title: PROGETTO DI DECISIONE DEL CONSIGLIO CHE APPROVA GLI "ACCORDI SUSSIDIARI" CHE COMPLETANO L'ACCORDO FRA IL REGNO UNITO DI GRAN BRETAGNA E IRLANDA DEL NORD, LA COMUNITA EUROPEA DELL'ENERGIA ÅTOMICA E L'AGENZIA INTERNATIONALE DELL'ENERGIA ATOMICA PER L'APPLICAZIONE DELLE SALVAGARDIE NEL REGNO UNITO DI GRAN BRETAGNA E IRLANDA DEL NORD IN RELAZIONE AL TRATTATO DI NON PROLIFERAZIONE DELLE ARMI NUCLEARI (presentato dalla Commissione al Consiglio)

text:
ARCHIVES HISTORIQUES
DE LA COMMISSION
COLLECTION RELIEE DES
DOCUMENTS "COM"
COM (79) 606
Vol. 1979/0207
 ---pagebreak--- Disclaimer
Conformément au règlement (CEE, Euratom) n° 354/83 du Conseil du 1er février 1983
concernant l'ouverture au public des archives historiques de la Communauté économique
européenne et de la Communauté européenne de l'énergie atomique (JO L 43 du 15.2.1983,
p. 1), tel que modifié par le règlement (CE, Euratom) n° 1700/2003 du 22 septembre 2003
(JO L 243 du 27.9.2003, p. 1), ce dossier est ouvert au public. Le cas échéant, les documents
classifiés présents dans ce dossier ont été déclassifiés conformément à l'article 5 dudit
règlement.
In accordance with Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983
concerning the opening to the public of the historical archives of the European Economic
Community and the European Atomic Energy Community (OJ L 43, 15.2.1983, p. 1), as
amended by Regulation (EC, Euratom) No 1700/2003 of 22 September 2003 (OJ L 243,
27.9.2003, p. 1), this file is open to the public. Where necessary, classified documents in this
file have been declassified in conformity with Article 5 of the aforementioned regulation.
In Übereinstimmung mit der Verordnung (EWG, Euratom) Nr. 354/83 des Rates vom 1.
Februar 1983 über die Freigabe der historischen Archive der Europäischen
Wirtschaftsgemeinschaft und der Europäischen Atomgemeinschaft (ABI. L 43 vom 15.2.1983,
S. 1), geändert durch die Verordnung (EG, Euratom) Nr. 1700/2003 vom 22. September 2003
(ABI. L 243 vom 27.9.2003, S. 1), ist diese Datei der Öffentlichkeit zugänglich. Soweit
erforderlich, wurden die Verschlusssachen in dieser Datei in Übereinstimmung mit Artikel 5
der genannten Verordnung freigegeben.
 ---pagebreak---                                                              "'MITr i un trer^âôr'de i .     '
   COMMISSIONE                                                      Bruxelles, 31 ottobre 1979
       DELLE
COMUNITÀ EUROPEE
                                                                    DOCUMENTO INTERNO
  Segretariato generale
                                 PROGETTO DI DECISIONE DEL CONSIGLIO
                        CHE APPROVA GLI " ACCORDI SUSSIDIARI " CHE COMPLETANO      •
                           L' ACCORDO FRA IL REGNO UNITO DI GRAN BRETAGNA
                  E IRLANDA DEL NORD, LA COMUNITÀ EUROPEA DELL' ENERGIA ÅTOMICA
                          E L' AGENZIA INTERNATIONALE DELL' ENERGIA ATOMICA
                             PER L' APPLICAZIONE DELLE SALVAGARDIE NEL
                              REGNO UNITO DI GRAN BRETAGNA E IRLANDA
                                DEL NORD IN RELAZIONE AL TRATTATO
                              DI NON PROLIFERAZIONE DELLE ARMI NUCLEARI
                           ( presentato dalla Commissione al Consiglio )
      COM(79 ) 606 def .
 ---pagebreak---                   ACCORDO UK/EURATOM/AIEA - ACCORDI SUSSIDIARI
L' accordo sulle salvaguardie concluso nel 1976 tra il Regno Unito , la
Comunità europea dell' energia atomica et l' Agenzia internazionale dell' ener
gia atomica al fine di applicare l' offerta volontaria del governo britan
nico ( 1 ) è entrato in vigore il 14 agosto 1978 .
Conformemente all' articolo 39 di tale accordo , sono stati preparati accordi
sussidiari che precisano le modalità di applicazione delle procedure stabi
lite nell ' accordo .
Questi accordi sussidiari non si differenziano quanto alla struttura da
quelli stipulati in relazione all' accordo tra la Comunità , l' AIEA e i sette
Stati membri della Comunità non dotati di armamento nucleare ( qui di seguito
definiti " accordo di verifica") ( 2 ). Ci sono comunque alcune differenze
dovute agli sviluppi della situazione e ad alcune caratteristiche partico
lari dell' accordo UK .
Gli accordi sussidiari comprendono :
( 1 ) Accordo tra il Regno Unito della Gran Bretagna e dell ' Irlanda del Nord,
      la Comunità europea dell' energia atomica e l' Agenzia internazionale
      dell' energia atomica per l' applicazione di salvaguardie nel Regno
      Unito della Gran Bretagna e dell' Irlanda del Nord in relazione al
      trattato di non proliferazione . delle armi nucleari .
( 2 ) Accordo fra il Regno del Belgio , il Regno di Danimarca, la Repubblica
      federale di Germania , l' Irlanda , la Repubblica italiana , il Granducato
      di Lussemburgo , il Regno dei Paesi Bassi , la Comunità europea dell' ener
      gia atomica e l' Agenzia internazionale dell' energia atomica in esecu
      zione dell' articolo III , paragrafi 1 e 4 del trattato di non prolifera
      zione delle armi nucleari .
 ---pagebreak---                                                                          2
A. Un' introduzione suddivisa in quattro parti :
   I.    Le "norme e modalità" previste dall ' articolo 12 del protocollo
         che sono state usate per calcolare le attività ispettive .
         Questa parte è completamente diversa da quella corrispondente
         dell' accordo di verifica , articolo 12 , la cui stesura è la
         seguente :
         " Queste norme e metodi riflettono l' attuale livello di conos
           cenze e di esperienze . Esse saranno rivedute ... in modo, da
           tener conto dei nuovi sviluppi tecnologici nel settore delle
           salvaguardie e dell' esperienza acquisita . 11
         In realtà questi criteri fissati nel 1971/1972 non sono mai stati
         successivamente sottoposti a revisione . Nel frattempo sono state
         trovate nuove soluzioni per l' applicazione dell' accordo di veri
         fica ( ad esempio la formula dei " joint teams ") e non è pertanto
         più possibile fare riferimento ai vecchi criteri originari .
         Un aggiornamento di questi criteri avrebbe inevitàbilmente avuto
         ripercussioni sull' accordo di verifica e messo forse in pericolo
         gli elaborati compromessi per l' applicazione dell' accordo rag
         giunti dopo lunghe e difficili discussioni tra Euratom e AIEA .
         Si è pertanto ritenuto opportuno prevedere una formula completa
         mente nuova , cioè un testo diverso per l' accordo concernente il
         Regno Unito .
         Si deve sottolineare che benché i criteri elaborati per quest' ac
         cordo siano completamente diversi da quelli dell' accordo di ve
         rifica , la loro applicazione porterà in entrambi i casi ai mede
         simi risultati . Ciò risulta chiaramente dal paragrafo 8 di questo
         capitolo, dove si dice che "questi criteri assicureranno nel
         Regno Unito, per condizioni analoghe , un' applicazione delle salva
         guardie simile a quella degli altri Stati sottoposti alle salva
        guardie della Comunità e dell' Agenzia".
         Grazie a questa nuova formula è stato possibile inserire comple
         tamente negli accordi sussidiari 1 ' accordo trilaterale relativo
         ai " joint teams " approvato dal Consiglio nel settembre 1977
         nell' ambito dell' accordo di verifica .
         Come nel caso di quest' ultimo accordo , i criteri sono corredati
        da esempi volti a illustrare 1 ' applicazione in situazioni diverse .
        L' esame di questi esempi conferma che le salvaguardie previste
        per il Regno Unito sono analoghe a quelle dell ' accordo di
         verifica .
 ---pagebreak---                                                                            3
   II .  Per i motivi già menzionati riguardo ai " criteri ", gli accordi di
         di coordinamento di cui agli articoli XIX e XX del protocollo ,
         anziché venire esposti nell' introduzione agli accordi sussidiari
         con il Regno Unito , saranno specificati nei singoli formulari re
         lativi a ciascun impianto , come stipulato nell' articolo XIX . A
         questo scopo si è anche tenuto conto dell ' accordo relativo ai
         " joint teams " approvato dal Consiglio .
   III . Il capitolo " specificazione del modello e del formato dei rapporti "
         è identico a quello corrispondente dell' accordo di verifica .
   IV .  Negli accordi sussidiari per il Regno Unito e stato aggiunto un
         altro capitolo al fine di specificare le procedure pratiche di
         applicazione dell' articolo 23 dell' accordo ; tale articolo prevede
         la sospensione dell' applicazione delle salvaguardie dell' Agenzia-
         nel Regno Unito nell' ambito di altri accordi di salvaguardia al
         momento dell' entrata in vigore dell' accordo .
B. La "parte generale " degli accordi sussidiari specifica le comunicazioni
   che devono essere fatte dalle parti , i documenti relativi nonché le
   procedure da seguire e le scadenze . Questa parte dell' accordo del Regno
   Unito è del tutto analoga a quella dell' accordo di verifica . Nella
    "parte generale", gli allegati sono però in parte diversi per una
   caratteristica particolare dell' accordo medesimo e cioè l' esistenza di
   una lista degli impianti oggetto dell' accordo nonché di una lista degli
   inpianti designati dall' Agenzia conformemente all' articolo 78 a
   dell' accordo . Queste liste rappresentano decisioni unilaterali e non
   costituiscono pertanto parte integrante degli accordi sussidiari .
   L' allegato concernente il questionario per le informazioni descrittive
   degli impianti è identico in entrambi gli accordi .
C. Come nell' accordo di verifica, ci sono dei documenti separati - ( facility
    attachments ) da negoziare ; nel caso del Regno Unito è previsto un ne
   goziato per ogni impianto che figura nella lista degli impianti .
 ---pagebreak---                               DECISIONE DEL CONSIGLIO
           che approva gli "Accordi sussidiari " che completano l' accordo
           fra il Regno Unito di Gran Bretagna e Irlanda del Nord , la
           Comunità Europea dell' Energia Atomica e l' Agenzia Interna-
           tionale dell ' Energia Atomica per 1 ' applicazione delle salva-
           gardie nel Regno Unito di Gran Bretagna e Irlanda del Nord
           in relazione al trattato di non proliferazione delle armi
           nucleari
IL CONSIGLIO DELLE COMUNITÀ' EUROPEE
Visto il Trattato che istituisce la Comunità Europea dell' Energia Atomica ,
in particolare l' articolo 101 , secondo comma
Visto il progetto presentato dalla Commissione
Considerando che la Commissione ha negoziato in base alle direttive impar
tite dal Consiglio e si propone di concludere degli "Accordi sussidiari "
che completano 1 ' Accordo fra la Comunità Europea dell ' Energia Atomica e
1 ' Agenzia Internazionale dell ' Energia Atomica che è stato approvato dal
Consiglio il 14 giugno 1976 e del quale anche il Regno Unito è parte
contraente
Considerando che conviene approvare il testo di questi "Accordi sussidiari "
DECIDE :
                                  ARTICOLO UNICO
E' approvato il testo degli "Accordi sussidiari " che completano l' Accordo
fra il Regno Unito di Gran Bretagna e Irlanda del Nord , la Comunità Europea
dell' Energia Atomica e l' Agenzia Internazionale dell' Energia Atomica per
l' applicazione di salvaguardie nel Regno Unito di Gran Bretagna e Irlanda
del Nord in relazione al Trattato di non proliferazione delle armi nucleari .
Fatto a                                        Per il Consiglio
                                               Il Présidente
 ---pagebreak---                                                  ANNSK
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              UK/^ATOK/im AQR3EKTEPT
              BRAFT SU33IPIARY /. R» /2.G^ii*;?S
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 ASiiiCY I''OH Til >3 APPLICATION OF 3AFE0UARD3 E< THE UlilTSD KEGDOi-1 Hi COiiK ECTION
 KITH THE TREATY Oi'l TH3 K0ii-PI?0LIF3RATICK 0? NUCLEAR WEAPONS
These Subsidiary Arrangements , made under Article 39(a) of the Agreement "between
the United Kingdom of Great Britain and Eorthern Ireland , the European Atomic
 Energy Community and the International Atomic Energy Agency in connection with the
Treaty on the Non-Proliferation of Hucleax Weapons , signed at Vienna on 6 September
 1976 , specify in detail , to the extent necessary to permit the Agency to fulfil its
responsibilities under this Agreement , how the procedures laid down in that Agree
ment are to be applied.' The Agreement and its Protocol are hereinafter referred to
as 'the Agreement ' and '•the Protocol' . These Subsidiary Arrangements consist of :
                                                                                • * >
A.     An Intro duct-ion relating to
     . I    The Rules and Methods for the implementation of the criteria
            referred to in Article 81 of the Agreement and Article XII of
            the Protocol .
      II    The co-ordination arrangements referred to in Article XIX of
            the Protocol .
    Ill     The specification of the form and format of reports referred
                                                                                •   |
            to in Article IX of the Protocol .
      IV    The arrangements for the implementation of the provisions of
            Article 23 of the Agreement .
B.     A General Part applicable to all nuclear material in the United Kingdom
       covered by Article 1 of the Agreement which specifies the communications
       to be made between the Parties , the relevant documents , the procedures to
       bo followed and the time limits for actions to be made between the Parties .
This Part is supplemented by the following Annexes :
l(a) The current Facilities List as specified in Article l(b ) of the Agreement .
1(b ) A current ] 5 r.t of Facilities in the United ?>ingdom designated pursuant to
         Article»        ) of the Agroomont .
  Annex l(a) and Annex 1(b ) are not an integral pari of these subsidiary arrangements
II       The agreed indicative questionnaire , referred to in Articl'e II of~the
         Protocol . This indicates the design and other information to be provided
         for the preparation of Facility Attachments .
C.     A separate Attachment for each facility or part of a facility .
  Jur.e 1979                             RESTRICTED
 ---pagebreak---  υ
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                                            K–        i       ( UL./
                                     ■ 8ΤΤ Ε«!Ϊ Τ>Τ ΑΙΪΥ   ΑΗΚΛΕΠ 121 1 ΕΤ1Τ3
                                                    INTRODUCTION
I       RULES AITD METHODS FOR THE IMPLEMENTATION OF THE CRITERIA REFERRED TO '
        IN ARTICLE 81 OF THE AGREEMENT AND ARTICLE XII OF THE PROTOCOL UNDER
        THE TERMS OF THE UK/EURATOM/lAEA AGREEMENT
1,     The objective of safeguards vri.ll be achieved , inter alia, through routine
       inspection efforts under the Agreement as determined on the basis of the
       criteria described below .                                                   '
2.      The criteria for determining inspection efforts are :-
          ( a ) the form and accessibility of the nuclear material to be safeguarded ;
           ( b ) the effectiveness of the Community 's safeguards ;
           ( c) characteristics of the nuclear fuel cycle being safeguarded in the UK ;
           ( d) international interdependence in relation to the nuclear fuel cycle
                 being safeguarded in the UK ; and
           ( e) technical developments in the field of . safeguards .
3.      All routine inspection activities expected to be carried out by Euratom and
        the Agency will be listed and allocated adequate inspectors' time for their
        execution , so that in total the ARIE 1 * and ARIE 2* efforts derived will be
     . sufficient for practical operations .
4.       In the case of installations for uranium enrichment or using significant
        quantities of plutoniura and highly enriched uranivjn or reprocessing irradiated
        fuel and such other facilities" as mutually agreed upon the IAEA and Euratom will
        form " Joint Teams " of inspectors who will jointly carry out their work *
        Basically all routine inspection activities to be carried out under the Agreement
         in each plant will be considered as a task to be performed by one Joint Team .
 5 . The purpose of having Joint Teams                    of inspectors is to enable both organizations
         to achieve the safeguards objectives , with minimum intrusion into facility
         operations compatible with these objectives and with the avoidance to the extent
         possible of unnecessary duplication .
                          '       '                     '                                        ι ■
 6 . The Joint Team will perform common verification activities undertaken in
         mutual support in such a way as to give each organisation all the information
         required to draw its own independent conclusion.
  7 » Provided that the objective stated in 6 above is assured the following arrangements
          shall guide the operations of the Joint Team :-                                 '
  * Actual Routine Inspection Efforts of the Community (ARIE 1 ) and of the Agency (ARIE 2)
 ---pagebreak---                                         –•–» r   HÇV
  ( i)     Collection of bnsic data will be dons as far as possible on the banis
           of a common set of w.orking papers . The distribution of - tasks within
           the Joint Team will be decided by the team itself . If a certain inspection
           activity i3 considered as requiring more than one inspector , inspectors
           from both IASA and Euratom mem, bers of the team will be present . An
           activity which can be carried out by a single inspector may be undertaken
           by any mem. ber of the Joint Team . Sampling plans will be prepared
           jointly, but provision will be made where required for each organisation
           to perform its own analysis on sampling taken . If seals are required by
           both organisations the Joint Team will apply one agreed seal . Until
           mutually accepted seals are available , different seals may be applied ,
  ( ii )   Data obtained in the course of performing inspection activities will be
         . reviewed for completeness and correctness by the Joint Team -. Identical
           copies of all data collected will be compiled by the Joint Team and
           made available to both organisations .
  ( iii ) No hierarchical structure is foreseen for the Joint Team . Requests to
           the operator relating to Joint Team activities will normally be
           channelled through the Euratom inspector and the Agency inspector will
           accompany him whenever it is considered necessary by the Agency .
 These Rules and Methods will , for similar conditions , provide for the
 implementation of similar safeguards in the United Kingdom as in other states ■
 subject to Community and Agency safeguards .
The inspection efforts for typical facilities are shown in the following
specific examples . These examples shall "be reviewed from time to time
to take into account new technological developments in the field of safeguards
and experience gained .
 ---pagebreak---                 RESTRICTED
                                                      •«
                                                     {' .
                       EXAMPLES
                                   t
The following examples illustrate the application of
the Rules and. Methods .  They have "been established,
for a number of realistic cases .
                            4
 ---pagebreak---   EXEMPLE A              A Frujt JVGodfir NcaotOf                        A ~
                                           • •
  Application to a fast "breeder reactor of nominal inventory 1000 kg plutonivun
  o.nd 3000 kg natural uranium , and a throughput of 1000 kg plutonium and 3000 kg
  natural uranium per year .
  It is assumed that the reactor is 'operated continously.'
                                                             ARTE 1            ARIE 2
           Activities             Number of events/year.  (man days/y )    ( man days /y )
     1 Receipts                           150                    *
                                                                         I        *
                                                                         [
     2 Despatcnes                         150                    *                *
     3 Examination of records                                   20               20
     4 Physical Inventory                    2                  10                5
        Vérification
1
     5 Containment/Surveillance                                 20               20
        Activities
      • Total                                                 • 50               45
     * Covered "by verification activities associated with fast "breeder reactor storage
        facility .
 ---pagebreak---                                                                                .
KXAJiPLB 33   liVanh end Irrflflig-tefl Fuel St or?,re associated with & Fast Breeder Reactor
Application to a fresh and irradiated storage facility with a nominal inventory
of 1000 k£ plutonium and 3000 kg natural uranium and a throughput of 1000 leg
plutcnium and 3000 kg natural uranium per year. It is assumed that the facility
is operated continuously .                                                                  -
                                                                          ABIE 1           ARIE 2
          Activities                   Number of events/year         ( Man days /y )    ( Kan days/y )
                                                                   l
                                                                   I
  1   Receipts                                150                  !      75                     75
                                                                   i
  2   Despatches of irradiated                150                        105                     80
      fuel
  3   Examination of records                                              30                     30
  4   Containment / Surveillance                                          30                     30
                                                                              I
      activities
                                                                                «
  5   Sampling and KDA                                                    40                     40
      measurements
                                                                                i
                                                                                i
  6   Pbysical Inventory                                                  20
      vérification                                                                    I
      Total                                                              300                    300
                                                                  I
Note : For inspection activities at strategic points , other than the strategic
        points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
        ARIE 1 = 50 8-nd ARIE 2 = 50 man/days are assumed . This figure is not "based
         on calculations or specific characteristics of the facilities in question ,
         is pro memoria only and is included in the ARIE figures for the various
         inspection activities indicated in the table .
                                                - 6 -
 ---pagebreak---                                                                                (S
     »
 EXAMPIiE C "     Fast Reactor Fuel ReproceRBinp- Plant               "
                                                                                K
                                                                                f  .
                                                                                v
Application to a fast reactor fuel reprocessing plant of nomina}). inventory of
 1000 leg Pu and nominal throughput of 1000 kg per year.                      V
                                                                               i
 It is assumed that the plant is operating             from dissolver to process -
300 days per year on a 7. days per week and 3 shifts per day basis , and
 performing about 350 dirsolutions .
                                   r ,
                                                                              ARIE 1          ARIE 2
           Activities                    Number of events/year          ( Main days /y )   ( Man days /y )
            \
   1 Receipts                                    150                          75                75
   2  Input measurements                         350                        350                350
.•■3  Pu output                                     25                   .    25                25
                                       .                  - t
  4  Waste - hulls + UW/MAW                                                   50         i      30
                                                                                I
                                                                                I
                                                                              *                 *          i
   5  Containment /Surveillance
      activities
   6 Jixamination of Records                                                  30                30
  7   Calibrations and verifi                                                10                10
      cations of operators
     measurement system
   8  Sample preparation for                    400                           90                90
      shipment
   9  Clean-out operations                          2             ' I         20
 10   Phyr-ical inventory                                       '
                                                                              20                20
     vérification
                                                                    I
      T0t cii                                 ,   .                 I        670
                                                                    I
                                                                    i
 * Covered by      other verification activities
Note : For inspection activities at strategic points , other than the . strategic
          points referred to in codes 3.1 « 2 , and 3.2.1 . of the facility attachments ,
          ARIE 1 = 80 and ARIE 2 = 80 man/days are assumed .          This figure is not based
          on - calculations or specific characteristics of the facilities' in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table®
 ---pagebreak--- KXAKPLE -D     Fabrication of Mixed Plutonium /Uranium Oxide Fuel Elements
Application to a mixed plutonium/uranium fuel element fabrication facility of
nominal inventory 300 kg plutonium plus 900 kg natural uranium and a throughput
of 300 kg plutonium and 900 kg of uranium per year. It is assumed that the
facility operates 8 hours/day for 5 days/weelc for approximately 300 days/year#
          Activities                   Number of events/year ( ManARIE   1
                                                                    days /y )
                                                                                ARIE 2
                                                                                I-lan days/y
                                                               ι
   •1  Receipts of plutonium                    25                   25                  25
       nitrate in flasks
                                                                                I
    2  Transfer of plutonium                                         50                  50
       nitrate to storage tanks
                                                                                I
    3  Verification of input to                                      50         |        50
                                                                                i
       conversion process
                                                                                !
    4  Observation of sarapling                                      40    .             40
       activities
 ' 5   NDA measurements                                              80                  80
    6  Shipment of sub assemblies              25                    25                  25
    7  Clean out operation                      2                    20                   0
    8 Physical Inventory taking                 2                    40                  30
    9  Containment /Surveillance                                     50                  50
       activities               '   "
  10 Examination of Records                                          40                  40
  11 Calibration and verification                                    20         I        20
      of operators measurements                                               . i
                                                                                i
      system                                                                     !
                                                                                !
  12 Samples preparation for                                   I     50                  50
      shipment
  13 Preparation of standards                                        40                  40
      Total                                                         530         ;      500
Not^e : For inspection activities at strategic points , other than the strategic
         points referred to in codes 3.1 » 2 , and 3®2,1 , of the facility attachments ,
         ARIE 1 s» 100 and ARIE 2 = 100 man/days are assumed. This figure is not
         based on calculations or specific characteristics of the facilities in
         question , is pro meinoria only and is included in the ARIE figures for the
         various inspection activities indicated in the table .
 ---pagebreak---                                                                                ( Ao
EXAMPLE . J"0  Zeira Bnftr/c/ ?3refsrl>r Reactor
Application to a Zero Energy Breeder Reactor of nominal inventory of 1700 kg
plutonium as metal and oxide and 2200 kg enriched uranium as metal and oxide
(U2-^ content 65O kg) and 58 tons of natural uranium. It is assumed that
the facility is operating 8 hours/day' for 5 days /week throughout the year .
                                        1             ■ . > ■ ι ι ·ι ■■
                                                                               ARIE 1         All IS 2   [
       Activities                         Number of events/year             ( Kan day/y )
                                                                                ("an day/y )j
   1  Receipts                        I          20                              20       I •  20
                                                                                i
   2  Despatches                                 20                              20            20
   3  Observation of                                                             60            50
                                                                         ι
      ongoing operations
   4  Containment / Surveillance                                                 co            80
                                                                         !                1
      activities                                                          1
   S  EDA Activities                        selected at random                  100           100
   o  Physical Inventory                           2                             10            10
      vérification
   7  Examination of records                                                     10            10
      Total                                                                     300           290
                                                                        <
J.ote : For inspection activities at strategic points , other than the strategic
        points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
      ■ ARIE 1 = 50 and ARIE 2 = 50 man/days are assumed .                    This figure is not
        based on calculations or specific characteristics of the facilities in
        question , is pro nemoria only and is included in the ARIE figures for the
        various inspection activities indicated in the table .
                                             - 9 -
 ---pagebreak--- t                                                  •
                                                              •                           MA
                                                                                v     s
                                           /
   EXAMPLE F     Continuously Fuelled Graphite I'loderated Reactors
φ >                                  ·
  Application to :
  a ) A power station fuelled with natural uranium metal fuel with a nominal
      inventory of 900 tonnes uranium and an annual throughput of 120 tonnes
  b ) A power station fuelled with low enriched uranium ( enrichment varies from
      1.162 to 3.50 w/° U2^) nominal inventory of 280 tonnes total uranium and
      annual throughput of 39 tonnes uranium .
 Reactors operated coritinously.
                                                                     ARIE 1          ARIE 2
        Activities •               Number of events/year        (Man days/y )     (Man days/y )
    1 Receipts                               30                      KIL +            –
                                                                                MIL
                                                                                T
    2 Despatches .                           3°                       30              30
    3 Examination of                                                  10              10
      records
    4 Physical Inventory                       1                   .   5                3
      vérification
    5 Containment and Surveill                                        *
      ance activities
                                                           t
    6 NDA measurements                                     |     '     5 •      !       5
                                                           1
      Total                                                           50              48
                                                                              y
     if sealed at fabrication plant
  * covered by other verification activities
                                         - 10 -
 ---pagebreak---                       Ρ· Ρ***·*»*»* *
                      υ ϊ~
                      s\E3    5I Kiv-»
                                 Κ * α - lί EU
                                            Ρ~ 5 1
                  SUBSIDIARY ARRANGEMENTS
                          INTRODUCTION
Co~ordination Arrangements                         '                             i
The co-ordination arrangements referred to in Articles XIX and XX of the        j
Protocol are specified in the Facility Attachments .   Inspections of facilitie
designated pursuant to Annex 1(b ) of these Subsidiary Arrangements are
                                                                             i
to be carried out , where so agreed , by Joint Teams of inspectors drawn frosr
the European Atomic Energy Community and from the International Atomic
Energy Agency . .
                                  - 11 -
                      RESTRICTED
 ---pagebreak---                                   RESTRICTED
                             SUB 31 MARY ARÏim GïT.lEN TS
                                   INTRODUCTION
III î'brm anrî Format of Ronorts
    Accounting reports shall normally be provided to the Agency on magnetic
    tape .   They shall inolude sll the appropriate information specified in
    Code 10 . The format for reports on magnetic tapes will be specified, m
    letters to be exchanged between the Commission and the Agency 's Secre
    tariat .
    Under exceptional circumstances , accounting reports may be trans11^-"^ ®^
    in hard copy .                                     •
                                   - 12 -
                            RESTRICTED
 ---pagebreak---                   SUBSIDIARY ARRANGEMENTS
   '  '                  INTRODUCTION
Arrangements for the implementation of Article 23 of . the
Agreement
At the time this Agreement enters into force the United Kingdom and
the Agency ohall jointly agree the inventory of nuclear material
already in the United Kingdom which is subject to other safeguards agreemen
between the Agency and the United Kingdom .
The Agency and the United Kingdom shall seek jointly to make arrangements
with the other parties involved so that safeguards in the United Kingdom
under such Agreements are suspended . The United Kingdom will inform the
Agency by letter of the amounts of material under other Agreements which
susbequently arrive in or are despatched from the United Kingdom t within
30 days of receipt or despatch.
On the basis" of such "transfers the United Kingdom and "the Agency shall
each maintain a record of the amounts of material subject to suspended
safeguards agreements and shall compare their records at . six-monthly
intervals .
It will be the responsibility of the Agency to designate a sufficient
number of facilities to ensure that the total amount of material of each
type actually safeguarded, in the United Kingdom is at all times dqual to
or greater than the corresponding quantities in the above mentioned record .
 ---pagebreak---                                                                  43
                 RESTRICTED
              SUBSIDIARY ARRANGEMENTS
                   GENERAL PART
                 Table of Contents •
Subject
Channels of communication
      Communications from Agency
      Communications to Agency
The Community 's Safeguards Measures referred to in Article 32 of
the Agreement
      Measures foreseen in the Agreement
      Specifications of information to be provided by the Community
Provision of information by the Community
      Information on facilities or parts of facilities
      Radiological protection and safety
      Initial report
      Accounting reports                               *
      Spécial reports
      Information on transfers into or out of the United Kingdom
Provision of information by the Agency to the Community and to the
United Kingdom
      Agency statements
      Advance Notice of ad hoc inspections
Publication of information by the Agency
Termination and exemption
      Model arrangement for termination
      Model request for exemption 1
      Model communication on re-application of safeguards
 Advance notifications of transfers of nuclear material out of or
 into the United Kingdom
       Model communication for intended export
       Model communication for exoected import
                                     p; r
 ---pagebreak---                     Table of Contents ( Cont'd )
                                                           % '
   Code                           Subject
 8          Model inventory of nuclear material subject to safeguaras
            under the Agreement               i .
            Samples, for Safeguards
10          Report forms and Explanations of their use .
11          Provision of information by the United Kingdom on intended
            withdrawal of nuclear material for national security reasons
            ( Article 14 of the Agreement )
Annex 1(a ) The current Facilities List
Annex 1(b ) The current list of Designated Facilities
Annex II.   The Indicative Questionnaire for the provision . of
            Design Information
 ---pagebreak---                                 !3
                                                    MJ
                                               ii ll.Ti i»-»
                              1.   Channels of communication
              Subject                                                               Name and Address
      Communications from Agency                                                                          and :
      On matters relating to implementation                              The Safeguards Office  ce Commission of
      of Agreement , Protocol and Subsidiary                             Department of Energyy "the European
                                                                                Communities
      Arrangements .                                                     Thames House South
                                                                         London SW1P kQJ            Directorate of
                                                                         Direct                Euratoin
                                                                                ^        Safeguards
      Routing of communications under 1.1.1                                                         Jean Monnet Bid
      Normal contact of Agency inspectors                                The Safeguards Office . ce Kirchbexg ,
      in the United Kingdom .                                            Department of Energy  ;y   Luxembourg
                                                                         Thames House South         Grand Duchy of
                                                                         London SW1P                     Luxembourg
      Communications to A^ency
      On matters relating to implementation                              The Director General
      of Agreement , Protocol and Subsidiary                             International Atomic Energy Agency
      Arrangements .                                                     Kamtner Ring 1 1 PO Sox 590,
                                                                         A.-101T Vienna Austria
                                                                          Téléphoné    52^51 1
                                                                          Telex        01 26^5
                                                                          Cable        INATOM A
                                                                          Or Agency staff member shown by
                                                                          previous communications to be
                                                                          authorised to deal with subject
                                                                          matter .
. 2.2  Contact in case of accidents or                                     As Above
       other emergencies involving
       Agency inspectors .
                                         - 16 -
                                          I' F 5 ^
                                          1 . 4 *> 1 .       t   -? )
                                                               »I.aÄ.j»'
                                                           I
 ---pagebreak---                                                       <£ • ' •iiiS i^ VJ.^.i'.Siix W J »>  «/ UA       4 -. %«- l.k J W<A. w v»             ;r .
              t'** > p       'i  S    tf "i.                        to ?n Article ">,2 of the A'-reer.en t                           .       v 'S
                                                                                :»c
                                    »    #
                                   ' Beference UJ
Code                                     ( Articles )                                                                           Subject .
                                A^reement            Protocol
                                                                   r
9
± •
    'tI                                                                J/cssutös rofor:onn in tho A orroor.on*fc
2.1.1                                                                  For measur^r.ent :
                                32(a )                                 A measurement systen for the determination v/ r.ere
                                                                       appropriate of quantities of nuclear material
                                                                               ( i ) received ;
                                                                             ( ii )       produced ; -
                                                                          ( iii )         shipped                                         »
                                                                             ( iv )       lost ;
                           t
                                                                          '■ (v )         otherwise removed from inventory, or
                           ί -   ·                                  |        (vi )        on inventory.
        . ' \              i
                           | 32(b)                                      The evaluation of precision and accuracy of
                                                   [
                                                                       measurements ana the estimation cf measurement
                           i-
                           ί
                                                                        uncertainty .                                                              ■_
                                32(d )                                 Procedures for taking a physical inventory.
                                32(e )                                  Procedures for the evaluation of accumulations
                                                                        of unmeasured inventory and unmeasured losses .
  2.1,2                                                                 For accountancy :
                                32(o ).          j                      Procedures for identifying, reviewing and evaluating
                                                                        differences in shipper/receiver measurements .
                                                 j
                                32(f )            ;                     A system of records and reports showing, for each
                                                 ]
                                                                        material "balance area , the .inventory of nuclear
                         i
                         I
                                                                        material and the changes in that inventory including,
                                                  i                     receipts into and transfers out of the material
                                                                        balance area .
                                32(h )                                  Procedures for the submission of reports to the
                                                                        Agency in accordance with Articles 59 ~ °5 ana 67 - .
                                                                        of the Agreement and with Articles VII - IX of 'the
                                                                        Protocol ..                      »
2.1.3                           32(g )                                  Provisions to assure correct operation of the
                                                                        accounting procedures and arrangements ,
                                                                                1                             »
                             1               ■ .
 */ Note               Reference to Articles in these columns is purely indicative so as to facilitate
                       cross -reference between the Subsidiary Arrangements and the Agreement and - he ,,
            1          Protocol respectively.                                                                                • -
                                                                EËSISIC.TcD
                                                                                - 17 -
 ---pagebreak---                                                                                m
                         KESIRJCÎcD •
           lie ferenco
         ( Articles )                                Subject
         ment t Protocol
Arrreement
32 ( a )                   Soscif icn ,l;:* on ?! of inforr.'at l o n to    Inforrnt io n
- (h)                      bo Tirovidad ( as nnnlicnblo )                   nrovioad ov t h?
                                                                            Community
                           For each of the iters listed
                           under code 2.1 information is .
                           to be provided on :
                           The existing legislation ( laws ,
                           regulations , general adminis
                           trative procedures ) giving
                           requirements or laying dov/n                     The European
                           minimum standards ( outlines ,                 ! om.nuni1;ies Act
                           and brief extracts of relevant                   1972
                           texts , and rex'erences ).
                                                                            The Treaty
                           The organizational unit(s ) in                   establishing The
                           the United Kingdom responsible                   European Atomic
                           for :                                            Energy Community
                                M   (i}
                                . ( ii )
                                           measurement ;
                                           accountancy;
                                                                         L.1957
                                ( iii ) the assurance that the
                                           functions listed under
                                           codes 2.1.1 and 2.1.2
                                           arc carried out correctly
                                                                            Commission
                           The extent to v/hich each of, the
                                                                            Regulation
                           organizational units involved                    ( Euratom) No .
                                ( i ) has authority to insure               3227/ 76 ,
                                         compliance with the ■              19 October T976
                                         provisions of the
                                         Community 's Safe ,guard?
                              ( ii } carries out audits ;
                            ( iii ) carries out independent
                                         measurements .
                            The procedures and techniques '
                            followed by each organizational
                            unit in order to meet the
                            requirements or minimum standards
                            referred to under code 2.2.1.1
                                                    Note : The Agoncy should be
                                                           provided with texts of
                                                           new laws , regulations of
                                                           general administrative
                                                           procedures as soon as
                                                           possible after promulgation.
                                       - 18 -
                                                    ÊSSEBJCTED
 ---pagebreak---                                                                                ι *-0   ν
                                              k ' c. ! if sL - i fri )
                                                     *. f * % » V/ S i*;*'
                               3.     Provision of information by the Community
                         Reference
                                                                           Subject                         Date or time limit
Code        #             ( Articles )
          Agreement I Protocol
    1                                         Information on facilities or parts
                                              of facilities
                                                                                1
                                                                                I
 3.1.1        l+P-lik                 II -V   Provision of design information in ' Prior to discussion!
                                              respect of facilities or parts                                of the Facility
                                               thereof identified in the Facilities Attachment .                                    I
                                              List ( Annex 1(a )).
  3.1.2       U2-4V                   II -V    Provision of design information for Not later than JO
                                               new facilities or parts of nev;                              days before the
                                               facilities together with complete                            facility or part of
                                               proposal for the Facility                                    facility scheduled
                                               Attachment .                                                 to go into operatio;
              45 •                     II-V    Provision of information on                                  Not later than 15 ■
  3.1.3,
                                               significent changes to data                                   days before the      >
                                               previously provided under 3.1.1                              modification is       '
                                               or 3.1.2 , as specified in the                                scheduled to be     ■
                                               relevant Attachment together                                  completed .
                                               with the proposal for consequent
                                    k
                                               amendment of the Attachment .
  3.1 . H      z+5                -    II-V    Provision of information on                                   Together with the i
                                               changes to data previously                                    first inventory
                                               provided under 3.1.1 or 3.1.2                                 change report -made
                                               other than changes specified                                  after modification
                                               in 3.1.3 .                                                    is complete .
                                               Note 1
                                               With reference to subjects under
                                                code 3 . "I ;
               6(a )                           Confidential information shall                                When provided .
                                               be marked as such and treated .                          ]
                                                accordingly .
               8(c )                            Confidential information , once                              When examine a .   _
                                                examined , may be marked by the
                                                Agency to show that the examina
                                                tion has taken place .
                                                Note 2
                                                With reference to subjects under
                                                codes 3-1.2 and 3-1.3 !
                ^ 2 , <+5                       If the information cannot be
                                                provided in full at the time
                                                specified , the Agency and the
                                                Community may agree on a later
                                                date for completion of the
          I
                                                information .
          I
                                                                - 19 -             /' > •' yj 1 f' ** J
 ---pagebreak---                                                                                . (M         |
                                                                                r
                                                             .                                     [
                               « rrPïrTr.!")
                                      i U O i L' i-s                                               \\
                  Reference                                               Date or time lirnit         ■
Code              ( Articles )                          Subject
                                                                                i
           Àgreement     Protocol
3.2                               Radiological Protection and Safety */
3.2.1            88               Information on laws and regulations     Initially upon entry          j
                                  for radiological protection and         into . force of the           j
                                  safety in the United Kingdom as         Subsidiary Arrangements
                                  applicable to Agency inspectors .
 3.2.2       4 , 88               Information on radiological             Initially , upon entry
                                  surveillance measures and on            into force of the
                                  medical facilities that are, avail     Subsidiary Arrangements
                                  able for Agency inspectors in case
                                  of radiation accidents.               j
                                                                          Note
                                                                          The Agency should be
         I                                                                provided with informa
                                                                           tion on new laws or .
                                                                           regulations , or change
                                                                           to the information
                                                                           provided under code             ;
                                                                           3.2.2 , as soon as
                                                                           possibls after such             :
                                                                           new laws or regula-             j
                                                                           tions have been
                                                                           promulgated or changes j
                                                                           introduced . v                 j
                                                                                I
  3.2.3    44 , 88                 Information on radiation dosages        Quarterly , or as soon ,
                                   received by Agency inspectors in        aspossible after                |
                                   the performance of their functions      significant radiation
                                   in the United Kingdom .                 exposure .
                                                                                I
                                                                                I
                                                                                Ï
                                                                                \
                                                                                l
                                                                                I
   y    It is understood that the United Kingdom will ensure that staff members of the 4gcnc;,
        carrying out functions under .the Agreement benefit fully from the health and
        safety measures in force at each facility , including the provision of available
        medical care arid measures for emergency assistance in case of accidents .
                                                     - 20 -
                                                          «
 ---pagebreak---                                                                                m«ί.
                                                        i LlLs
               Refe rence
Code
              (Arti cles )                            Subject                Date or time limit
       Agrcernent   ! Protocol
3.3    62 , 34                        Initial Report
                                      Despatch of the initial report of      Within thirty days
                                      all nuclear material subject to safe  of the last day of
                                      guards under the Agreement .           the calendar montn
                                                                             in which Agreement
                                                                             entered into force
                                                                             "by the fastest means
 [t                                   ( For content see standard form R.02 , of communication
                                      as attached to' Code 10 with explan    ( express air .mail or
                                       ations ).                             diplomatic pouch ).
                                  I .
Note : If material balance areas under the Agreement have not yet been defined , list
       material according to material balance areas or geographical location as used
       by the Community .
V                                     Accounting Reports
3x4.1  59-61 ,        vi , vn ,       Despatch of inventory change           As soon as possible ,
       63 ( a), 64    IX .            reports either in a consolidated       but within 60 days
       65                             list or individually, as specified     after the end of the
                                      in the relevant Attachment , and       month in which the
                                      concise notes . ,                      inventory change ( s )
                                      (For content see standard form R.01 ,  occur ( s ), by fastest
                                                                             means of communication .
                                        as attached to Code 10 , with expla-
                                        ations . )
3.4.2  59-61 ,        VI , VIII ,     Despatch of material balance           As soon as possible ,
       63 (b ), 67    IX .            reports with physical inventory        but within 60 days
                                      listing attached .                     of completion of
                                                                             phys i c al invent ory    '
                                                                             taking.
                                      (For content see standard forms
                                      R.03 for material balance report
                                      and R.02 for physical inventory
                                      listing , as attached to Code 10 ,
                                       with explanations .)
3,4.3  69                             Despatch of amplification and          Normally within 30
                                      clarification of accounting            days of the date of
                                      reports .                              Agency 's request .
                                                      - 21 -
                                                   RESTRICTED
 ---pagebreak---                                                                                .                     ;
                                                        D ervï*.
                                                       'A
                                                                       rArr
                                                             Ii CiS;!\\u ,1ij jL,
                                                                                rv
                                                                              «- w>
                                                                                O                                             >
                                                                                SI
                                                                                :
                                                                                il
                          Refere; nce                                                             I                  ■                   f 'li
                        ( Articl. es )                     Subject                                ! Date or time lirait                   ■ ' |:|
Code                                                                                ! Ü
                                   Protocol
               Agreeraent j                                                                       ;
                                                                                •         .                   Μ
                                                                                'I
                                                                                >
5.5                                             Spécial - Reports
               68                               Despatch of . special reports .                     Without delay after the                  t
3.5.1
                                                                                Community is led to                      |
                                                                                believe that there is or ^
                                                                                may have been loss of                     ,
                                                                                nuclear material or after ^
                                                                                the containment has un-                   j
                                                                                expectedly changed to the ■
                                                                                extent that unauthorized
                                                                                removal of nuclear materi
                                                                                al has become possible ,
                                                                                by cable , telex or tele- t
                                                                                phone and follow-up letter
                                            I
                                                Despatch of special reports in case
 5.5.2         91 ( C )                         of unusual incidents or circum                     Immediately after                           5.
                                                                                incident or circumsta- .
                                                stances during transfers of nuclear nee is known by cable ,
                                                material into or out of the United
                                                Kingdom which have been notified                    telex , or telephone and                    j
                                                                                follow-up letter.                          j
1.5.3          69,91 ( C )
                                                to the Agency under Article 91 ( a)
                                                of the Agreement                                    Immediately on receipt
                                                                                of Agency 's request or
                                                                                [
                                                                                j
                                                Despatch of amplification and
           ι
                                              ■ clarification of special reports .
                                                                                as soon as possible                        j
                                                                                thereafter .                               !
                                              I
               53                               Note : The Agency may request                        As long as the relevant                     j
                                                        amplification or clarifi                    records are retained as                     [
                                                        cation of the reports                        specified in Attachment                     j
                                                        referred to under Codes                      concerned .         ■             ' I
                                i
                                                        3A.3 and 3.5.3 -                                                                          t
  i .6
                                                                                .               !i
                                                 Information on transfers into or
                                                                                i
                                                out of the United Kingdom                                                                           *
                                                                                !
  >. 6.1        9l(b ) ( i )                     Despatch of advance notification                      To reach Agency normally j
             I                                   of transfers of nuclear material                      not less than ten days
                                                 out of the UK of more than one                        before shipment      -                       i
                                                 effective kilogram . See Code                         See Note 1                    ' • j
                                                 ?.). for details of information                                                                     S
                                                                                5
                                                 to -be transmitted . . ,            ;                                                               i
                                                                                n «i                   i
     . 6.2      9l(b)(i )                        Despatch of advance notification of To reach Agency normally i
                                                 transfers of nuclear material                      - not less than ten days                          j
                                                 out of the United Kingdom from                        before shipment      -                         |
                                                  facilities' which normally export                    See Note 1                       ' :
                                                  significant quantities to the
                                                  same State in shipments each
                                                                                !
                                                 not exceeding one effective ,                                                     *
                                                 kilogram , if so specified in
                                                  the corresponding Facility
                                                  Attachment .                                  I
                                                                                i
                                                                                I
                                                                                )
                                                                                ; •^ CTv
                                                                                h___ ».     :•
 ---pagebreak---                                                                                fe. ■
            I
            I         Référencé       j
  Code                ( Articles Y                     Subject                     Date or Time Lirait
               Agreement |   Protocol
                           I                                                  ι             :
  3.6.3        9l(b)(ii )               Despatch of advance notification of     To be sent to the Agenc
                                        nuclear material transfers into the     not later than the date
                                        UK each of more than one effective      of receipt , and whenov ;
                                        kilogram . See Code 7-2 for details     possible at such time :
                                        of information to bs transmitted .      to ensure that it is
                                                                                received by the Agency
                                                                                later than two days bei
                                                                                the material is unpackc
                                                                            I
                                                                             I
Tote 1 :   In practice ,, the notifications under Codes 3.6.1 and 3.6.2 . should be despatched to
           reach the Agency 5 working days before the nuclear material is to be prepared for
           shipment .
Tote 2 :   If the observation of the time limits given under codes 3.6.1 , 3.6.2 and 3.6.3 would
           result in delayed shipment or unpacking , shorter notice to enable the Agency to act
         ; under Article 7l ( c )» as appropriate , may be given be cable , telex or telephone .
           Such a notice should be followed by transmission of the full information under Codes
           7«1 or 7*2 as appropriate . In no case will . these requirements be interpreted as an
           obligation for the operator to postpone preparing for shipment , shipping or unpacking
           nuclear material .
'ote 3 :   Referring to Codes 3.6.1 , 3.6.2 , and 3.6.3 , despatch of notification of delays not
           giving rise to Special Reports , in preparation for shipment , in despatch or in
           unpacking of nuclear material will be made as soon as possible by cable , telex or
           telephone . Notifications should give new dates , if known .
 ote /[:   The information included under Codes 3»3 » 3«4r 3.5 and 3.6 shall be treated as
           confidential and appropriate security measures taken for its transmission .
 ---pagebreak---                                                      ^ *Ti * f •*     : - »-* v
                          • M                     Alts'*''-* l 'Ci)
                                    k.    Provision of Information by the Airency to the_                              _
                                          Community on d to the United Kingdom
=J
*3      v
 Mode
                        Beference
                                                                  Subject
                                                                                Pate or time _ ln-ma. c
                       ( Articles )
2a            Agreement          Protocol
     1                                      ■ Agency statements
     1.1        M , 66                        Provision of copies of the Agency 's                 Hal ^-yearly,' as -of
                                                                                June and 3 'I .
                                              unified inventories                         i       .December not later
                                              See model under code 8 .
                                                                                j;      thah"  3 nontha ' ^ftsr
                                                                                these dates .
   . 1.2        30,90
                                                                                j      As specified xn        ..
                                           i Statement on the Agency 's                - jI       the Facility
                                           j verification activities as                  ;j       Atiachments
                                           I specified in the Facility                   j
                                           | Attachments .                               >
                                              Note'
                                                                                If possible within
                                              If the Community or the Unite                        30 days after
                                              Kingdom disagrees with any           . -             receipt of the : -
                                              Agency statement , notice to 1                       statement in
                                              effect should be sent to the                         question .
                                              Agency
                                                                                i                                   !
                                              Advance Notice of                            <                         '           i
 ».2      •                                                                                Immediately after
                82( a ), 7l(a)                Notice by the Agency                lear             receipt of any noti
                                                    it intends to irispe                           fication pursuant
                                              material in connection * '                           to code J>*6 above
                                               transfers into or out o                             and at least 24 h'rs
                                               United Kingdom .                                   before the inspecti
                                                                                ί_
            ^        1         χ
                                                                                ''
                                                                                |l!
                                                                   -Λ 24 -                                                  i l
                                                    î-Vr'cr*"î-3                i
                                                    Î-J là '               1
                                                                                !
 ---pagebreak---                                '··; ν , ;·'Τ '· ν ·- ·' - ·;·
                                            ï J;      l î'..i
                  5.  Publicntion of information by the Agency
    Reference
                                                              Subject
    ( Articles )
Agreement    Protocol
  6(b)(ii )            The Agency may publish the following summarized informatio;
                   /
                       after having secured the agreement of the Community and of
                       the United Kingdom .
                       The amounts and types of nuclear material subject to safe
                       guards under the Agreement in the United Kingdom in terms
                       of effective kilograms as follows :
                       ( a ) natural and depleted uranium , and thorium ;
                       (b)         enriched uranium with an enrichment up to and
                            including 5^5
                       ( c ) enriched uranium with an enrichment of more
                             than 5/j ; and
                       ( d)        plutonium .
                       A list of the facilities in the United Kingdom which conts
                       nuclear material subject to safeguards under the Agreement
                       as follows :
                                                               '                        I
                       (a)         reactors with an indication of their purpose and
                            with their nominal power ;
                       ( b ) conversion and fabrication plants , with an indicfition :
                       whether they are pilot or industrial size plants ;               1
                       Cc )        isotope separation plants , with their nominal
                       capacity ;
                       ( d)        reprocessing plants , with their nominal capacity ;
                       and
                       (e)         critical facilities , research installations (with s
                       indication of their nature ) and separate storage facilitie
                       The list may also contain the official description and/or
                       name , and the location of each facility .
                                                   - 25
                                           r-> v        • .
 ---pagebreak---                                                                                / VI
Code 6.1 - Kodel
Agreomcnt Roforenco
   ( Articles ) '
13 , 35(b )
                                TEItt-IIITATION OP FAFKOIIAHDS
                                   ON NUCLEAR MATERIAL
                                                                   *
                          TO BE USED III NON-NUCLEAR ACTIVITIES -J
Safeguards shall "be terminated with respoct to nuclear material as
specified "below :
     a) ..... g/kg total weight , and ..... g fissile              .   '
           isotope(s ) 6f                           (Element )
    b ) Chemical composition
          Physical form :
          Enrichment ór isotopie composition ( if
          applicarle ):
    c ) Material balance area and location therein where
          the nuclear material is not* present :
   d ) Present use , with particulars of containment , if
          appropriate :                       .■ /
    e ) The proposed non-nuclear use is :                   <
     / ..
 ' f ) The nuclear material , once in use , will "be
          practically irrecoverable "because
    g) Approximate date of transfer to non-nuclear use :
       For the Community                      For the Agency   For the United Kingdom
       Date                                   Date ..........  ^( ref
                                                               Date7 para f above )
    Except nuclear material covered by specific provisions for termination of
     safeguards in the Facility Attachments if relevant .
                                           - 26 -
 ---pagebreak--- « Code 6.2 - Kodel
   Agreement Reference
        ( Articles )
   36 , 37 -       '
                                                 REOUEST FOR EXEÎTPTÏWT
                             FROM SAFEGUARDS'
                             ■»–IT-\ ry * r j– «
                                                      ' OF NUCLEAR MATERIAL -y
                                                           N ÎRRTAT N               > T
                                                                                */
                                                                                /
                                                                             ^3r*ta 0 • • • <
  a ) Exemption from safeguards is requested for
                     g/kg total weight , and                          g fissile
          isotope(s ) of                                              ( Element )
  "b )    Chemical composition :                        .
          Physical form :
          Enrichment or isotopic composition ( if
                                                                        \
          applicable )
   c ) Material "balance area and location therein where
          the nuclear material is now present :                                      '
  d)      Intented use ( only if exemption is sought
         pursuant to Article 36(a ) or ( b )):
  e ) Approximate date of :
          ( i ) . for exemption under Articles 36(a) and 37s
                  transfer out of material balance area
          ( ii )  for exemption urider Article 36(b ):
                  transfer to non-nuclear use ......
                                                                                For the Community
          Exemption granted as above
         Bate
                                                                                For the Agency
 ^/Except nuclear material covered by specific provisions for exemption from
       safeguards in the Facility Attachments if relevant .
                                                          - 27 -
 ---pagebreak--- Code 6.3 . – Model
Agreornent Reference
    ( Articles )
         38
                               PE-APPLI C ATI 017 OF SAFEGUARDS
                     TIT RESPECT OP 'JUCLEAR MATERIAL PREVIOUSLY EXEMPTED
                                                         Date
a)    Safeguards should be re-applied ia respect of
                  g/kg total wôight , and   •...,» f *..g fissile
      icotope(s ) of                        ••.( Element )
b)   Chemical coraposition : .................
     Physical form': «...        . .........................
     Enrichment or isotopio composition ( if applicable )
c ) Material balance area and location therein v:here
     safeguards should be re-applied in respect of
     the nuclear material
d ) Date from which safeguards should be re-applied :
e ) Exemption from safeguards in respect of material
     in question was granted on .....................
     under Article
                                             ( date )
                                                               For the Community
a ) Safeguards vri.ll be re-applied to the nuolear
     material described above .
b ) For nuclear material which was exempted pursuant
     to Article 37 » the amount which now remains
      exempted under the relevant paragraph of the
     Article is                                        ....
Date
                                                                For the Agency
                                           - 23 -
 ---pagebreak---                                  r \ r*n      t -, -
                                 I         i. : ' - '        '
                                 ^V^VJ ft \iU " cX 0 W.i »•'
Code- 7«1 - Môâel
Agreement Reference
   (Articles )
     12 , 91
                    INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
               OP EXPORTS OP NUCLEAR MATERIAL OUT OP TEE UNITED KINGDOM
                  (a)    Quantity :      total weight of element
                                         in. grams/kilograms ;
                                         weight of fissile isotope(s ) in.
                                         grains ( if applicable ) .
                  (b)    Chemical composition
                         Physical form
                         Enrichment or isotopic composition ( if
                         applicable )
                  (c )   Number of items
                  (d )   Description (type ) of containers ,
                         including features that would permit
                         sealing
                         Shipment identification data
                  (e)    State and , if known , place of destination
                  (f)    Means of transport
                  ( g)   Material balance area and location therein
                         where material is prepared for shipping
                         and can be identified and where its
                         quantity and composition can if possible
                         be verified
                                            KL v1 *•??(        r ^N
                                                     - 29 -
 ---pagebreak---                                            h \.u v C i– i
Code 7.1 - Modcl (pase 2j
Agreornen't Référencé
   (Articles )
    12 , 91
                  (h)   Last date when material can. "be identified
                        and when its quantity and composition can , .
                        if possible , "be verified
                 (i )   Approximate dates of dispatch
                        and of expected. arrival-.at . destination
                                                           ' '■
                 (j)    Date of notification
                 (k)    Harac of authorised person on. behalf
                        of Cocununity
                 Note : If separate shipments are prepared together for
                        dispatch to the same State (whether simultaneous
                        or not ), they may all "be specified in a single
                        advance notification .
                                      'fiESmiCTED
                                               30
 ---pagebreak---                                         ;     .      -          ■:                         (&
C0â8 7. g - MQdel                       h'^ïj fis W i tU
Agr cernent Reference
    (Articles )                            .
     12 . 91
                       INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                   OF IMPORTS OF NUCLEAR MATERIAL INTO THE TOUTED KINGDOM
                   . (a)    Quantity : total weight of element in grams/kilograms j
                                        weight of fissile isotope(s ) in grains ( if applicable )
                . . (b )    Chemical composition                               -      •
                            Physical form
                            Enrichment or isotopic composition ( if applicable )
                     (c )   Nimber of items
                     (d )   Description (type ) of containers
                     (e)    Supplying State
                     (f)    Means of transport .                     /-          . -    .
                     ( g)   Expected or actual date of arrival in the United Kingdom .
                     (h)    Material balance area and location therein where
                            material will be unpacked and can be identified and
                            where its quantity and composition can be verified
 ---pagebreak--- Codo 7.2 - Model (page 2 )
Agreemcnt Reference
   (Articles )
    12 , 91
               ( i)   Date(s ) when material will "be -unpacked
               (j)    Date of notification
               (k)    Kane of- authorised person on behalf
                      of Community .
               Note :  If separate shipments from the sane Stg.te arc
                       expected to "be unpacked together (.whether thejf
                       have arrived together or not ) they nay all be
                       specified in a single advance notification *
 ---pagebreak--- Code 8 - Model
Agrecraont < Reforence
     ( Airfciclea )
12 , 41 , 66
                                 THE AGENCY 'S IIWEKTORY OF NUCLEAR MATERIAL
                                  SUBJECT TO SAFEGUARDS UNDER THE AGREEMENT'
                                         as of
A."  Consolidated Book Inventory                     .      '
                                                       [      Quantity •
         MBA             Facility         Material     i                       I  Limits
                                                           Total
                                                       jI Element I
                                                                  j Pi 'ssile    of Error
                                                                  ! Isotope
                                   I
B.   Material in transit in the United Kingdom
                                     I
                Betwecn                                                       Quantity
                                   !   ,           Material
       Shipper             Receiver                                    Total         Fissile
                                                                       Element       Isotope
        (MBA)       arid      ( MBA )
                                                                                »
                                                                                J
                                               33-
 ---pagebreak--- ■cornent Koferenca                 •                                            ■     #         2r
 (Articles )              .     *           iiirSj RJCTRj                                         '
Y      12 " 41 ' 66             •-             ;
      •C.    Ercport /.r. count
                                                                      1 ■ 1  »l   I M
                                                                                Quantity
          Transferred to ( st&te and,     1
          if hnown , place of             i       Material         !
                                                                            Total            Fissile
          destination )                                                   Element            Isotope 1
                                                                 i
                                                                    \                   •
      NOTCH     . 1.   Nuclear material in respect of which the Agency has received a .
                       report from tho s hipping material balance area that ths export
                       of the material " out of the United kingdom has taken place will v
                       be placed on the export account for the United Xingdoa until
                       such tire as the Agency has received confimation that tba
                       material has been received by the recipient State .
              ■' 2 .   Nuolear material "transferred to the United Kingdon will be
                       listed in the inventory upon receipt by the Agency of the
                       inventory change report from the receiving material balance
                       area pertaining to the receipt of the material in question .
                  3.   Nuclear material transferred between two material balance areaa
                     • within the United Xingdon will continue to be listed by the
                       Agency in respect of the material balance area from which it
                       has been shipped , as material in transit , until it is reported
                       to have been received in the receiving material balance area.
 ---pagebreak---                                     RESTRICTED                                     ^
         Code 9 - Model
         Agreement Reference
               ( Articles )
                     75
         Protocol Reference
              ( Articles )
                 .   XXII   ■
                                  SAMPLES FOR SAFEGUARDS
         Information to be included in Sample Forms used by the Agency .
1.       Country .
2. '     Facility/ MBA code .
3«       Date of sampling .
4.       Proposed shipment date and means of transport .
5.       Packaging arrangements .
6.       Activity of content .
7.       Agency ueal number.                                       1
8.       Name and signature of appropriate official at shipping facility/MBA to
         whom the sealed package has been handed over for shipment .
9»       Name and signature of authorized official at Facility and of IAEA inspector
         certifying that the samples described in the sample form have been taken
         for analysis . . ■    ■
10 .     Data for samples taken :
     a ) Material description and batch name or number.
     b ) Weight of sample and bottle .                        '
     c ) Net weight of sample .
     d ) Enrichment wt^ ( if applicable) .
     e ^ Operator 's value for element conc.(wt$.)
     f) Operator 's values for u/u     /Pi^/®1 weights - in the sample .
         Note .
         One copy of the sample form to be given for retention by appropriate official
         at shipping facility/MBA
                                            - 35 -
             ïy    . -
                                   RESTRICTED
 ---pagebreak--- , ΟΟυο     ΓΛ
  Arrcaerx-.ni, .-ïeference
  (■Articles )
  " 9-6f., ;Ô7'
 Protocol Kftferenco
  ( Artiolos )
          IX '           RIDPORT FOI'J.LS AIJD EXPLANATION OF TJI3IR IISS
  HïTR 01 )UCï ION
 Reports to bo provided to the Agency consist of three types ;            Inventory Chance
 Reports ( ICR ), Physical Inventory Lis tin /53 (PIL) and i'.*aterial Balance Reports
  (]>IBR ), For each of these a hard copy preform is attached.                     i
 These forms are Oesicned to give an indication of the contents of the reports
 to be provided by the Community to the Agency but these forms will not normally be
 used since the reports will normally be provided on magnetic tape *
 The form and format of the reports to be provided by the Community to the Agency
 are set forth in the Introduction to these Subsidiary Arrangements .
                                       RsSTRÏCTED
 ---pagebreak---                                                      SNVENTOFÎY CHANGE REPORT ( ICR ) FORM R.01.1 /C
     C0UNT3V                                                                                PERIOD COVERED BY REPORT :     FROM                          TO
     FACILITY                                                                                REPORT No.
IMATERIAL
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                            9            13               19                   2»    28     3'   I
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   COUNTRY                                                                                PERIOD COVERED BY REPORT:          FROM                      TO .
   F ACILITY                                                                                REPORT No
   MATERIAL BALANCE AREA .
                                                          25      ?a                                    PAGE No..        ,.OF .            PAGES     SIGNATURE
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N-56B/ Rev.l (Jan 75)
 ---pagebreak---                                                                                <3 III
                         PHYSICAL. INVENTORY LISTING ( PJL) FCP.M R.QZ/c
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                                                          REPORT No .
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25–27      Number of line Entries, increased by 1 .
    28     -
70–73       Report Number
74-79      Attribute (coded at the IAEA)
 ---pagebreak---                                           ; ; .    1
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                             MA75P.IAL BALANCE REPORT ( MB3 ) FCRSVJ R.03
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                                                        - 40-
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                                          RtSTRICTSD
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 1–2         Country Code
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13-18        Beginning Date of Period Covered (YYMMDD )
19–24        Ending Date of Period Covered (YYMMDD)
25–27        Number of line Entries, increased by 1 .
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70–73        Report Number
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Codes of line Entries (to be used, if desired, as appropriate)
PB                                   RA LN
RA  RF                               LN
RF                                   RA LD
RA RD                                LD
RD                                   RATW
RA  RS                               TW
RS                                   RA EU
RA  RN                               EU
RN                                   RA EQ
RA NP                                EQ
NP                                   RA TU
RA DU                                TU
DU                                   RA LA
RA DQ                                LA
DQ                               -   RA ED ( for decreases in   E
RA FW                                ED      ( for decreases in E)
FW                                   RA NE ( for decreases in   N)
RA ED    ( for increases in D)       NE      (for decreases in  N)
ED       ( for increases in D) .     RADE    ( for decreases in D)
RA NE ( for    increases in E)       DE      ( for decreases in D)
NE       ( for increases in E)       RA ND   ( for decreases in N)
RA  DE ( for   increases in E)       ND      (for  decreases in N)
DE       (for  increases in E)       RA BE
RA ND ( for    increases in D)       BE
ND       (for  increases in D)       RA DI
RA SF                                DI
SF                                   RA BA
RA SD                                BA
SD                                   RAPE
RA SS                                PE
SS                                 • RAMF
RA SN                                MF
SN
 ---pagebreak---                                       HSXKJCTED
     LA:;ATICGJS OP TORI.: R.OI -            CIIWS RÌCPOOT
 1 , 'Form R.01 should bo ai^u foy Inventory Cltance Reports ( ICR ) only.
 The basic version of thin forir;, forci R.01.1 , cons in to of three types of
 entries , i.e. heading inforarition , mate-rial identification and accountancy
 data. In addition , for corae material balance area-j isotopic data will be
provided if so cr.greed by the Parties in the relevant facility attachments .
 In such cases isotonic data are in indispensable part of batch data and
should be reported , For this purpose a second version of the ICR, form              :
R.01 . 2 is available , which has a section headed 'isotopio data' .
        Wherever in these explanations mention is made of foria R.01 , this
refers to the part of the form which both versions have in common ,
 Hea'I in'' Tnfov:;r»tion
2.       'Country' , 'facility' , 'rotoriel balance area' : the name of the country,
the identification , as specified in the relevant facility attachment , of tho
facility and the notorial balance area (J3A) to which the report relates ,
should be eiven,
3.      'Period oovered by report 's when the report covers. an iadividual
inventory change , the date ( dny, month , year) of tha.t change should be given ""
here . In the case of periodic reporting, the period covered (beginning and
ending uate ) should be given,
4.      'Report no.' ; reports for each J.3A should be numbered consecutively,
5.      'Pace No. .,. of ... paces' ; the page number and the total number of pages
should be given, If an ICR consists of several page3 , the heading information
may be omitted from the second and following pages as long as each page bears
a nvœiber end signature .
6,      'Signature' ; each pace of the report should be signed.
l'ater in 1 ( lïntch ) Identification T)sta
7.       'Sntry nuuber't each lino entry in an ICR should have one uniaua entry
number in sequential order. This also applies if a batch is to be reported in
several line entries and if on ICR consists of several pases . Hence , a batch
may comprise several entry nunbars ,
        With this provision any entry in reports from a particular 13A con be
uniquely identified by reference to the report number and entry mraber */, ' *
0.       'Continuation' i   not applicable .
*}           o3so •Corwotlona *.                     .TRIOTED
 ---pagebreak---                                         &&ÏÏÎIÇTED                                        (!
  WL/XATÏXM OF vore: a.ot - XIMWOXR CHA:T<V3 RKPORT?
   1.    Form R.01 should bo inert fo? Inventory Change Reports ( ICR ) only .,           '
  ri'he basic version of this form , form R.01,1 , cons in to of throe types of
  entries , i.e. heading information , material identification end accountancy
  data .    In addition , for come material balance areas in o to pic data will be
  provided if so agreed by the Parties in the relevant facility attachments .
  In ouch canes isotonic data are in indispensable part of batch data and
  should be reported .      For thin purpose a second version of the ICR , fona
  R.01 . 2 is available , which lias a section headed 'isotopic data 1 .
         Wherever in these explanations mention is made of form R.01 , this
  refers to the part 'of the form which both versions have in common .
  Heading In fnm- 1 ion                                                       _
  2.      'Countxy' , 1 facility 1 j 'material balance area.' : the name of the country,
• the identification , as specified in the relevant facility attachment , of the
  facility and the material balance area ( x.33A ) to ,which the report relates ,
  should be given .
  3.     'Period covered by report 1 :      when the report covers aa individual
  inventory change , the date ( day, month , year ) of that change should be given
  here . In the case of periodic reporting, . the period covered ( beginning and
  ending date ) should be given .
  4.     'Report no.' :    reports for each I3A should be numbered consecutively.
  5.     'Page No . ... of ... pages' :      the page number and the total number of pages
  should be given .      If an ICR consists of several pages , the heading information
  may be omitted from tlie second and following pages as long as each page bears
  a number end signature .
  6.     'Signature 1 :   each page of the report should be. signed .
  Material ( Batch ) Identification Data
  7.     'Entry number' :    each line entry in an ICR should have one unique entry
  number in sequential order .         This also applies if a batch is to be reported in
  several line entries and if an ICR consists of several pages .          Kence , a batch
  may comprise several entry numbers .
         With this provision any entry in reports from a particular I.3A con be
  uniquely identified by reference to the report number and entry number             .
  G.     'Continuation' :    not applicable .
  */     see also 'Corrections ' , ,                  t... XRIOTED '
 ---pagebreak--- 9,      'i>oto of inventory ehr.n^e 1 s the flata nhau .ld b« yiven ( rluy,      yapar )
on which the change in inventory occurred or was established .                    '
 10 .  'MBA/facility/country 1 :   this entry should s hov/ the names or codes of the
l~Bfji between which the material waa transferred .        In the case of exports or
imports , if the MBA from which the material comes ox- to which it is' shipped is
unknown , the name of the facility or country concerned must bo reported .
11 .   'Type of inventory change 's     one of the following key words or their codes
should be used in this coltunn in order to indicate the typo of inventory change
 ---pagebreak---                                                                                ms
                Keyword !?             CJKJEICTED'                 ExolnriC'tion
( : ^ecoj.pt foreign
  >
                                       RP          ".Nuclear material imported into the
                                                    United Kingdom .
    Receipt domestic                   RT)          Receipt of nuc.lenr material from
                                                     another 1,3A in the United Kingdom .
    Receipt ot storting point          RS        ' Domestic receipt of nuclear material
                                                     at starting point of safeguards
    Receipt from non-safe guarded      RN            Receipt of nuclear material from non-
    activity                                         safeguarded activity , in concordance
                                                     with Article 14
    Nuclenr production                 1TP           Production of special fissionable
                                                     material j.n a reactor (?u , U<?33 )       ,
    Do-exeiription , use               DU            Roapplication of safeguards on nuclear
                                               '     material previously exempted therefrom
                                                     pursuant to Article 36 of the agreement
    De-exemption , quantity            DQ,           Reapplication of safeguards on nuclear
                                                     material previously exempted t herefrom
                             {
                                                     pursuant to Article 37 of the agreement
    Shipment foreign       ;           SF            Nuclear material exported out of the
                                                     United Kingdom
    Shipment domestic                  SD            Transfer of nuclear material to another
                                                     I.IBA in the United kmgdoin
    Return to 'ore-safeguards stage    SS            Transfer of safeguarded nuclear materi;
                                                     back to pre-safeguardea stage
    Shipment to non-safeguarded        SIT           Withdrawal of nuclear material from tm
    Activity                                          scope of the Agreement in accordance wi
                                                     Article 14 .
    Nuclear loss                       LIT   '       Consumption of nuclear material due
                                                     to its transformation into other ele ;n2i
                                                     or isotope(s ) as a result of nuclear
                                                     reactions
    lleasured discard                   LD *         Operational loss - loss of a measured 0
                                                     estimated ( on the basis of measurement,
                                                      quantity of nuclear material from proc
                                                     essing which has been disposed of in
                                                     such a W9v that it is not suitable for
                                                     further nuclear use
    Transfer to retained waste          TiV          Transfer of measured nuclear material i
                                                      the retained waste category which is
                                                     deemed to be unrecoverable at present ,
                                                     stored at the I-.3A and to be deleted jfri
                                                      the inventory of the I3A
    Re-transfer from retained          F.Y           Re-transfer of material , which had bee: 1
    waste                                            stored at the I.3A as retained waste , t t
                                                     nuclear material . This applies whenev
                                                     material in the retained wssto cate'-oT
                                                      is removed from storage either for pro*
                                                     ssing at the I3A or for shipment fro-;
                                                      the I-IBA .
            T I
                                    RESXgïCTED
                                    -43-
 ---pagebreak---                                                                                fA9
                                            i    I zQ
           Keywords                     Code                          In nation
Exemption . V2Q                         12U        Exemption of nuclear material from
                                                   safeguards pursuant to Article 3 6 of
                                                    the -Acreeir.ent
Exemption ) nuontity                    EQ         Exemption of nuclear material from
                                                   safeguards pursuant to Article 37 o.C
                                                    the Agreement
Termination , non-nuclear use           TU         Termination of safeguards on p. uclear
                                                   material pursuant to Articles 13 nr:d
                                                    35("o ) of the Agreement
Accidental loso                         LA          Irretrievable and inadvertont Icon of
                                                   a knov/n quantity of nuclear matnr.vvl
                                                   as the result of an operational rcc .vlc :;
Transfer depleted to natural           DK          Transfer of nuclear material iron
                                                   depleted uranium to natural uranium ,
                                                   e.g. by an enrichment process
Transfer depleted to enriched          D2          Transfer of nuclear material frou
                                                   depleted uranium to enriched uranium ,
                                                   e.g. by an enrichment pz'ocesa
Transfer nntural to depleted           ND          Transfer of nuclear material fron
                                                   natural uranium to depleted uranium , '
                                                   e.g. by blending or irradiation
Transfer natural to enriched           1IE         Transfer of nuclear material from
                                                   natural uraniiua to enriched uranium ,
                                                   e.g. by an enrichment process
Transfor enriched to depleted          ED       . Transfer of nuclear Materiel frcn
                                                   enriched uranium to depleted uranium ,
                                                   e.g. by blending or irradiation
Transfer enriched to natural           Ell         Transfer of nuclear material from
                                                   enriched uranium to natural uranium,
                                                   e.g. by blending or irradiation .
Shipper - Receiver Difference          DI          Shipper/receiver difference «• the
(s/a d ) -                                         difference betv;een the quantity of
                                                   material in a batch as stated by the
                                                   shipper end as measured by the operator
                                                   pf the receiving material balance area .
ïïebntching plus                       R?          Increase of the quantity of a batch due
                                                   to rebate /ling.
Kebatching minus                       301         Decrease of the quantity of o on ten due
                                                   to rebatching.
                              fcfcilSîCTED
                                   -44®       :
 ---pagebreak---                                         ρί,ζ"Γ,!*\? Λ"'Γ ΡΝ            .                    ·/
                                                          J                                  ( 5o
    12#   'JC.IP Code 1 :  the name or code should be given of the flow key measurement          -
  _ point v/ licro' thy batch reported viae nSfOfjnred , received or a binned .
c
    13 .  'Name or number of batch 1 : . the designation ( marking ) of the batch reported
    on should be given.         This is particularly important if item accountability is uoc-d .
    14 . 'Number of items in batch 's         trie number of similar items of which the batch
    consists should be given , e.g. the number of drum , fuel rods , containers .
    15 . Material description' :         this entry should bo used to describe the nuclear
    material by the use of four keywords or codes :
         ( a) First and second keywords :
                 First Keyviord                Second Keyword              Code
                 solutions                     nj.trate                    LN
                                               fluorides                   LF
                                               other                     • L0
                 powder                        homogeneous                 PH
                                                heterogeneous              PiT
                 ceraraics                     pellets                     CP
                                               spheres                     es
                                               other                       co .
                 métal                         pure                        HP
                                               alloys                      MA
                 fuel                          rods , pins                 ER
                                               plates                      EP
                                               bundles                     EB
                                               assemblies                  EA
                                               other                       EO
                 sealed sources                                            03
                 small quant ities                                         SS
                 samples ,
                 scrap                         homogeneous                 SH
                                               heterogeneous               SN
                                               ( cleanouts ,
                                               clinkers , sludges ,
                                               fines , other )
                 solid v/a s te                hulls                       AH
                                               mixed                       AI.Î
                                               ( plastics , gloves ,
                                               papers , etc )
                                               contaminated equipment      AC
                                               other                       AO
                 liquid waste                  lov/ active                 Yrli
                                               médium active               YiTtI
                                               high active                 Vi'H
                                     BESmiCTEO
                                                -45-
 ---pagebreak---                                                 RïSXR'CTED                                           ^
          (b ) Third keywords       this koyword specifios t'no typo of container ( items ).
                «
                 Ono of the following words or codes should be used :
                Keyword                         *•••     Code
                cylinder                                 C
                                                         C
                pack .                                  P
                                                        P
                drum                                    D
                discrete fuel unitsfi/                   S
               bird ca«;e                               B
               bottle             ■     '     ■         P
                Tank . or other container T                                      '
                other                                    0
                                            Ν
        ( c ) Fourth Keyword ;       for further characterization of the material , one
               of the following words should be used :
               Keyword                                  Code                       .      .
               fresh nuclear material                   F
               irradiated nuclear                       I
               material                   '
               retained waste                           Y.r
               irrecoverable material                   11
               recoverable material                     R
*/ For fuel only;           The keyword denotes that the number of items reported is
      the number of discrete fuel units , a3 identified by the second keyword ,
.Accountancy ""nta
 16 .   'Element 's      the element name or code of the quantities given in the subsequent
columns should be given .           The following codes should be used :
                                                        Code
                  depleted uranium                      E
                  natural - uranium                     N
                  enriched uranium                      E
              ' plutonium                               P                     -                           ;
                  thorium                               T
                                                                                %
        The element code to be reported . in the case of a category change ^ inventory
change code in , 1)3 , ND , ITS ,                  or.!3IT ) is that of the 'higher' category (3>!T*-p ).
 17 .    'Weight of element 1 :      the v;eight of the element referred to in the previous
paragraph should be given ,, rounded                         if desired to the nearest integer of the ur.i-
 as specified in the next colurn .                    These units are :
jj/ rounding :         digits 1-4 should be rounded off
                       digits 5-S p' -iuld - be-rourried up
 ---pagebreak---                                                                                ftrc
                                                   J N.jj     Il UiC-J -                    Vj jl
          ( a ) Grans of pluf;oniv;:i ;
          ( b ) Grams of total uranium for enriched uranium ;
          ( c ) Kilograms of thorium , natural uranium and depleted urnniuin .
         For reporting purposes the weights of individual items in the botch should be
 edded together before rounding to the nearest unit */.                                             !
 10 .     'Unit - KCr/G'j   the unit used in the previous column should be given .
 19 .     'Weight of fissile isotopes' :       for enriched uranium ( element code E ) the
                                                                                */
combined weight of the isotopes U235 and U233 should be given rounded –' if desired
to the nearest gram .        For other categories of uranium ( element codes N and ])) the
weight of fissile isotopes may be required if so agreed and specified in the relevan
Facility Attachment . '                                                                             |
20 .     'Isotope code' :    to indicate the kind of fissile isotope of which the weight            1
is civen in accordance with the previous paragraph , one of the following codes
should be used :
                                                          Code
        Foi: fissile isotope content of
        U235 only                                         G
        for fissile isotope content of
        112 35 plus U233                                  J
        for fissile isotope content of
        U233 only                                        K
21 .     'Measurement basis' :     this column serves for the indication whether or no „ the
reported batch data are based on measurements made at the MBA and , if not , what they
arc based on .        One of the following keywords or codes should be used :
             Keywords                        Code                           Explanation
measured                                     M              the batch data are based on measure
                                                            ments made at the 1,3A , including
                                                            on its boundary
measured elsewhere                          N               the batch data are based on measure
                                                            ments made at another I. JBA
tagged                                       T              the batch data are based on measure
                                                            ments previously made at the same I.3A
                                                            end have been reported for that 13A .ii
                                                            an ICR or PIL end the measurements he*
                                                            not been repeated
labelled                                     L              the batch data are based on measure
                                                            ments previously made at another 13 A
                                                            and have been reported for the present
                                                            }/3A in an ICR or PIL and the measurers
                                                            have not been repeated .
        In the case of a category change ( inventory change code DN , IK , 10), ITS , 37)
or F.Ii ), the . measurement basis code is K.
*J rounding:        digits 1-4 should be rounded off
                                should i-o " rounded ud '
 ---pagebreak---   22 . 'Cor.ci.vG note' : not a,-iplicablc .                    <i £fJ                       [53
  23 .    1 Correction 1 : this colunn ia used when it . in necessary to correct, en ehtiy
^ in an earlier 3'CR , by giving the number of the earlier report and that of the
  entry therein which needs correction .          The remainder of this line should give nil
  tho information in respect of thic entry as it should now read so that tho entire
  line of the original entry is replaced . If the correction consists in adding one or
 more lines to tho original report , the line numbers indicated jji these columns
  should be the numbers of the last entry line in the original report plus 1,2 , etc .
  ( up to and not more than 8 entries ).        If the correction consists in deleting a
  lino , the original entry should be replaced by a line containing zero quantities .
 Reasons for corrections should be given in concise notes .
  Tnotoro'c Tinta
        Paragraphs 24 to 23 refer to the version R.01 . 2 only,
 24 . • 'To entry number 's      in "this column the entry number of the related batch data
 should be repeated in order to permit the related data to be connected ;             thus ,
  uranium and plutonium must be entered on different lines , with a reference to the
 respective line entry above ,
 25 .   'Contin .       not applicable .
 26 .   '^U233             • i3    242' :  the weight percentages of the indicated isotopes
 should bo given as specified in the relevant Facility Attachment ,
                   - For the application of isotope correlation techniques an accuracy
  of at least two decimals is required ,
 27 .    '].'eesuromont basis' :   see paragraph 21 above .
                                               N-
  2B ,  1 Correct ion' :   see paragraph 23 above .
                                                       1      .                   -
  EXPLANATION OF F0R1I H.02 - PHYSICAL H;V33;TTORY LISTING
  29 .  This report form should be used for Physical Inventor;,' Listings ( PIL ) only.
  To each I.Viterial Balance Report or set, of material Balance Reports pertaining
  to the some period a Physical Inventory Listing is to be attached . Since the
  information to be given in fom ft . .02 is specified in the same way as that to be
  given in R.01 , the explanations in respect of form R , 02 . consist of references to
   the relevant paragraphs of R.01 .         ~     .
   Heading Tnrorrlation                                                               •
   30 , These items are to be handled as those for R.01 :           see parp /raphs 2-6 ,
             t
 ---pagebreak---                                                           PPSTP^'rrirv
                                                          ij.Uv.ii.vv'     i i'D
                 OVitch ) Tflr.nt.lfJcf.tJon îvita-
 31 .      'Entry no . 1 1   aee paragraph 7 .
32 .      'Continuation 1 :      not applicable .
33 .      * KI.IP Code' 1   aa in paragraph 12 , but for inventory key meaaurecent point .
34 .      'Nama or number of batch 's         see paragraph * 13 .
35 .      'tfuwbor of items in batch 1 :       seo paragraph 14 ..
36 .      'J-iaterial description' :       seo paragraph 15 .
Accountancy Data
37 .      'Element' :      aee paragraph 16 .
38 .      'height of element' :        sec paragraph 17 .
39 .      'Unit KG/G' :      see paragraph 18 .
40 .      'Woight of fissile isotopes' :          see paragraph 19 .
41 .      'Isotope code' :       see paragraph 20 .
42 .      'ïvïeasurement basis' :      eee paragraph 21 .
                                                                   1   -
43.       'Correction to' :       see paragraph 23 .
BXPLATTATIOriS OF FOIL" R.03 - T.TAT5RTAL 3ALAITC3 REPORTS
44-.      Thi3 report form should bo used for Material Balance Reports ( l.'JJIl ) only.
Sinco the information to be given in form R.03 is to a large extent specified
in the came way as that to be given in R.01 , the e>:p lariat ions in reapect of
forra R.03 consist of references to the relevant paragraphs of foria R.01 .
ITQTi"? :    Unless otherwise indicated in the relevant Facility Attachment , separate
HBRa shall be prepared for each category of nuclear material as listed in para
graph 1 6 above .
Hesain.'' Info rrrnt ion       J
                                                                     I
45 .      Those items ere to bo handled as for fora R.01 :               see paragraphs 2-6 .
Colinnn ])3r3criT>t îon
46 .      'Entry number' :       see paragraph 7 .
47 »      'Continuation' :       not applicable .
40 . 'Entry name' : in this colu.'nn the following keyword or their codes should
be used , in the sequence indicated as applicable for the type of ISA in question:
                                                              sBsmcïnù
 ---pagebreak---                                      ^IRIÇTED                                              (55
           no ywards                        GoclO                         Explanation
  Beginning physical inventory             PB          Beginning physical inventory should be
                                                       equal to the ending physical inventory
                                                       of the previous report .
  ( Inventory ch,m;;es : for keyv/orda                 For each type of inventory change > as
. and cod^,3 re la tins to various               • •   applicable for the 1.13A in question , one
  types of inventory cinn^ , see                     • consolidat3d entry 3hould be rcado for the
  paragraph 11 of those explanations ,))               entire reporting period ; list first
                                                       increases in the inventory and then
                                                       decrease therein ; - receipts of nuclear
                                                       piaterial at the facility should be
                                                       entered on shipper 's data .
                                                                                χ
  Adjusted ending book inventory           BA          Ending bocl: inventory including S/PJ)     .
                                                       ( if applicable ).
 Ending physical inventory                 P3
Material Unaccounted For (MUF )            MP
                                           I.tP        Material unaccounted for - should be
                                                       calculated as the difference betv.'ssii
                                                       adjusted ending book inventory and
                                                       physical inventory.
 Rounding adjustment                       RA          Quantity required to make the roujvaed sun
                                                       equal to the era of the rounded term .
                                                       Thia is given only for the adjusted
                                                       ending book inventory.
 49 .   'Element' i    cee paragraph 16 .
 50 .   'Weight of element 's    see paragraph 17 .
 51 .   'Unit KG/G 1 :   see paragraph 10 .
 52 .   'Weight of fissile isotopes' :       see paragrah 19 .
 53 .   'Isotopo Code' :    see paragraph 20 .
 54*    'Correction' *    see paragraph 23 .
                                          -so- ■■'•■STR'CTED
 ---pagebreak---                                           PPcrmr-Tr,^                                    ' ( 5£
                                                     K [,'W
           Code 11           PROVISION OF INFORMATION BY THE UNITED KINGDOM
                        IN ACCORDANCE WITH ARTICLE     14 OF THE AGREEMENT
                     Kefer'ence
                     ( Arti cles )                                            Time limit
Code                                                        Subject
          Agreement        I  Protocol
     I ■ ■
                                            I
                                                                                !
11.1       1 ( O9 , H                           Despatch of advance          To reach the Ager«
                                                notification of withdrawal   and the Community
                                                of nuclear material from f    10 days before th
                                                                             material is to be
                                                the scope of the Agreement
                                                for national security         withdrawn unless
                                                reasons .   See Code 11.2    otherwise specifi
                                                                             in the relevant    :
                                                for details of information
                                                to be transmitted .          Facility Attachée
       Note        Information included under Code 11 shall be treated as confidential-.
                                       RESIRLCIËD
                                              -51-
 ---pagebreak---                            RESTRICTED
Code 11.2 - Model
Agreement Reference
(Articles )
   14
INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION OF INTENDED WITHDRAWAL
OF NUCLEAR MATERIAL FROM THE SCOPE OF THE AGREEMENT FOR NATIONAL SECURITY
REASONS
      (l)    Material Balance Area Code
      (2)    Installation                                  s   .
      (3)    Quantities
      (k)    Chemical Composition
      ( 5)   Enrichment or isotopic composition ( if appropriate )
      (6)    Physical Form
      ( 7)   Number of items
      (8)    Description of containers and seals
      (9 )   Shipment identification data .
      ( 10 ; Date of notification
      ( 11 ) Name of authorised person, on behalf of United Kingdom
 ---pagebreak---                                                                                ^
                                                                                •'ν ν'ί'7'Λ
                                                                                ι ' ■»' I* » .-ν..·»·^ - ϊ :
^STTHOim subsidiary Lh:c.::oz.-3:v:z                                                         ι·'·
                                                                                *Λ.Ι.·<0.1ι 1 >>· ·■» ί               »
                                    PA.1T (Annexai ( a ) )                                                                                . -{ 5Z
            UNITED KINGDOM FACILITIES LIST
  '■$ Provided, in accordance with Article 1(b ) of the Agreement between the United
            Kingdom of Great Britain and Northern Ireland , the European Atonic Enerry
            Consunity and the International Atoaic Energy Agency for the application of
       • Safeguards in the United Kingdoa of Great Britain and Northern Ireland in
            connection with the Treaty on the Non-Proliferation of Nuclear Weapons
            Signed in Vienna on 6 September 19?6»                                                         .                                                ' .
            BHITISH 1ÎUCIEAR FJELS LTD
                   | 1 ' ' '    .  I.' ■ ■ 1  1
         • British Nuclear Fuels Ltd Vindscale Works
            Sellafield • "                                                                        "                                       .
          • Seascale               *                                                                                .
            CUMBRIA CA20 1PG               1              •                   '
        . British Nuclear Fuels Ltd Springfielas Works                                                 .                                               . '
            Salwick         ■ ■   . '
            PrestonLANCASHIRE mk OXJ
                                                                                • •                                  '                      *      *
            British Nuclear Fuels Ltd Ca-penhurst Works
            Caoenhurst                              -                           *                                 ·                                             *
            Chester             . 1 -        ■              '                      .
            CÏÏESIIXRE CH1 6ER                                              •                                                .
                                                                       * •                                      >                  . .
            British Nuclear Fuels Ltd Chapelcross Works
            Annan               ...
            Dumfrieshire                                            '
           SCOTLAND DG12 6RF                                          . •        .                                                   .
       . UNITED KINGDOM ATOMIC ENERGY AUTHORITY
           UKAEA Atomic Energy Establishment Winfrith
      • Dorchester
            BORSSI 1>T2 3DH                     ,                         ,                                                                 •'     '
            uKAEA Windscale Nuclear Power Development Laboratories
      ' Sellafield                                                                                '
           Seascale                                               .     .
    ' CDKBRTA CA20 1PG                                          .
           UKAEA Dounreay Nuclear Power Development Establishment
           Dounreay                                           -                                                                                .
           Thurso                                   .               .                        -                     •                    .      .
           CAithness                                    .
           SCOTLAKD KWVf 7TZ "                    .                                    ,             '                                                           *" -
           UKAEA Springfields Nuclear Power Development Laboratories
           Salvick                                                                                -
           Preston
           LANCASHIRE PR*+ OXJ
                                                                                • •           "
                                                                                *
i          UKAEA Atonic Energy Research Establishiccnt Harwell
     ' Harwell                                        .                                     . ,            * .
           Didcot                               ■'
           0XF0RDSHI3E 0X11 ORA .
 ---pagebreak---             '    •   .     RESTR1CTED
                              »
       »
                                                          i
  CNRRPAL ETJSCTPTCTTY C~RR3ATII.'G BOARD
  CEGB Bradwcll Nuclear Power Station
  Bradw'jll- on- Sea
  Nr Southainster •                       ■   . .
  ESSSX    CKO 7HP
  CEGB Berkeley Nuclear Power Station
  Berkeley
  GLOUCx-STERSHXRïï GL13 9PA .                        .          \
  CEGB Berkeley Nuclear Laboratories
  CEG3 Research Departnent                                , •
  Berkeley
  GL0UCS5TERSIiIR3 GL13 9PB
                              •
  CEGB Dungeness 'A' Huclear Power Station
. Roanoy harsh.
' KEHT TN29 9P?
  CEGB Eungeness " B * Nuclear Power Station
  Romney Harsh               -–                     f   •
  KEÎJT TN29 9PP        "         •
  CEGB Hartlepool Nuclear Power .Station
  Tees Road
  Hartlepool
  TEESIDE TS25 HBZ
  CEGB Hinkley Point 'A' Nuclear Power Station
 'Nr Bndgewater
  SOMERSET TA5 1UD •
  CEGB Ilinkley Point 'B * Nuclear Power Station
  Nr Brid£ewater
  SOMERSET TA 5 'UD
                                    ê   ■
  CEGB Oldbury Nuclear Power Station
  Thornbury
  Nr Bristol                          .        .
  AVON BS12 IRQ
  C JLGB Sizewell Nuclear Power Station
  leiston
  SUFFOIK IP16 4UE
  CEGB Trawsfynydd Nuclear Power Station
  Trawsfynydd
  Gwnedd                        _               , ,
  NOIÎTH VALES LIAI bUS
  CEGB V/ylfa Nuclear Power Station                          ^
  Cacaos Bay                                               f
  An^lecea
  Gwnedd                 . •                '                  '
  KOilTil VALES lib? ODH-
 ---pagebreak--- SOUTH or scori.»;:p EIIX;T?ICTTY BOARD
SSE3 Hunterston 'A * Nuclear Power Station
West     K.ilbride   •        •             ■
Ayrshire               .                            :               .       .
SCOTIVJiD KA23 $>0.T                '                                                            ■ *                     |
SSE3 Hunterston 'B' Nuclear. Power Station                      •                                                         I
West Kilbride                                                                                •                |
Ayrshire
SCOrLAN'D KA23 9QT
wny-^siTiEs
University of- London Reactor Centre                                                   "       '
Silwood Park Simnin£hall                        .                       •
Ascot
BFRXSiŒRE SL5 7PÏ                                                                                . ■
Queen Mary College Research Reactor
Umversity of london                                                                                . .   •
Mile xjad Road                                                                 .                                        • i
ÏAMDON E1 kUS                 *   .                    '                                              ••     •'
Scottish Universities Research and Reactor Centre
East Kilbride                 ...                                             • '        '   '                        ■     i
GIASGOW G75 OQU                         .                                                                 .                  ,
Universities Research Reactor Risley
Universities of Liverpool and Manchester
Rj.sJ.ey
Warrington                '
CBESIIIKE WA3 6AT
FIRMS
       *                                                                  *                                                    I
Imperial Chenical Industries #Ltd Triga Reactor
Petro chemicals Division
PO Box No 2                                                   V
Orcanic' Houee                                       •        ,                    .                    .
Billinjham                                    . .                                                            *     '
TEESID3 TS23 1JB                                  -      .                       .   •
CSW Engineering Ltd
11 Haxted Road
Hemel KeciDGtead                                            -
HERTFORDSKXRS
Pickford , Holland & Co Ltd                                       #                                .. •
Hayes Lane Works                                                      .
Ifi'C
Stourbridge                                               *                              .• . .
VEST HIDLANDS.DY9 8PH       •   •     '   .
NOTE
Article 1 of the Agreement provides that certain facilities or ports thereof
in the UK may bo excluded at any ti:r.e for national security reasons .                                          Ccrtai
parts of scr.e of the above facilities are excluded frcm the scope of the
A/rrcfcir.cnt for such reasons .                                  -
 ---pagebreak---               kj v , JL i>.L2i i V 1 Miilüii G^I'JillillS
                                        Innex 1(1))/      îTvL»*/ k àSj        y
LIST OP FACILITIES Itf TEE U1TITED KINGDOM DESIGNATED
FUnSUAIJT TO ARTICLE 78(a ) OP THE AGESSl-EiiT
                                      1
                                                          RPST^  il
                                                                       ifTPH
                                                                      j v,_3» ji is=M
 ---pagebreak---                                                                                SUBSIDIARY ARRA-TGEMECTS                          ^ - .• > ' .->•* ..
                                                                                '–:                               K tb, i * I :                        -
                                                                                GEI;5j?AL iPARP :
                                                                                ■ ( fonex ïï )
                                                   ASVxS ,                  indicative questiokaire, referred TO Eff ARTICLE' II
                                                   TO BE S?^PPnSrSH2LAnDTi!S                       pIDIpATES THS DESIGN AND- OTHER INFORMATION
                                                                 PROVIDED FOR THE PREPARATION OF FACILITY ATTACHMENTS
                                                    .•    ' ■'^ ;              ' A# '1TEACTOR FACILITIES                                         '■                             :
                                                                                iDato of information
                                       /
               _ ■ IDENTIFICATION OP THE FACILITY                                                              V • ;V; f                                                      '0 .V.A                             V •
                                     •             Ñamo                             •'                                                                                •         .
                         2. •             .•       Location .                                                                         •' /                                                                              •
        ■                 3*                •- ..Owner ( legal )y responsible body )                                            '                                                                    ••
      '                  4»                        Operator ( legally responsible. "body )                                                                                . *           •'
                       '5*                         Present fitatua ( in operation or . expected date of start of operation )
                                .7                 Purpose and typo of facility                                                                       '          '             •                               '        -
                      '^*.,7 . Operating mode of facility influencing itc throughput ,, ( Shift system
                  ' •            « -• •            adopted., ' approximate days of operating time per year, . eto . )
                '• '     ft        ' "* '                                                    '                                                                                '
                                                . Layout of facility &ito , . Map showing porimotors and promises of the
  . .                                             facility in the form of a eito layout } • buildings , roado , rivers ,
             '                     v\ '                           af      etc ,                           '/ * ■ .                 :                  ;7               • .          .
   '•                           ■ . . . I??Qui of facility r-                                       '                _ . ••                                          v - . ; 7.:                                     ..
    -' :                                          ( a)               structural containment , fences and access routeoj •
                                                 ,(h )           ■ inc-oming material " etorago area :                                                  ' ■/"
\7 \"v. -                                    •' (6 )                 reactor area ;                           . - 7 . • .. .                             • < .777'.; ' ;" V.                        •' 7 "
          ■ ·..·            · '· '· - ν·          /.,ν                                     !             .              .· .      ■■           ·      · '·            ... . ·'· .      ■■■ · - .        . ·· .■
   '•••                                                              tost and experiment area , laboratories }                                                     '             . 77 .
                                                • i® /             . outgoing matorial storage areaj                                      _                                                                      ' -
                                                  (^).               nuclear manorial .waste disposal*,                                        •                                       :                 -
                   '                              Additional icain facility data t
•                                              . ( a)                rated thermal output per reactor for continuous operation ;-
   ?       *           :*x                                                  .                                                                                V*'
                                                                     eourco and epooial fissionarlo mo.torial ;                                                '        ' ■
.• ' •*.•. ••                                     (°) ,              ìnitial coro oririchments ;                                   • •^
                     • ,;- v                      (à ) .            modorator -                                              'v                                                       •' '*                •'
                                                                 [ COolant . 'V                                 ^                           . •' ■; 1                                         v'.            ■     •.
                                                             ' •    . • ...   • • i \ r ^ ' >t V      V <* .? 1    -                  V      .      •
 ---pagebreak---     ; • CENKVJ. ARRANGEMENT OP THE FAGTLITT INCLUDING FEATURES EEUTJtfG TO KJWSRUU
   . . ACCOLCTAPOY , CQSTAJKXEU? AND SURVSILUXCB • •                           • ....: •                ...
                                                                                f •
                                                                                ••       .• •
                                                                                • ?'
                                                 #/
      • Description of Huclcar Mate rial– .                                            •                         ♦'
   • llf Fuel element ancl/or acaowbly outline drawing in sufficient detail >o
        indie.?/- o cenoral etruoture with ovara.ll dinonsiono . (Sleme&t io the                                                    ' .
     • emalloi»* containod fuol unitj aBeeciMy io the cotifoinpAìon ©f 'elemento te
        & AoiKuiug univ uuch aa cluctox1 or bundle# Provioiows iToj* olcjnenl €otch«oago
        ohould be chown if applicable and indication givea if thin is foreseen io
        oo & routuio operation# ) .           •         •    ;..v                                    v         ' v - * ' . *■ -/ #
        12# Fuel notorial –/ ( including nucloar Material in control or shia
       esoeiublf.aa if applicable )*                                                     ..                                       .
         •                            *•         ••               . • . •.                 ' •••
' j" '•.(*) chemical composition or majof alloy oor.stituentcj '
       • , . 00 «»veraffo enriohwent par assembly j                      '      '/                                ' . '; : •
  * .          (o) nominal weight of fuol material pojp aoeewbly with design
                    WCÏWJ08S»            ••         •*.                            •. •         V . ■ ,       : «■     •.
   . 13*      Claddin£ material ««–'                            •                                    .
                                                         •                           *
  • 14. Hothod of identify inc*: individual fuel ©lesionta and/or ooeeiabUeo if "
; applicable,                                  •      . j...                                                               ;   . 'v
   •                                                                                •
      15. Other nuclear ratorial used ia the facility (stat'j brief3jr watorial, '
 _ purpose and way of Uoing Material , q,g. booster rode)#
     y'iov? of Ifyclear Mater ial                                          •
      16» Schematic flew sheet :for the nucloar aatsrial showing pointa whore
     nuoJ.oar «»atori&l io identified or m&acured, oaterial balanco aroao and '
     invontoxy locations usod for material balance aooouiitaiicy wvJl coticated •'
• roneo of inventorioo of nuclear jaatwial in thouo areas under noraal '
'.oparating condition»#              > . ' *•     '                              '
                                                                             •       ■■■ * ■                .
             Itomo 11-14       to be oj-icwered for oaoh typo of assembly in the '
           . iaouity . • ierusanolo^y oonsiotont witJj 11 ohould be used#
             VQ. bo provided for thoae typeo of fuel for i/hich non-dostractivo ' '
             icckniciuaa ior nuclwor aaterial uonay- are available#
 ---pagebreak---                                             ■ ■                                    :v
                     ■ ■■ ■      '                                                   \                                 v
    17« .Expoctocv , nominai Ifuol cycle data includine ( as applioabie ) i , .
    -            ( a) roaotor coro loading; 5 ' • ■ ; " .                                            V'                                 ;V,v-
    •'           (h) ©xpeotod lnxxm-upj' •             '/ •' ■ v-:' ■
                 ( c ) annual refuelling amount } •'                                 v: ,                                             •. V
      . •.       (d ) arc fuelling: interval ( on~load or off-load) }                                   • •'           /                  ; '•
             ' (f) approximate forecaot of throughput; and inventory and of receipts
                       . and ohipinento.'       'm -               ... .       j .- •                                                 •           -
  H.-w' lin / if of Nuclear Material                            .                   • ■"» .        ..
    18. Layout and general arx*angement drawings of fresh , fuel storago , and
  Aorcription of packaging of fro oh fuol .                                                               • '      '■ ■                         •
    19 . Layout and goneral arrangement clravfingo of feoh fuel preparation
   and/or aoooy room " and reactor loading area,
                                                 T*                      '                       •                       •  "
 20. Gonora.l arrangement drav/ingo of fuol transfer equipment for freoh and
   irradiated fuel , including refuelling toachinea . or equipment .                                                          ■
         . •  .               "    .             n   ■       "
 21 . Coneral arrangement drawing of reactor vobgq I , location of coro and
  openinga in vesco.1 , method of fuol handling in veaool .                                                  '
,22 . Sketch of coro , ghowing the general disposition , lattice , form ,
  pitch and dijr.onaiona of core , reflector, location , chapes and dimorisiono 0
   control olemanta , experimental and/or irradiation positions .                                                                  .•         . v
  23 .           Number' and oizo of channels for fuel elements or aceomhlioa and for.
    oontrol elements in tho coro#                                                                     i : - . '. V
   24» ' SpGï\1i fUG 1 S"t 0I*£Lg6 }-                                  1     '   •* * ■l' ; j • "V , ■ * * v              '     ; '
                  (0,) loyout rnid genoral arrangement drawings ;                                                 •'                           '•
                . 00 mothoa of storage ;                      • ■          •        •■                               t *. r       ■ y
       •          (o) design capacity of storage ;.                                            \               ' '•
 .            '• (d ) ^ equipment for handlijag irradiated fuol }                                                •' .                   ••••". •
 :                ( 0 ) minima,) cooling time "before shipment or irradiated fuel';
  .               (^) ilvhwin^ &nci doocripl-ioh cf shipping caok for irradiated fuol
                            ( ao inquired to oxplor^ t)io p'owoi'biXity of . coaling).                                          ,
 ---pagebreak---                                   •••■    : RÉSISICTED                                                             ^ ■•■(fe
 25, Wuclo ax-' material touting area ( if applicable ) »                                                               ',          '
 .• '       ( a) brief description of tho nature of the activities performed ; '
            (b ) . doBCription of major equipment ( o»g. , hot ooll , fuel oloment
      . 'J            dooladding and dissolution equipment ); ...                                                . 'v.-.'
    • . (o )          doncription of chipping" containers for nuclear matoriai and
   , ;              • paokaging of waste and scrap ( as roquired ,to* explaro the . . . • •
 . '                  possibility of. sealing).                                    ••              *«' ••• • '• '
            (d)       storage of unirradiated and irradiated nuolear material ; " *                                               .
           (o )       layout and* gonoral arrangement drawings for the above t - if not
              . •     covered elsewhere ,                                                   ^                                    •
Coolant Data                       ,                        .             ••                                        : • ' •*
26 .       Schematic coolant flow diagx'ama as required for heat "balance                                                       . .
calpulationc ( indicating pressure , temperatures and mass flow rates at
najOi" points ),                                            •                         -                           \
HUCLEAR MATERIAL ACCOUNTAKCY AND CONTROL
                  t                                                                       .
27 • Nucloar matoriai control and accountancy cyqtem (describo item and/or
mass ac cow.it ori cy system , 5j>oluding relevant asGay measurement methods used
with assessed aocuracios supplying specimen "blank forme used in all ;
control and accountancy procedures ). Length of preservation of such
records should be stated*                                     " " ;.         .          •     ■ ••.•        ••      •
OTHER I7IF0RMATT.0N RELEVANT- TO APPLICATION OP SAFEGUARDS                                     ■               ■
           \                                                                              *               .
28,. . Organizational structure for tsaterial accountancy and control .
2$ , Information on tho health and safety procedures which the Agoncy Bhall
observe and with which the . inopeotors shall comply at tho faoility .                                                       .»
                             ■' · / * ; "  '· ί . ·[ * ·' "V         ,. #
                                                                               ' ι
 ---pagebreak---                                                                                \
                                 • ï                                                                                . \
                                         B»' ■" CRITICAI. Ali» ZERQ.'ENERCff FACXLITIES '                                                                                ";V                             ••
                                          C .•    '                                   V"-         i)ato of information '                                                                                •;
           IDENTIFICATION     JIOH   OF ' TH3 FACILITY'                             ; ; ■:'.//                                                                                '•
        ; !• • Kamo • • •                    ' •' ■"■              VvY-' ;• T
           2 » . Looation                                                                                s -;^. -v
                   ' Oirtisr. ( loyally reeponoibl© bo3y ) •'                                                                                r' .                                   vV
   . .               Operator ( loyally rosponsible body )                                                              ' ;                      V.-"-' ' .'."V'Vw
           5„        Preoent status ( in op3ration or expected data of start of operation) "; j                                                                                »
           6 * -. Purpose and typo of facility , '                                                                           .. V\*                                                 . .
      - '7 . Oporating mode of faoility influencing its throughput ., ( Shift system                                                                                •
     '* adopted , approximate days of operating time per year oto ,) '
         • 8.' ' : Layout of facility eito . Map shoving perimeters and premise® of the '
           faoility in the form of a site layout } "buildings , roads , rivoro , railways , ■
   - '•9 «          "Layout of facility !                        - •                                           »?.                                 ' • 'A •
                     ( a)    struct\iral containmènt , fonces end access routes ; <                                                                                . r""' .                            j,
           :> •      (b ) nuclear- material storage aroa(o ); .                                                      ..                 ': . v                               'i' ■' . '■ ■ ■
  •'              ' ( °5 -fuol ©lement aseembling arca » laboratorios , oto .;                                                                                . ; r ./i
                     (d) oritical aeeembJy proper–' *.                                                                             ;-V7' : '"'."V •;<;                                           ' ■
       > 10*         Additional main faoility dataci                                                                                .
                " .( a) roaximura expected ornvziing power and/or neutrosi 'flux;                                                                                V:' .                -                     •"' »
; ' " .' , v. .'(b) main typo(o ) of nuclear notarial and enrichment ; .                                                                                .
■                   '(o ) moderator ;                                   3-                                               ■".VV- '"'V, .r                              v.-''..
                     ( d) * roflootor , blankot;' - •=                                                     .• ".y. %'/ • v . <"                              - f;
                                                                                ,i-«                                              r.                                •"i:'-            -. 'i        V
                              .        .                         "                                                 *  •                        '               » .  ■                   * •
           tJ        '^°        pi'ovidsd for each> oritioal assembly ' if taoro thoA* one in tho-                                                                                ;
                     oritioal1 faoility , .....                                                                                r.;.A          ..
            ·'                       ■ ··· I ;         λ             •••.; ·'····.·       ····,:'·' .   . '■··'                 Λ·Ϊ : -■ ·. '· ·                                 ν        :      ·.
                                           "        ··· . · ·' -ν-·     Ε " ·' !               ΐ·.ν··''· .                               ' ■     .    ···.·:., - Λ· ;"                      :       .
 ---pagebreak---                                                                                y .,.;
    GENERAL ARRANGEMENT OF TJD3 FACILITY" INCLUDING FEATURES JULLATINO TO MATERIAL
    ACCOUNTING CONTAINMENT AND SURVSI LLANC13 • . <•
    pa ncri. pt ion of Nuclear M.vtorial                                                                                '■
    11 .           Description "by moanc of drawings or othorvioo of all nuclear material
    in facility showing t                                             ■                   ,        ' • •                                                                                '
              / ( a)            all types of unite including normal handling units';
  .     .         .,.»«•/
 •         -       (b )                chemical composition or' main alloy constituents ;                                                                              '                  .
                   (o)' form end dimensions ;                                               •      -•*         •- •••*? y               '••i.      '.
                   ( d ) enrichment ;                                               - '•         *                    :                        .    '•                                      ••
                            ^ /
                   (o)                    nominal weight , of nuclear matorial with design tolerances ;
                   ( f) –' ' oladding matorial ; and                                                                      ;         ;                        • •»,                       . .
                   (g ) mothod(s ) of identifying units *                                                                   ,                                                       '• • .
    location ©:n& Hp.ndlin#f of Nuclear Material
   L1LIIML )- »!- ■ " I   mm II     ■     I     -    -| •" I "I I ~ -       "                             '
                                                                                •    ■        t
    12 o          PoBoription "by means "c                                    layout and general arrangement drawings o ?
■ otherwise of :                                                                                .          r               .          .     *                      .
                  ( a) nuclear material storage and assembly areas and critical                                                                                '
                              assembly ( ios ) proper ( inventory looations );
                '       .                                             π                                           ' ·.                                                                                ,
            '     (b)         the estimated rajige of. inventories of nuclear material in thoso
                        Λ       ι «               *»    I        «                 Α    ·             I      ·          Λ                4                ·       ·   «    4   .                    ^
                                            . .                       -                       •                       .             '•     .     .                       ...
                              locations ;                               .         ■                                         .....                          •
.                 ( o ) the physical arrangement of equipment used for. assembling ,
                              tooting and moaauring nuolear matorial ;                                                                   and                                           .        •
       .          (d ) the routes of nuclear material *                                                                                : ' •■■■■ ■
    13 * Sketch of critical assembly core showing core support structure ,
    shielding and ho at removal arrangements? with description ( to be provided • '
 'for each critical assembly if more than one in the critio&l facility ),
   JJUCU3AR MATERIAL ACCOUNTANCY AND CONTROL ' :                                                                        .                                                           '
                                                                              *•'    * 1        ' • •: • * ' \                                         .,                         *            *' *
    Accountancy
          ■ «■« ■ *
                                    System
                                      V. » » -n
                                                        "■                                                                                ' • ,* •       ■
                                                                          • ;                                                                                *
              •                                                                       •                                 .     I ' .
    14 *          Description of the nuclear matorxal control and accountancy tystoa
    (douoribo item and/or iflass acoounts.ncy aystem , . including relevant assay
    */            To bo provided for those typoa of fuol fox1 vhich noii-doatractivs
                  technique.'.: for nuclear matorial assay * are available .
                                                                            VI- -6 '                 ' '.'.l?PÇtî5;rN
                                                                                RESTRiCTED                    TC
 ---pagebreak---   rnothodo unod with aBGonsed . aoouraoico ) oupplyih# opocimon blank forma •
  usod in all control and acoou;atancy procedures .        Longth of px-coorvation
  of ouch rooordo ohould bo stated .          V
  pjyoica l Inventory "•               *\. :                                       ■
  15*       Beocription of procodurso , cchodulcd frequency , methods of
'           operator' o .invontory ta)cin£ ("both for item and/or mass accountancy
    V , including relevant aoofiy mothodo ), expected accuracy ;       aocoos'to-
  .       ' nucioar material' is the core uul to irradiated nuoloar material
            °ut ctido tho ooro , expooted radiation lovelo .           .
OTHER IHFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS ' '
16 .        Organizational' struotur© for material aooountaucy and control .
                                     Μ                                         '
17 .        Information on tho health and safety procedure vhioh ehall bo
  •   . .. ohfjorvod or.d uith vhioh tho inopeofcora shall comply at the faoiltity
 ---pagebreak---              ,t ■
                                                        ' 'H'' : RESTRÎGTËD •                                     V;'
                                                                                .   Λ .
). . ; C'v . • • C* : 'CONVERSION , ■ FABRICATION AS))' REPROCESSING FACILITIES                                                                             ' ' . . •'
      ••                        '•           ■   1 V'                                         E&to of.. Information .•••«•••••••••••«
                  IDENTIFICATION . OF THE FACILITY ' ;                                                                            VV                 i / ':";' -K .           -
                  1.           • liam a            *              ; _ : • '.       ••                                . ••••, . •
  •; ; v'2 «                      • Looation            *'      •. "•                                  v.. ; • :r' *';•                ' : y'                           :
i '                       •' Ovmer ( legal3y respons iblo "body )                                                                -\; •
                                    Operator ( loyally responsible "body ) '                                         V ;<-•/ •                     ''v''. ' •'
                5.                  Present status ( in operation or expected date of start of operation)
        '•"'■ 6 .             . Purpose and type of facility                                    -             ... .                                             "           .
            • '              ' .       '       * •         ,                          . ■                                                         4
      •    • •        .         .                                                         \        . ,    »             •                                 *
'               7 , 'Operating ir.ode of facility influencing - its throughput ,                                                              ( Shift system
                adopted, approximate days of opei'ating time per year , etc .)                                                                                ,
                                                                      ■          »
   *            8»                 Layout oT facility oito# Map uhowiag poi%iino*toi*G and premises of iho
             ' facility , in the form of a sito layout ; "buildings t roads , rivers ,
        .. railways , etc#                               •   •                                    ; ,        '    ••                                                    .•
                9«. : Layout of facility »                                         ■ '•*.'          ; .
                                    ( a)    otruotural containment , fences and access routes *
                                    00 routes followed by nuclear material} . > ' . ' - !
                                          ..incoming nuclear material storage';                                                            'v ,-                   .
'•v." ' ■ ' W ■ eac*1 roa*,n processing area and process laboratory *                                                                        . '                   .■ .
                   •• *;;• ( o ) test or experimental araaé : ■                                                                                "
                            .• \ f) outgoing nuclear matorial storage;' ... •'                                                                                ••            1>I
                                    ( g) vast© disposal facilities }                        *      •'                                                                 '         '       1;
                                                                                r ii
                                    (h) enalytioal latoratoiy. •                                                                                ,
r. -. OEJsEHAL APJRA'f,' CWIEII? OF TiiE FACILITY INCLUDB^O FEATURES RELATING TO MATERIAL '                                                                                f
               ACCOUNTANCY COnTABJl-GSJiT AKP SURVBILLAiiCB . ■                                                        .                                        ;          •          |
               Flow , Location end Handling of Nuolear Material' '                                                                               : ~
♦                                                                        «i I'lilOU
               10* »jcho/5u\.t /.o flow oboot for the nuolear material shovfing points where •                                                                                r
     • | naoioar mai-eiial is identified or jiieaaurodj material balance aroas and
         *              •
                                                                                .     '
                                         ■ loca uiona . \uicd fo^*                                         &ccovuvfc&ncy and oaviir.atod
                                                               ^FETR/CRLB                                                                                '             . '■ HII
                                                                                c     I
 ---pagebreak---                                                      RESTRICTED
              rango of inventories of nuoloar niatorial in those areao "under normal
              operating conditions . Tho closcx-iption should inoludo ( if applioo.ble ) t                                                     ■« •
                                                                                :       ...                       ;• '       '*              y
                             ..                               •••' ..     ...              ^v                     ■ % ; # • * *'           •       •    «
H >                     ( a)' batch else or flow rato :                                             : v*v                                            ':
            '••     ' 0>) method of storage ox* packing ;             '■ \                       . • •' '•                                                •
                     ' ( o ) • storage capacity ?                                                                               • '
                       (d ) approximate forecast of throughput and inventory- and of .rocoipta ^
             ' • ■};■:          and shipments . . .         " • .      ■'        1 '                                         .% .."•• -'j -'. . ......
! 's -. XI, tn addition to 10 above , food storage areas for reprocessing plants
             aatwdd " 'bo defloribed by a 'general arrangemoni drawing showings .
    ' " • • :< ( a) locations for fuol eleoonta and handling equipment } "                                                        ''
        ' • (b ) typo of fuol elements including nuoloar material content and
                                enrichment®                        ^                 '•                        /. • •'                           *
 "• IS ,, y.n addition to 10 above , tho description of tho rccyoie stage of the
  •? prooeera ohoiild include if available !.                                                                                i* .
 •.                    (a) duration of temporary „ toragoj , ' '                                                       ' ■
                   • (b ) sohodulos for external reparoling ( if applicable ).                                   . .
  ,.     •»            •                 ■ •                . '       "...                  .i '            * ,                     ■
s • 13.                In addition to 10 above , tho description of tho discard stage of the
                                               •  '    '        ♦                                            •
            prooess phould inoludoj                           •                                                               .           ' ■
                       ( a) tho diccard method (dispooal or storage ).                                    .                v:.
;.'.-14. Undor equilibrinm condiiiono for eaoh 'flowsheet referred, to in
            paragraphs .10 and 16 aiid aoovin'ing the modes of operation in' paragraph 7 »
            states                 :•                    .•                          ••       •                            ;          ;v
                 */■ ( a) tho nominal throughput per yoarj                                                      .         . V- . •
                   ' (b)        tho in-process invent oxy* based on design capacity.' ..                                     •'                   ' 1
      ; '15. jDe&cribo the normal procedures adopted for comploto or partial
     ' '                                            r«                        --                    •                            • *                        ■
. oloan-out of the plant . Inoludo description of special campling and                                                                        ,      . _
          ■ measvur^mant points' associated with the cloan-out procedure and Bubsequont
    " p}\yoioal inventoxy taking , if not dosoribed in 10 abovo . ,
   . • DcGor.ipU.on of Nuclear Mato-^ial ■ .
      . 16 . lOosoribo , by meaxio of flowsheoio or othorwisoj tho ©Btiinatod flow
 ;, '' and iiivciitoiy ^ of all wicloar - isatorial for ctorago 'and' procooo areas . .                                                      . . "
            Tho doccx'iption should include , s                                         t/'v;
 ---pagebreak---                    • ··· ·    '·.ν . .
                    ι »·   · . · . '·
                                                RESTRICTED \
                                                }
               ( a) pbyoical and chemical form }                                                          '»
                                                                                V v '-./ 'T          "      •
           : • (b ) ■ contont range or oxpoctod upper limits for each catogor,,* of
                    .■ colia or liquià diooarà material ;} : ' ••••                                                               'V .-              ..
 • ' ' • : 1 (o ) enrichraent range .                                , -                                  '                                        v'
      NUCU3AK MATERIAL ACCOUNTANCY AND CONTROL
      Aocovnting System .                                  "•     vr -       •; '                                                 ,          . '• •
      17 .. Description of "the accountancy system used to record and report
  "accountancy data wrul establish' matorial "balances , supplying specimen
      forma u.sod in all procedures' ,, Longth of preservation of nuch records
 •• nhould "be otatod .                                                                                •            '
                                  M                                   •                                       .     •
      18 .     Indicate wh cr\ and how often material "balances are made , including any i
•' during campaignc?,                      Describe method and procedure for . adjustment . of aocounts
      after plant inventory •baking.                                    ':
                                                     ,           »                                                                                •
      19. ' Describe procodure for handling shipper/receiver differences and
   ' method of adjustment of accounts ,                                  -                  '        .
                                                                                , .                              '                  »  *
      20 .    Deccribo procedure for making corrections to accouatn due to
      procedural or clerical miotakoo and the. offeot on chipper/receiver
   ■ difforenoea , if applicable ,                            . ' . . .                                                    ...            ••     •:
                                                                r' 1 .     * •     .    ' •        •        •< \ *      .
      Phys ica l Inventory;                                                                      . /
'.'21#         Rofcrcnco io made to paragraph 1 5 «                                  Identify the items of equipment on
  . the . flowsheets of paragrapho 10 and .16 to be regarded ao containers for
      nuclear matorial under physical inventory conditions ,, ' State the timing in
      the campaign programme of taking physical inventories , •                                                                • V '•            .        ,
' ■ Metho do for Measu re ment , Samp ling and Analysis '                                              •        ,                              . • .. . ■
      22 .     Method of ootablishir.g each meaouremont at the point indicated should
    " ho doticribod ;                  equations or tables ucod and' calculations made to determine
      actual cruantitioo                   of woighta or . volumes should bo identified .                                            Rcoording
   . of data automatically or m^inually. should bo etatod . • Method of and
      practical procedures for camping for each point indicated should be . .                                                                           •
      described . ■                           ■'v' -*' --.                     :                         ;v :                                    •'
                                                       '!   RESTRICTED
                                                                                10 ".        : /
 ---pagebreak---                                     •         •■•■•.      - • ' RESTRICTED -             '"V                               •
                                            %
       23 .. '                     -Analytical methods uood for accountancy purposes ahoula
                              bo described .          Inference to & manual - or report viould "bo              ••
                              suitablo .                             ^      v'-' '
"• ■                       ' Control of Mea s urement Accuracy                     .   ••              : ■" . ...\ - _ '•
      24*                         Dooorxbo measurement quality control programme relevant for
                        -'material accounting including programmes (together with accuracy
                             values) for tho continuing - appraisal of analytical , weight ,
                          .'volume and sampling precisions and biases , / and for the calibra–
                             tion of associated equipment j method of calibrating tho measuring
           ■' •■         - equipment referred to in paragraph 23 1 type and quality of
                       • standards used for anaiyti.oal methods referred to in paragraph 23 ?
              •  /  1,
       :•                    "typ® of analytical . equipment used ,- mothod of Calibration and -
  ■                          fre quoncy .                     '                              ...» ....                       •
       '                     Stati st-ical Evaluation                      .'• •       . ' –
     25*                          Deecribo iaethoda of statistica! ovaluatión of data accumulated
                                                                                t
                             in measurement control programmes' for tho evaluation of precision'
                             and accuracy of measurements and tho estimation of measurement ••
         v           • . uncertainty               ( i.e. , dotex-mination of t]c\e random and systematic                 - .
                             erroro of tho measvirements find tho associated limits of orx'or ;
                             statist ical procedures used to combine individual measurement
          • •.-•.'■'error estimates to obtain, the ovoro.ll limits of error for s/R
'•' •' /.••if' differences, the "book inventory , tho physical . inventory end MUF)«
    '                        OTHER INFORMATION RELEVANT TO APPLICATION OF - SAFEGUARDS
      2 6« r                              Organisational structure for material accountancy and control
     27»-' •: ••."                          Information on' the - health and safety procedures which .
                            ;ohall bo observed and with which the inspectors shall comply at
         .                   -the faoility.'             ; ; - -v      '?v
       * . *       ·     ·     ·· ·   . " *
 ---pagebreak---                           , ;·· . · . Ϊ ν,ι,Κϊ-ΑίΚί^ΐω,·            iCTEDr                        ■ .:;·:·· .} ·,;:,ν· ';>· ;. :ν :·Λ : · /;■/■.■■ : <£
                                         ' '· ■.*' ■ ' ■         ·' .       ·.· '                       '·.· »'         . '!*·'·'·· ·' ,.                    ··              '    · ■
                                        D.        STORAGE FACILITIES-' ' .                                     .
  •         .              '                             v • " Bate cf information
  IDENTIFICATION " OF THE FACII-T^-.                                                                             V. • v -;.                                     '
                                                                                ■>>·
  1. ■      Namo ■                •;
 Z» ■       Location                       '     . '                                •    /                  • *                . .
                                                                                •; ■
 3.         Oh-r.er ( legally responsible body )                                                                          : ' V-                                        '
        ' . Oporator ( legally responsible body )                                         /                                         •>
  5.        Fremont status             . '                                                                  :**.                                                                !
 6.         Purpose and typo of facility                                              . • . :           .                        •.                       .
 7 . ' Layout of facility .                  Structural containment , fences and. access routes ,
  if appropriate .                                                      • •' '            ■'                                         ' ' ' v* "                   '       .
  GENERAL APRANGEKEKT OF TIE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
  ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE-' !                                             • ... ■ • .
                                                         ··.·.                         Ί                  ·
 Description of Nuclear Material                                         .                    •' v                    •• '                              .■
                                                                                '                           '*         ■    .·           *
  8«         Description by means" of drawings .or otherwise of all nuclear material •
• in 'facility showing *                   c* . . • . •               '                                   V                              .••'                               '
    ; .       ( a) > all typec of units including normal handling units ;./
    -         (^)       chemical composition or main alloy constituents ; . 1                                                                                ...
         ' ( c ) form and dimensions }                         ' . * ' .                                                               •// ■• . . V ,
              ( d) enrichment ;                                                                                •;         •_
          • (e ) i–■/ nominal weight of nuclear material with design tolerances } ;
               . . **/                                                            .
              ( f) •–' cladding loaterials }              and                             ." ,
                                                                                ...
              (g) . method(s ) of identifying units .                                                                                ' • '.              ••
  Iiocations snd Handling of Nuclear Material 1                                                                      .•                               •    •
                                          .1
  $ *.       Description py means" of layout and general arrangement drawings 02*
                                           η
  otherwise of :                                                                                .• * '                 ■
  */          Soparato fsvcilities Aot normally ejooociatcd with enrichment , conversion ,
              fabrication , reactor?, and chemical reprocessing ar.d " recovery facilities .
 .«»/ '?o be provided for those types of fuel for wliich non -destructive                                                                                .
          'teohniquos for nuclear material assay aro available .                                                                               .
                                           Κ- . ··'· .         ··· :■■
                                                             • 12 ■
 ---pagebreak---                                                       ■ I
                                                RESTRICTED ,
              ( a)'.nuolear material storage aroas ( invontory locations );
    n         ("b ) ; tho estimated range of inventories* of nuclear material in those .
,V V.','            '-'locations ;          . ' I.' ' >   \ "                                V.           "
 ''' • v' - .(o ) nuolcar material storage ' and/or shipping containers ;                      • .
            . (d)     tho route a arid equipment used for ciovemsnt of nucl«ar materials
                           -        '•                        .              *                        , ' '
' •••    •         " if applicable#'-.'                         -V - 'v •■'.          •• ; \
      KUCLBAR MATERIAL ACCOUNTANCY A2H> CONTROL                        V 'M , ;; V"'          -V /
 . Acoovntancy Syrstom            .      . v;
      10,     Dscjcripiion of tho nuclear material oon'trol and accountancy system
■■ (doecribo itoro and/or masr; accountancy system , including relevant assay
     metheda usod with anooeoad accuracies ) supplying cpecioion blank forms used
      in all control and accountancy procedures . 1'                   •. .
  ' PhyfT'.cal Invento ry              .      ' ;<                                              • ....
," 11 .      Description of procedures?, feohed\i!ocl frequency , methodo of operator' a
     inventory taking (both for item 'and/or matm accountancy inoluding relevant
    aooay. ir.othodo ), and expootod acouracy .                                      S.           V
/ OTHER INFORMATION KSLEVAIIT TO APPLICATION OP SAFEGUARDS
    12 .     Organizational structure, for raatsrial - accountancy and control *
    13® . Information on tho health 'and cafety prooeduros' vhich shall bo , "
 oboerved and v?ith >/hich;/ th© "AabpGctortt . chall oomply at tho facility .
 ---pagebreak---      ii ■ tiiii imi – r-mmn- ■      n .       y fTfc|^jM«-p'j %^'tt ^| i |iiiniBii«u – i
                               • E.   ISOTOPE SEPARATION PLANTS
                                                                               Date
 IDENTIFICATION OF THE FACILITY
                                               f
 1.       Name
 2.       Location , exact address with telephone and telex numbers .
 3.       Owner ( legally responsible body or individual ).
 k.       Operator ( legally responsible body or individual ).
 5.        Present status ( in operation or expected date of entry into operation ).
 6.        Building schedule ( if facility not in operation ):
           ( a ) date building starts ;
           (b )      date of facility acceptance ;
           ( c ) commissioning date .
 7.        Purpose and type of facility ( nominal separation capacity , enrichment
                                                   facilities , etc ).
 8.       Ope ratine mode of facility influencing its throughput . (Shift system
          ndoptod , approximate dates of operating times in year , etc .)
 9.       Layout of facility site . Map showing perimeters and premises of the
           facility in the form of a site layout ; buildings , roads , rivers , railways
10 . . Layout of facility
           ( a ) structural containment , fences and access routes ;
           ( b ) containment of certain parts of the facility ;                               .
           ( c ) routes followed by nuclear material ;
           ( d ) incoming nuclear material storage ;
           ( e ) each main processing area and propess laboratory , including weighing
                     and sampling area , decontamination , purification and feed areas , etc
           ( f ) test or experimental areas ;
           (g ) outgoing nuclear material storage ;
           ( h ) waste dispo§al facilities ;
           ( i ) analytical laboratory .
GENERAL ARRANGEMENT OF THE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE                                       "
Flow , location and handling of nuclear materials
                                                   14                              RESTRICTED
 ---pagebreak---                                       i 'CU
11 .  Description by means of diagrams or otherwise of storage areas and process
      areas .   The description should include ( if applicable ):
      ( a ) sampling and measuring points ;
      (b )  batch size and/or flow rate ;
      ( c ) method of storage or packing ;
      ( d ) storage capacities ;                '
12 .  In addition to item 11 above , the description of the facility should
      include :
      ( a ) separation capacity ;
      ( b ) enrichment techniques or methods ;
                                                                        /
      ( c ) possible points for feed , product and tails ;
      ( d ) recycling facilities ;
      ( e ) type and size of UF6 cylinders used and filling and emptying methods .
13.   Power consumption should be given , where necessary .
1 ^.  Each diagram should indicate , under equilibrium conditions :
      ( a ) nominal throughput per year ;
      ( b ) physical inventory of in-process materials ;
      ( c ) material loss rate owing to leakage , decomposition , deposition , etc .,
      ( d ) arrangements for regular plant maintenance ( periodic shutdown or '
            continuous component replacement , etc. ).
15.   Describe special sampling and measurement points associated with
      decontamination of off-process equipment for maintenance or replacement .
16.   Describe process waste disposal point , including disposal method , storage
      period , type of disposal , etc .
Description of nuclear material
17.   Describe , by means of flowsheets or otherwise , the estimated flow and
      inventory of all nuclear material for storage and process areas . The
      description should include :
      ( a ) physical and chemical form ;
      ( b ) enrichment range for feed , product and tails ;
      ( c ) content range or expected upper limits for each category of solid or
            liquid discard material .
                                    15         KËSÏRICTED
 ---pagebreak---                           v     i K!L/ !
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                        © !
                                                                                V_>
                                                                                *
                                                                                I
Accountancy system                     •                                                )
18 .   Description of the accountancy system used to record and report .
       accountancy data and to establish material balances , supplying
       specimen forms used in all procedures .
19 .   Indicate when and how often material balances are made , including any         ,
       during campaigns . Describe method and procedure for adjustment of
       accounts after a physical inventory taking .
20.    Describe procedure for handling shipper/receiver differences and
       method of adjustment of accounts .                              . .
21 .   Describe procedure for making corrections to accounts due to procedural
       or clerical mistakes and the effect on shipper/receiver differences , if
       applicable ..                        '
Physical inventory                                                 •          -
22 .   Identify the items of equipment on the flowsheets of items 11 and 17
       to be regarded as containers for nuclear material under physical
       inventory conditions . State the timing of physical inventory taking .
Methods for measurement , sampling and analysis . .
23.    Refer to the flowsheets of items 11 and 17 for location of sampling and
       measurement points .                                .         .
2^.    Method of establishing each measurement at the point indicated should be
 v     described ; equations or tables used -and calculations made to determine
       actual quantities of weights or volumes should be identified . Recording
       of data automatically or manually should be stated ." Method of and
       practical procedures for sampling for each point indicated should be
       described . Indicate number of samples taken and rejection criteria .
25.    Analytical methods used for accountancy purposes should be described .
       Reference may be made to a manual or report .
                                                                          1 '
Control of measurement accuracy           -
26.    Describe programmes for the continuous appraisal of weight , volume and
       sampling precision and biases and for the calibration of associated
       equipment .
27.    Describe type and quality of standards used for analytical methods
       referred to in paragraph 25 , type of analytical equipment used , method
       of calibration and frequency .                   •
 Statisical evaluation
 28.   Describe statistical evaluation programmes for data accumulated in control
       programmes for weight , volume ,, sampling and analytical measurements ( i.e »
        determination of the random and systematic errors of the measurements and
        associated limits of error ); statistical methods used to combine individual
       measurement error estimates to obtain the overall limits of error for S/R
        differences , the book inventory , the physical inventory and MUF .
                                    16        SESTRICTED
 ---pagebreak---                             KESTRiCTED
'OTHER INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS
29 .   Organisation of material accountancy and control .
30.    Information on the health and safety rules which have to be observed
       and with which the inspectors must comply at the facility .
                                   17
                                           RES.TRfCTED
 ---pagebreak--- F.   FACILITIES USING KUCLEAR MATERIAL IN QUANTITIES EXCEEDING
     ONE EFFECTIVE KILOGRAMME
For any facility of a type not referred, to in sections A to E using more than
an effective kilogramme per annum .
1.   Identification of the facility
2.   General arrangement of the facility , including features relating to
     material   accountancy , containment and surveillance .
3.   Nuclear material accountancy and control system , including techniques
     for physical inventory taking .
4.   Other information relevant to the application of safeguards .
The information required under these headings is , as applicable , the same as
described in the questionnaires for the types of facilities coming under
Sections C , D and E.