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README.md
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- EDGAR
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- filings
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# Dataset Card for
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Metadata for all submissions to the Securities and Exchange Commission from 1994 (start) until December 14, 2024. Extracted from quarterly master files.
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## Dataset Details
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### Dataset Description
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- **Curated by:** [More Information Needed]
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- **Funded by [optional]:** [More Information Needed]
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- **Shared by [optional]:** [More Information Needed]
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- **Language(s) (NLP):** [More Information Needed]
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- **License:** [More Information Needed]
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### Dataset Sources [optional]
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## Uses
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<!-- Address questions around how the dataset is intended to be used. -->
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### Direct Use
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### Out-of-Scope Use
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## Dataset Structure
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## Dataset Creation
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### Curation Rationale
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<!-- Motivation for the creation of this dataset. -->
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[More Information Needed]
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### Source Data
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<!-- This section describes the source data (e.g. news text and headlines, social media posts, translated sentences, ...). -->
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#### Data Collection and Processing
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#### Who are the source data producers?
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[More Information Needed]
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### Annotations [optional]
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<!-- If the dataset contains annotations which are not part of the initial data collection, use this section to describe them. -->
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#### Annotation process
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<!-- This section describes the annotation process such as annotation tools used in the process, the amount of data annotated, annotation guidelines provided to the annotators, interannotator statistics, annotation validation, etc. -->
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[More Information Needed]
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#### Who are the annotators?
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<!-- This section describes the people or systems who created the annotations. -->
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[More Information Needed]
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#### Personal and Sensitive Information
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<!-- State whether the dataset contains data that might be considered personal, sensitive, or private (e.g., data that reveals addresses, uniquely identifiable names or aliases, racial or ethnic origins, sexual orientations, religious beliefs, political opinions, financial or health data, etc.). If efforts were made to anonymize the data, describe the anonymization process. -->
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[More Information Needed]
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## Bias, Risks, and Limitations
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### Recommendations
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<!-- If there is a paper or blog post introducing the dataset, the APA and Bibtex information for that should go in this section. -->
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**BibTeX:**
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[More Information Needed]
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**APA:**
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## Glossary [optional]
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<!-- If relevant, include terms and calculations in this section that can help readers understand the dataset or dataset card. -->
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## More Information [optional]
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## Dataset Card Authors [optional]
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## Dataset Card Contact
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- EDGAR
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- filings
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# Dataset Card for SEC EDGAR Filings Master Index
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## Dataset Details
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### Dataset Description
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This dataset contains metadata for all submissions to the Securities and Exchange Commission (SEC) through their EDGAR system from 1994 until December 14, 2024. The data is extracted from quarterly master files and includes key information about company filings such as CIK numbers, company names, form types, and filing dates.
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- **Curated by:** Arthur (arthur@cicero.chat)
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- **Language(s):** English
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- **License:** Likely public domain as US government data
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### Dataset Sources
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- **Repository:** Based on SEC EDGAR database
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- **Primary Source:** SEC EDGAR system (https://www.sec.gov/edgar.shtml)
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## Uses
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### Direct Use
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- Financial research and analysis
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- Corporate compliance monitoring
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- Historical filing pattern analysis
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- Company information retrieval
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- Regulatory filing tracking
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- Market research and analytics
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### Out-of-Scope Use
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- Real-time filing monitoring (dataset is historical)
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- Analysis of filing content (contains only metadata)
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- Legal advice or compliance determinations
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- Personal identification or contact information gathering
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## Dataset Structure
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The dataset contains the following fields:
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1. **_id**: Unique identifier (36 characters)
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2. **timestamp**: Timestamp of record creation
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3. **cik**: Company Identifier (1-7 digits)
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4. **company_name**: Name of filing company (0-150 characters)
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5. **form_type**: Type of SEC form filed (734 distinct values)
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6. **date_filed**: Date of filing submission
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7. **filename**: Path to filing in EDGAR system (37-43 characters)
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8. **url**: Direct link to filing (66-72 characters)
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9. **quarter**: Filing quarter (1-4)
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10. **year**: Filing year (1994-2024)
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11. **master_metadata**: Dictionary containing:
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- Description
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- Last Data Received
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- Comments
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- Anonymous FTP
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- Cloud HTTP
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12. **idx_type**: Filing index type
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## Dataset Creation
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### Curation Rationale
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The dataset was created to provide a comprehensive index of all SEC EDGAR filings, enabling research, analysis, and monitoring of corporate financial disclosures and regulatory compliance.
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### Source Data
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#### Data Collection and Processing
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- Data is collected from SEC EDGAR quarterly master files
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- Processing includes structuring the data into a consistent format
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- URLs are standardized to SEC.gov domain
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- Timestamps are standardized to a consistent format
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- Unique identifiers are assigned to each record
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#### Who are the source data producers?
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- Primary data producers are publicly traded companies and other entities required to file with the SEC
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- Data is collected and distributed by the U.S. Securities and Exchange Commission
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### Personal and Sensitive Information
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The dataset contains only publicly available information from SEC filings. While it includes company names and identifiers, it does not contain personal information beyond what is already public in SEC filings.
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## Bias, Risks, and Limitations
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- Historical data may be incomplete for earlier years
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- Company names may change over time
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- CIK numbers may be reused in rare cases
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- Form types may be deprecated or changed over time
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- URLs may become invalid if SEC changes its archive structure
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- Coverage limited to SEC-regulated entities
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### Recommendations
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- Verify current company information through SEC's current EDGAR system
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- Cross-reference CIK numbers when tracking companies over time
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- Consider form type changes when analyzing historical patterns
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- Implement appropriate error handling for URL access
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- Use appropriate date ranges for analysis based on regulation changes
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- Consider regulatory context when analyzing filing patterns
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## Dataset Card Contact
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Arthur ([email protected])
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