10-K 1 form10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-K For the Fiscal Year Ended December 31  2019 PROTECTIVE INSURANCE CORPORATION Washington  D.C. 20549 ☒ ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______ to ______ Commission file number: 0-5534 (Exact Name of Registrant as Specified in Its Charter) Indiana (State or Other Jurisdiction of Incorporation or Organization) 111 Congressional Boulevard  Carmel  Indiana (Address of Principal Executive Offices) 35-0160330 (I.R.S. Employer Identification No.) 46032 (Zip Code) Registrant's telephone number  including area code: (317) 636-9800 Securities registered pursuant to Section 12(b) of the Act: Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark if the registrant is a well-known seasoned issuer  as defined in Rule 405 of the Securities Act. Yes  ☐  No  ☒ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes  ☐  No  ☒ Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports)  and (2) has been subject to such filing requirements for the past 90 days. Yes  ☒  No  ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes  ☒  No  ☐ Indicate by check mark whether the registrant is a large accelerated filer  an accelerated filer  a non-accelerated filer  a smaller reporting company  or an emerging growth company. See the definitions of "large accelerated filer"  "accelerated filer"  "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act. Large accelerated filer  ☐ Non-accelerated filer  ☐ Accelerated filer  ☒ Smaller reporting company  ☐ Emerging growth company  ☐ If an emerging growth company  indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes  ☐ No  ☒ The aggregate market value of Class A and Class B Common Stock held by non-affiliates of the Registrant as of June 28  2019  based on the closing trade prices on that date  was approximately $175 668 000. The number of shares outstanding of each of the issuer's classes of common stock as of March 1  2020: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock  No Par Value PTVCA The Nasdaq Stock Market LLC Class B Common Stock  No Par Value PTVCB The Nasdaq Stock Market LLC