arthrod commited on
Commit
f44fe87
·
verified ·
1 Parent(s): 4be2b1a

Update README.md

Browse files
Files changed (1) hide show
  1. README.md +60 -100
README.md CHANGED
@@ -54,139 +54,99 @@ tags:
54
  - EDGAR
55
  - filings
56
  ---
57
- # Dataset Card for Dataset Name
58
-
59
- Metadata for all submissions to the Securities and Exchange Commission from 1994 (start) until December 14, 2024. Extracted from quarterly master files.
60
-
61
 
62
  ## Dataset Details
63
 
64
  ### Dataset Description
65
 
66
- <!-- Provide a longer summary of what this dataset is. -->
67
-
68
-
69
-
70
- - **Curated by:** [More Information Needed]
71
- - **Funded by [optional]:** [More Information Needed]
72
- - **Shared by [optional]:** [More Information Needed]
73
- - **Language(s) (NLP):** [More Information Needed]
74
- - **License:** [More Information Needed]
75
-
76
- ### Dataset Sources [optional]
77
 
78
- <!-- Provide the basic links for the dataset. -->
 
 
79
 
80
- - **Repository:** [More Information Needed]
81
- - **Paper [optional]:** [More Information Needed]
82
- - **Demo [optional]:** [More Information Needed]
83
 
84
  ## Uses
85
 
86
- <!-- Address questions around how the dataset is intended to be used. -->
87
-
88
  ### Direct Use
89
-
90
- <!-- This section describes suitable use cases for the dataset. -->
91
-
92
- [More Information Needed]
 
 
93
 
94
  ### Out-of-Scope Use
95
-
96
- <!-- This section addresses misuse, malicious use, and uses that the dataset will not work well for. -->
97
-
98
- [More Information Needed]
99
 
100
  ## Dataset Structure
101
 
102
- <!-- This section provides a description of the dataset fields, and additional information about the dataset structure such as criteria used to create the splits, relationships between data points, etc. -->
103
-
104
- [More Information Needed]
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
105
 
106
  ## Dataset Creation
107
 
108
  ### Curation Rationale
109
-
110
- <!-- Motivation for the creation of this dataset. -->
111
-
112
- [More Information Needed]
113
 
114
  ### Source Data
115
 
116
- <!-- This section describes the source data (e.g. news text and headlines, social media posts, translated sentences, ...). -->
117
-
118
  #### Data Collection and Processing
119
-
120
- <!-- This section describes the data collection and processing process such as data selection criteria, filtering and normalization methods, tools and libraries used, etc. -->
121
-
122
- [More Information Needed]
 
123
 
124
  #### Who are the source data producers?
 
 
125
 
126
- <!-- This section describes the people or systems who originally created the data. It should also include self-reported demographic or identity information for the source data creators if this information is available. -->
127
-
128
- [More Information Needed]
129
-
130
- ### Annotations [optional]
131
-
132
- <!-- If the dataset contains annotations which are not part of the initial data collection, use this section to describe them. -->
133
-
134
- #### Annotation process
135
-
136
- <!-- This section describes the annotation process such as annotation tools used in the process, the amount of data annotated, annotation guidelines provided to the annotators, interannotator statistics, annotation validation, etc. -->
137
-
138
- [More Information Needed]
139
-
140
- #### Who are the annotators?
141
-
142
- <!-- This section describes the people or systems who created the annotations. -->
143
-
144
- [More Information Needed]
145
-
146
- #### Personal and Sensitive Information
147
-
148
- <!-- State whether the dataset contains data that might be considered personal, sensitive, or private (e.g., data that reveals addresses, uniquely identifiable names or aliases, racial or ethnic origins, sexual orientations, religious beliefs, political opinions, financial or health data, etc.). If efforts were made to anonymize the data, describe the anonymization process. -->
149
-
150
- [More Information Needed]
151
 
152
  ## Bias, Risks, and Limitations
153
 
154
- <!-- This section is meant to convey both technical and sociotechnical limitations. -->
155
-
156
- [More Information Needed]
 
 
 
157
 
158
  ### Recommendations
159
 
160
- <!-- This section is meant to convey recommendations with respect to the bias, risk, and technical limitations. -->
161
-
162
- Users should be made aware of the risks, biases and limitations of the dataset. More information needed for further recommendations.
163
-
164
- ## Citation [optional]
165
-
166
- <!-- If there is a paper or blog post introducing the dataset, the APA and Bibtex information for that should go in this section. -->
167
-
168
- **BibTeX:**
169
-
170
- [More Information Needed]
171
-
172
- **APA:**
173
-
174
- [More Information Needed]
175
-
176
- ## Glossary [optional]
177
-
178
- <!-- If relevant, include terms and calculations in this section that can help readers understand the dataset or dataset card. -->
179
-
180
- [More Information Needed]
181
-
182
- ## More Information [optional]
183
-
184
- [More Information Needed]
185
-
186
- ## Dataset Card Authors [optional]
187
-
188
- [More Information Needed]
189
 
190
  ## Dataset Card Contact
191
 
192
- [More Information Needed]
 
54
  - EDGAR
55
  - filings
56
  ---
57
+ # Dataset Card for SEC EDGAR Filings Master Index
 
 
 
58
 
59
  ## Dataset Details
60
 
61
  ### Dataset Description
62
 
63
+ This dataset contains metadata for all submissions to the Securities and Exchange Commission (SEC) through their EDGAR system from 1994 until December 14, 2024. The data is extracted from quarterly master files and includes key information about company filings such as CIK numbers, company names, form types, and filing dates.
 
 
 
 
 
 
 
 
 
 
64
 
65
+ - **Curated by:** Arthur (arthur@cicero.chat)
66
+ - **Language(s):** English
67
+ - **License:** Likely public domain as US government data
68
 
69
+ ### Dataset Sources
70
+ - **Repository:** Based on SEC EDGAR database
71
+ - **Primary Source:** SEC EDGAR system (https://www.sec.gov/edgar.shtml)
72
 
73
  ## Uses
74
 
 
 
75
  ### Direct Use
76
+ - Financial research and analysis
77
+ - Corporate compliance monitoring
78
+ - Historical filing pattern analysis
79
+ - Company information retrieval
80
+ - Regulatory filing tracking
81
+ - Market research and analytics
82
 
83
  ### Out-of-Scope Use
84
+ - Real-time filing monitoring (dataset is historical)
85
+ - Analysis of filing content (contains only metadata)
86
+ - Legal advice or compliance determinations
87
+ - Personal identification or contact information gathering
88
 
89
  ## Dataset Structure
90
 
91
+ The dataset contains the following fields:
92
+
93
+ 1. **_id**: Unique identifier (36 characters)
94
+ 2. **timestamp**: Timestamp of record creation
95
+ 3. **cik**: Company Identifier (1-7 digits)
96
+ 4. **company_name**: Name of filing company (0-150 characters)
97
+ 5. **form_type**: Type of SEC form filed (734 distinct values)
98
+ 6. **date_filed**: Date of filing submission
99
+ 7. **filename**: Path to filing in EDGAR system (37-43 characters)
100
+ 8. **url**: Direct link to filing (66-72 characters)
101
+ 9. **quarter**: Filing quarter (1-4)
102
+ 10. **year**: Filing year (1994-2024)
103
+ 11. **master_metadata**: Dictionary containing:
104
+ - Description
105
+ - Last Data Received
106
+ - Comments
107
+ - Anonymous FTP
108
+ - Cloud HTTP
109
+ 12. **idx_type**: Filing index type
110
 
111
  ## Dataset Creation
112
 
113
  ### Curation Rationale
114
+ The dataset was created to provide a comprehensive index of all SEC EDGAR filings, enabling research, analysis, and monitoring of corporate financial disclosures and regulatory compliance.
 
 
 
115
 
116
  ### Source Data
117
 
 
 
118
  #### Data Collection and Processing
119
+ - Data is collected from SEC EDGAR quarterly master files
120
+ - Processing includes structuring the data into a consistent format
121
+ - URLs are standardized to SEC.gov domain
122
+ - Timestamps are standardized to a consistent format
123
+ - Unique identifiers are assigned to each record
124
 
125
  #### Who are the source data producers?
126
+ - Primary data producers are publicly traded companies and other entities required to file with the SEC
127
+ - Data is collected and distributed by the U.S. Securities and Exchange Commission
128
 
129
+ ### Personal and Sensitive Information
130
+ The dataset contains only publicly available information from SEC filings. While it includes company names and identifiers, it does not contain personal information beyond what is already public in SEC filings.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
131
 
132
  ## Bias, Risks, and Limitations
133
 
134
+ - Historical data may be incomplete for earlier years
135
+ - Company names may change over time
136
+ - CIK numbers may be reused in rare cases
137
+ - Form types may be deprecated or changed over time
138
+ - URLs may become invalid if SEC changes its archive structure
139
+ - Coverage limited to SEC-regulated entities
140
 
141
  ### Recommendations
142
 
143
+ - Verify current company information through SEC's current EDGAR system
144
+ - Cross-reference CIK numbers when tracking companies over time
145
+ - Consider form type changes when analyzing historical patterns
146
+ - Implement appropriate error handling for URL access
147
+ - Use appropriate date ranges for analysis based on regulation changes
148
+ - Consider regulatory context when analyzing filing patterns
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
149
 
150
  ## Dataset Card Contact
151
 
152
+ Arthur ([email protected])