{"content":[{"text":"Index","bbox":{"left":0.478039,"top":0.09132,"width":0.044099,"height":0.015573000000000004}},{"text":"I. Message from our Chief Executive Officer ....................................................................... 3 \n II. Purpose ........................................................................................................................... 4 \n i. Compliance and Ethics Resources .............................................................................. 5 \n ii. Reporting Requirements .............................................................................................. 5 \n iii. Procedures for Handling Complaints through ETHOSLine ........................................... 5 \n III. Definitions ....................................................................................................................... 6 \n IV. Overview of Key Anti-corruption Laws ............................................................................. 9 \n i. Foreign Corrupt Practices Act (“FCPA”) ....................................................................... 9 \n ii. United Kingdom Bribery Act (“UKBA”) ......................................................................... 9 \n iii. OECD Convention on Combating Bribery of Foreign Public Officials in International \n Business Transactions .............................................................................10 \n V. Government Interaction .....................................................................................................10 \n i. General principles .......................................................................................................10 \n ii. Specific guidance (non-exhaustive) ............................................................................10 \n VI. Prohibition on Bribery to Government Officials .................................................................11 \n i. Facilitation Payments..................................................................................................12 \n ii. Gifts and hospitalities to Government Officials ............................................................12 \n VII. Commercial Bribery .........................................................................................................14 \n VIII. Conflict of Interest ..........................................................................................................14 \n i. Kickbacks ................................................................................................................15 \n IX. Gifts and Hospitalities to other Third Parties (non-Government Officials) .........................15 \n i. Giving Gifts or Hospitalities .........................................................................................15 \n ii. Accepting Gifts or Hospitalities ...................................................................................16 \n X. Donations ..........................................................................................................................16 \n XI. Political Contributions .......................................................................................................17 \n XII. Third Parties ....................................................................................................................17 \n i. General guidelines ......................................................................................................17 \n ii. Agents or representatives of CEMEX .........................................................................18 \n iii. Red Flags ................................................................................................................18 \n iv. Written Contract ..........................................................................................................19 \n v. Payment Procedures ..................................................................................................20 \n XIII. Joint Ventures ................................................................................................................20 \n XIV. Accounting Controls, Procedures and Records ..............................................................21 \n XV. Policy Updates and Amendments ...................................................................................22 \n XVI. Conclusions ...................................................................................................................22 \n Appendix 1: Third Party Compliance Declaration ...................................................................24 \n Appendix 2: Global Anti-Corruption Policy Acknowledgement Form ......................................25 \n Appendix 3: Government Interaction Tool Overview ..............................................................26 \n Anticorruption Global Policy – Internal Controls .....................................................................27 \n i. Control 1: Handling of complaints received through any of the official channels set out \n in CEMEX’s Code of Ethics......................................................................27 \n ii. Control 2: Government Interaction Authorization tool ................................................27 \n iii. Control 3: Follow-up and update of the Global Anticorruption Policy .........................28 \n iv. Control 4: Payments to government entities report ...................................................28 \n v. Control 5: Gifts and Hospitalities to other Third Parties (non-Government Officials) \n recipient or beneficiary control .................................................................28","bbox":{"left":0.135565,"top":0.123283,"width":0.7469110000000001,"height":0.734153}},{"text":"2","bbox":{"left":0.872353,"top":0.896515,"width":0.009938000000000002,"height":0.015152000000000054}}],"images_bbox":[],"images_bbox_not_text_overlap":[]}