[lemma=","] [lemma=officer] [tag=","] [tag=NN] [tag=□]
[lemma=","] [lemma=officer] [tag=","] [tag=NN] [tag=","]
[lemma=","] [lemma=officer] [tag=","] [tag=NN] [tag=NN]
appendix ) or comparable rules of other courts and in connection with litigation to which the receiving federal agency , employee , officer , director , or agent , and the customer are parties , or disclosure is otherwise subject to the relevant exceptions in the RFPA . A cooperative may purchase and maintain insurance on behalf of an individual who is or was a director , officer , employee , or agent of the cooperative , or who , while a director , officer , employee , or agent of the cooperative , is or was serving at the request of the cooperative as a director , officer , partner , trustee , employee , or agent of another foreign or domestic cooperative , corporation , partnership , joint venture , trust , employee benefit plan , or other enterprise , against liability asserted against or incurred by that individual in that capacity or arising from the individual 's status as a director , officer , employee , or agent , whether or not the cooperative would have power to indemnify that individual against the same liability under section 501.412 or 501.413 . Purchasing Employees who have a financial interest in another entity , or who act as a director , officer , partner , employer , agent , or consultant , for another entity , may not influence or attempt to influence any business transaction between the Company and such entity . Before any contract made for or by any state department , board , officer , commission , or institution , shall be executed or become effective , whenever such contract exceeds five thousand dollars in amount , it shall first be approved by the comptroller and filed in his office . " If any registered entity is not enforcing or has not enforced its rules of government made a condition of its designation or registration as set forth in sections 7 through 7a-2 of this title , or if any registered entity , or any director , officer , agent , or employee of any registered entity otherwise is violating or has violated any of the provisions of this chapter or any of the rules , regulations , or orders of the Commission thereunder , the Commission may , upon notice and hearing on the record and subject to appeal as in other cases provided for in section 8 ( b ) of this title , make and enter an order directing that such registered entity , director , officer , agent , or employee shall cease and desist from such violation , and assess a civil penalty of not more than $ 500,000 for each such violation . This part applies to the provision of credit life insurance by any national bank employee , officer , director , or principal shareholder , and certain entities in which such persons own an interest of more than ten percent . It shall be unlawful for any director , officer , agent , or employee of any such corporation to use or to conspire to use the credit ; the funds , or the power of the corporation to fix or control the price of any such commodities , and any such person violating this provision shall be liable to a fine of not less than $ 1,000 and not exceeding $ 5,000 or imprisonment not less than one year and not exceeding five years , or both , in the discretion of the court . Except to the extent provided herein , all damage suits against an employee , officer , agent , or manager or director of the Tribe or any of its departments or divisions for disputes arising under this Act or regulations promulgated hereunder , are prohibited . 1569 , not simply the original introduced version , authorized higher education institutions to enter into contracts where a governing board member is also ' a stockholder , officer , employee , or director of the entity . B. Within ten ( 10 ) days of the first day on which any future principal , officer , director , employee , agent , representative , or other person is engaged in selling or offering to sell credit repair services in active concert or participation with defendant provide to him or her a copy of this Order and obtain from each such person a signed , dated statement , in writing , acknowledging receipt of such copy . Prior to amendment , text read as follows : " Any financial institution that makes a disclosure of any possible violation of law or regulation or a disclosure pursuant to this subsection or any other authority , and any director , officer , employee , or agent of such institution , shall not be liable to any person under any law or regulation of the United States or any constitution , law , or regulation of any State or political subdivision thereof , for such disclosure or for any failure to notify the person involved in the transaction or any other person of such disclosure . If such registered entity , director , officer , agent , or employee , after the entry of such a cease and desist order and the lapse of the period allowed for appeal of such order or after the affirmance of such order , shall fail or refuse to obey or comply with such order , such registered entity , director , officer , agent , or employee shall be guilty of a misdemeanor and , upon conviction thereof , shall be fined not more than $ 500,000 or imprisoned for not less than six months nor more than one year , or both . If a member of the board of trustees of a school district is a stockholder , officer , director , or employee of a bank , the bank is not disqualified from bidding and becoming the school depository of the school district if the bank is selected by a majority vote of the board of trustees of the district or a majority vote of a quorum when only a quorum is present .