs method and procedure for . adjustment . of aocouiito
1 •                     after plant inventory taking",
                        lo, ' Itoòcribo procoduro for handlin^- Bhippexyrcco iver differencoe and
    •' 1                method o.f adjuutmont of account a .
                                              -                 ■
                                                                                •,               .                          •  \  -                 ,
                                                                                '. •»*
 • .                    20, ' Disccriho procoduro for miwc^g oorrootions to accounts' duet to                                                                                .■
 '                      procedural or clorical wiotokoa end the. offoot on chippar/rocoivor                                                                                ' ;
                    \ ài^forcncéo r if applicarla .                                      . ' . ^                                                                                " '
                        Phynioal Inventory*                       '* - ' .                                 .                                                ' '                - s* *,- •• .
                     \                                                      "             *'                            ;                                      *
                     . 21® }U*>feronco io made to 'paragraph' 15® Xdcntify the items of equipment oa
                   •: the . flowsheets of paragrapho 10 and .16 to 'be regarded aa containers for
                                                       •                                                \
                •. -- nuclear raatoriai. unu^*- ~hyf»-ioal inveutoxy' conditions® • Stato the timing in
                 ../• the campaign' programmo of taking - physical inventories , ' • *                                                                                V *■            «.          ,■
          ; i' JKothodc for Hoanurtirr.Gnt T Snmplin^ and AnaXysia                                                                •'                                                   . •           .
                     '22 ,     Kothod of octabliehing each meaouromont at the point indicated ahould
      ' • ' 'X><3 doGCr.ibod ; oguationo or tables ucod and' calculations made to dotomino
              •         actual cruan tit iGu of weights or . volumes should, be identified . Reoordiaig
                      . of data automatically or manually should be statod , • Kethod of and
                        practical proccduroo for campling for each point indicated should be .
                    •' de8.ori.bodt ■ ' '                         • v'        '• •       V*;v             * ' • '• * •; '• % • '>*•" -v ''                      \
                                    * *'    •    i '■      ' ■ i'        ! ' }* V j,         •                       '               • ' *• i •           *              1# *'
 v. "                          '-'v. ' ■                 :                    : r- /RESTRJQTED ' 's:'/ ■ .".V.' '.                                                                            ■ :■
 ---pagebreak---                              ■ - RESTRICTED-
       Analytical methods used for accountancy purpocos should
   "bo described .     Reference to a manual . or report v/ould "bo
. suitable *        .1                             •.    ,        • •'
   Con trol of Koa ourcmcnt Accuracy                                ■■                            »
       Doocribo measurement quality control programme relevant for                                           ■
   na.turial accounting including programmes / together with accuracy
  valuoo) for tho continuing; appraisal of analytical , weight ,
'volume and sampling precisions and biases , /and for the calibra
  tion of associated equipment ; method of calibrating tho measuring
' oquipmont referred to in paragraph 23 ,                    type and quality of
  standards used for an.aiyti.oal methods rdforred to' in paragraph 23 ;
  type of analytical . equipment used , • method of Calibration and
  frequency .          •    '  . ' ••• ;/V                                          ' • ' .! •... V'..,'*' !
  Stat i at leal Evaluation                                                '   '• *                      > it>
      Deecx'ibe methods of statistical evaluation of data accumulated
                                                                         ι
  in measurement control programmes' for tho evaluation of precision' •
                                                 «
  and accuracy of measurements and tho ootirnation of measurement
 unoortainty      ( i,e . f deteimination of the random and systematic                                       • .
 orrom of tho measurements and tho associated limits of error :
                                     i         •                       '
  statistical procedures used to combine individual measurement
 error estimates to obtain the ovoro.ll limits of on-or for s/R
 differences , the book inventory , tho physical inventory end KUF)._
 OTHER INFORMATION KGISVANT TO APPLICATION OF - SAFEGUARDS                                             ":       -
          Organizational otructuro for. matorial accountancy and control
           Information on' the health and safety procedures which . .
;ohall bo observed and with i/hich tho inspectors shall ccmpjy' at
 the faoillty .           V v '.vH-      I'-'v/- l
                                                                             4
                                                    v .. ' •   . 1.
 ---pagebreak---                       ' I   f.                               ■^/Β&ΤΚΙΟΤΕΟ ■ : · ■ !' .
                                                                    • .'              '                           '             I· .-         .      –
                                                                                ί                      .: : ^ τ"~" I
                                                        D.             STORAGE FACILITIES-'
                                                                                ' */
        '• .            ' '                                                                  • : Bate cf information •
                                                         # \ .                      *> .
    IDENTIFICATION ' OF THE FACII.^.                                                                                [ V-                                           '
    1.      Nomo •                                                                                •' • • . ... ... . • . . • •                       ;
    2,      location                 '                                          ■ ' «• ■        . ..
    3 , Owner ( legally 'responsible "body )                                                                 .v * '.'v *'                       •'            V"' '                           '
    4. . Oporator ( legally responsible body )                                                                -                                            •>
                                                           •     ·       > ■*      λ .· ■■ ■ ·.·               ■ · .,                 ··.·'..·· .             · ■■ ·.'   .·· · ■ ··'· ■
    5.      Présent status                             . •                         •• • '                                                                                '
    6m      Purpose and typo of facility                                                                     .. . ;                 .                   \         .< I ' . .
 . 7 . ' Layout of facility . Structural containment , fences and access routes r
    if appropriato •                                    '             •              " .v . • *                      >.•                             " . '           '                     * * .
. GENERAL £ERAN CEMENT OF TIE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
' ACCOUNTANCY, CONTAINMENT AND SURVEILLAWCE*' .                                                                           • ... • ■ .                   •'          '          .     ...
                                                                         • ' • .■■■■■•■ ' : ' y • •• V . '                                           V'"'                                          '
    Decorapt ion of Nuclear Material                                                                                •'                                              :
    8« ' Description by msans'o.f drawings or otherwise of all nuclear material .
 . in 'facility showing:                                  ' s* . .                                                 "               .* . '
     • . ( &)     > all types of units including normal handling units ;.
     -       (k )         chemical composition or main alloy constituents ; . • . ■                                                                                .
  ■          (c )    form and dimensions ;                                                 ' . *•                                                             ••
             ( &)    enrichment ;                                                                                1 ' '
             (c)  -–' nominal weight of nuclear material with deaign tolerances ;
             ( f)         cladding materials ;                                        and
            \s)   •« method(e ) of identifying units* .                                                                 '                                                               . •
    I<ocations end Handling                           of Nuclear Material
                             -I - - ■ I - . ni Vil..-. ■ ■ I. . I - - II ■ | I --L - ■ - ■ J - - - | I L I -
                                                                                • ...  '•         .■                               •  t
                                                             ■I                                         •               *.      '         ■           ' ••
            Inscription by meansο of layout                                         ·
                                                                                and general 'arrangement             , · ■
                                                                                dx'awings ox*
    otherwise of :                                                 ■                                                          !                 •          '• '
    tf       Separate facilities Aot normally c£oociatodf v;ith enrichment , conversion ,
             fabrication , reactorp , and chemical reprocessing and recovery facilities .
            To be provided for those typos of fuel for which non-dcstructive                                                                                .
          " techniq-uos for nuclear material assay aro available .                                                                                . .             ••
                                                             ι ."    . ■'·"  ··
                                                                                M 2 ••
 ---pagebreak---     Λ·.· ».        ,                          ·■·''                  · ·· .  "■   '                    1·'· 1 «·     ' ν···
                          -V                   È?CÇTD»ÔTrr>
                                              RESTRICTED
               (a) . nuoloar material Storage aroaa ( invontory location ^);
            /" (l)) :*fcho oatimatod range of . inventories of nuclear material in those
...             \ ''locations ;             .                     '•/ _ ./• • • .                          : •         .
 " ":        . (° ) nuclear material storage ' end/or chipping containers j                                                 -.1
         • .. (d) tho routes and equipment uncd for movement of nuclwar material t
                   ' if applicable*' -. "                                           ft ;    v                                 \
     NUCLS/Jt KAT>riìI AL ACC OUNTANGT AiTD CONTROL .                 V " • ! / : V ' ■> /-/T. .     -         ..V '        r
 . Arcovntan cy System                         v.                     :i ; -                                       4          .
     10. , Description of tho nuoloar manorial oon'trol and accountancy system'
 ■■ (describo item and/or mass accountancy system , including relevant assay '
  '.methods usod with assessed accuracies ) supplying specimen blank forms used
    in o.ll control and accountancy procedures *                                •; V.             :
   'Physical Inventory                    :                     'V.                                '
                                                  - . • • . . •         •
. 11 .        inscription of procedural, eoheduled frequency , 'methods of operator 's
    inventory taking (both for item and/or mass accountancy inoluding rolovant
    assay, methods ), and expootod ocouracy *                                            • yi' ■<    ■                 :    '
  • OTIEH INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS                                                      ,;C :/
    12 *      Organizational structure, for Eatsrial - accountancy and control ."
    13* .- Information on tho healtii 'and safety procedures' which shall bo /"
 observed and with whichwth© " inbpectoru . shall oomply at the faoility , ; "■• /•• /•
 ---pagebreak---                      • E.   ISOTOPE SEPARATION PLANTS
                                                      Date
 IDENTIFICATION OF THE FACILITY
 1.    Name
 2.    Location , exact address with telephone and telex numbers .
 3.    Owner ( legally responsible body or individual ).
 k.    Operator ( legally responsible body or individual ).
 5.    Present statufs ( in operation or expected date of entry into operation ).
 6.    Building schedule ( if facility not in operation ):
       ( a ) date building starts ; .
       ( b ) date of facility acceptance ;
       ( c ) commissioning date .
 7.    Purpose and type of facility ( nominal separation capacity , enrichment'
                                       facilities , etc ).
 8.    Operating mode of facility influencing its throughput . (Shift system
       Adopted , approximate dates of operating times in year , etc .)
 9.    Layout of facility site . Map shov/ing perimeters and premises of the
       facility in the form of a site layout;' buildings , roads , rivers , railways
10.    Layout of facility
       ( a ) structural containment , fences and access routes ;
       ( b ) containment of certain parts of the facility ;
       ( c ) routes followed by nuclear material ;
       ( d ) incoming nuclear material storage ;
       ( e ) each main processing area and propess laboratory , including weighing
             and sampling area , decontamination , purification and feed areas , etc
       ( f ) test or experimental areas ;
       (g ) outgoing nuclear material storage ;
       ( h ) waste disposal facilities ; .
       ( i ) analytical laboratory .
GENERAL ARRANGEMENT OF THE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE ,
Flow , location and handling of nuclear material!
                                       h                 RESTRICTED
 ---pagebreak---                           «i-rf.».i\IW i CV                                      AtA
11 .   Description by means of diagrams or otherwise of storage areas and process
       areas .   The description should include ( if applicable ):
       ( a ) sampling and measuring points ;
       ( b ) batch size and/or flow rate ;
       ( c ) method of storage or packing ;
       ( d ) storage capacities ;
12 .   In addition to item 11 above , the description of the facility should
       include :
       ( a ) separation capacity ;
       ( b ) enrichment techniques or methods ;
       ( c ) possible points for feed , product and tails ;
       ( d ) recycling facilities ;
     • ( e ) type and size of UF6 cylinders used and filling and emptying methods .
13»    Power consumption should be given , where necessary .
1 ^.   Each diagram should indicate , under equilibrium conditions :
       ( a ) nominal throughput per year ;
       ( b ) physical inventory of in-process materials ;
       ( c ) material loss rate owing to leakage , decomposition , deposition , etc .,
       ( d ) arrangements for regular plant maintenance ( periodic shutdown or '
             continuous component replacement , etc. ).
15.    Describe special sampling and measurement points associated with
       decontamination of off-process equipment for maintenance or replacement .
16.    Describe process waste disposal point , including disposal method , storage
       period , type of disposal , etc .
Description of nuclear material
1?.' Describe , by means of flowsheets or otherwise , the estimated flow and
       inventory of all nuclear material for storage and process areas .    The
       description should include :
       ( a ) physical and chemical form ;
       ( b ) enrichment range for feed , product and tails ;
       ( c ) content range or expected upper limits for each category of solid or
             liquid discard material .
                                      15        kESTRÎCTSD
 ---pagebreak--- NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL
                                                                                ©
Accountancy system
18 .    Description of the accountancy system used to record and report
        accountancy data and to establish material balances , supplying
        specimen forms used in all procedures .
19 .    Indicate when and how often material balances are made , including any
        during campaigns . Describe method and procedure for adjustment of
        accounts after a physical inventory taking .
20.     Describe procedure for handling shipper/receiver differences and
        method of adjustment of accounts .
21 .    Describe procedure for making corrections to accounts due to procedural
        or clerical mistakes and the effect on shipper/receiver differences , if
        applicable .-
Physical inventory
22 .  . Identify the items of equipment on the flowsheets of items 11 and 17
        to be regarded as containers for nuclear material under physical
        inventory conditions . State the timing of physical inventory taking .
Methods for measurement , sampling and analysis       .
23.     Refer to the flowsheets of items 11 and 17 for location of sampling and       ;
        measurement points .         '                      .
2^.     Method of establishing each measurement at the point indicated should be
        described ; equations or tables used and calculations made to determine
        actual quantities of weights or volumes should be identified . Recording
        of data automatically or manually should be stated . Method of and
        practical procedures for sampling for each point indicated- should be
        described . Indicate number of samples taken and rejection criteria .
25*     Analytical methods used for accountancy purposes should be described .
        Reference may be made to a manual or report .                ;
Control of measurement accuracy            -   '
26.     Describe programmes for the continuous appraisal . of weight , volume and
        sampling precision and biases and for the calibration of associated
   •    equipment .                                                          -   •. '
27.     Describe type and quality of standards used for analytical methods
        referred to in paragraph 25 , type of analytical equipment used , method
        of calibration and frequency .
Statisical evaluation
28.     Describe statistical evaluation programmes for data accumulated in control
        programmes for weight , volume v sampling and analytical measurements ( i.e.
         determination of the random and systematic errors of the measurements and
        associated limits of error ); statistical methods used to combine individual
     • measurement error estimates to obtain the overall limits of error for S/R
         differences , the book inventory , the physical inventory and MUF .
                                    16       BBïRiCTFD
 ---pagebreak---                             RESTRICTED
OTIIER INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS
29 .   Organisation of material accountancy and control .
JO.    Information on the health and safety rules which have to be observed
       and with which the inspectors must comply at the facility .
                                  17       RESTRICTED
                                                   »
 ---pagebreak--- F.   FACILITIES USING NUCLEAR MATERIAL IN QUANTITIES EXCEEDING
     OIJE EFFECTIVE KILOGRAMME
                                                      9
For any facility of a type not referred to in sections A to E using more than
an effective kilogramme per annum .
1.   Identification of the facility
2.   General arrangement of the facility , including features relating to
     material   accountancy , containment and surveillance .         ,
3.   Nuclear material accountancy and control system , including techniques
     for physical inventory taking .
4.   Other information relevant to the application of safeguards .
The information required under these headings is , as applicable , the same as
described in the questionnaires for the types of facilities coming under
Sections C , D and E.