Except for Actions disclosed in the Bankruptcy Schedules or the SEC Reports, and except for the Bankruptcy Case, there is no Action, or to the Knowledge of the Company, any Proceeding, which (i) adversely affects or challenges the legality, validity or enforceability of any of the Transaction Documents or the Securities or (ii) would, if there were an unfavorable decision, reasonably be expected to result in a Material Adverse Effect. Except as set forth on Schedule 4.1(j) , neither the Company, nor any Subsidiary, nor, to the Knowledge of the Company, any current director or officer thereof, is or has been the subject of any Action, or to the Knowledge of the Company, any Proceeding, involving a claim of violation of or liability under federal or state securities laws or a claim of breach of fiduciary duty. There has not been, and to the Knowledge of the Company, there is not pending or contemplated, any investigation by the Commission involving the Company or any current director or officer of the Company. Except as set forth on Schedule 4.1(j) , to the Knowledge of the Company, the Commission has not issued any stop order or other order suspending the effectiveness of any registration statement filed by the Company or any Subsidiary under the Exchange Act or the Securities Act.