{"content":[{"text":"Citation:","bbox":{"left":0.147059,"top":0.106455,"width":0.07525100000000001,"height":0.020985000000000004}},{"text":"Capital Accumulation Plan Exemption, 2005 ABASC 849","bbox":{"left":0.232157,"top":0.106318,"width":0.456875,"height":0.020212000000000008}},{"text":"Date:","bbox":{"left":0.777843,"top":0.106455,"width":0.04574900000000004,"height":0.020985000000000004}},{"text":"20051021","bbox":{"left":0.833431,"top":0.106318,"width":0.07836299999999996,"height":0.020212000000000008}},{"text":"ALBERTA SECURITIES COMMISSION","bbox":{"left":0.321863,"top":0.142894,"width":0.35619999999999996,"height":0.020985000000000004}},{"text":"ORDER","bbox":{"left":0.464608,"top":0.177742,"width":0.07069400000000003,"height":0.020985000000000004}},{"text":"Registration and Prospectus Exemption for \n Trades in Certain Capital Accumulation Plans","bbox":{"left":0.305294,"top":0.212591,"width":0.38954700000000003,"height":0.038409}},{"text":"Part 1 Definitions","bbox":{"left":0.147059,"top":0.282288,"width":0.15033400000000002,"height":0.020984999999999976}},{"text":"“capital accumulation plan” means a tax assisted investment or savings plan, including \n a defined contribution registered pension plan, a group registered retirement savings plan, \n a group registered education savings plan, or a deferred profit sharing plan, established \n by a plan sponsor that permits a member to make investment decisions among two or \n more investment options offered within the plan and in Québec and Manitoba, includes a \n simplified pension plan.","bbox":{"left":0.147059,"top":0.314576,"width":0.703945,"height":0.10733300000000001}},{"text":"“member” means a current or former employee of an employer, or a person who \n belongs, or did belong to a trade union or association, or","bbox":{"left":0.147059,"top":0.436545,"width":0.6359140000000001,"height":0.037636}},{"text":"(a) his or her spouse, \n (b) a trustee, custodian or administrator who is acting on his or her behalf, or for his or \n her benefit, or on behalf of, or for the benefit of, his or her spouse, or \n (c) his or her holding entity, or a holding entity of his or her spouse,","bbox":{"left":0.147059,"top":0.488818,"width":0.680803,"height":0.07248500000000002}},{"text":"that has assets in a capital accumulation plan, and includes a person that is eligible to \n participate in a capital accumulation plan.","bbox":{"left":0.147059,"top":0.575939,"width":0.666514,"height":0.037636}},{"text":"“plan sponsor” means an employer, trustee, trade union or association or a combination \n of them that establishes a capital accumulation plan, and includes a service provider to \n the extent that the plan sponsor has delegated its responsibilities to the service provider.","bbox":{"left":0.147059,"top":0.628212,"width":0.6937820000000001,"height":0.05506}},{"text":"“service provider” means a person or company that provides services to a plan sponsor \n to design, establish, or operate a capital accumulation plan.","bbox":{"left":0.147059,"top":0.697909,"width":0.690048,"height":0.03756000000000004}},{"text":"Part 2 Exemptions","bbox":{"left":0.147059,"top":0.750394,"width":0.157976,"height":0.02098500000000003}},{"text":"2.1","bbox":{"left":0.147059,"top":0.782681,"width":0.024518000000000012,"height":0.020212000000000008}},{"text":"It is ordered under section 144 of the Securities Act (Alberta) (the Act) that the \n dealer registration requirement does not apply to a trade by a person or company \n in a security of a mutual fund to a capital accumulation plan, or to a member of a \n capital accumulation plan as part of the member’s participation in the capital \n accumulation plan, if the following conditions are met:","bbox":{"left":0.205882,"top":0.782681,"width":0.634903,"height":0.08990900000000002}}],"images_bbox":[],"images_bbox_not_text_overlap":[]}